Fractional charge and spin errors in self-consistent Green’s function theory

Reference Energies for Valence Ionizations and Satellite Transitions

Upon ionization of an atom or a molecule, another electron (or more) can be simultaneously excited. These concurrently generated states are called "satellites" (or shakeup transitions) as they appear in ionization spectra as higher-energy peaks with weaker intensity and larger width than the main peaks associated with single-particle ionizations. Satellites, which correspond to electronically excited states of the cationic species, are notoriously challenging to model using conventional single-reference methods due to their high excitation degree compared to the neutral reference state. This work reports 42 satellite transition energies and 58 valence ionization potentials (IPs) of full configuration interaction quality computed in small molecular systems. Following the protocol developed for the quest database [Véril, M.; Scemama, A.; Caffarel, M.; Lipparini, F.; Boggio-Pasqua, M.; Jacquemin, D.; and Loos, P.-F. Wiley Interdiscip. Rev.: Comput. Mol. Sci. 2021, 11, e1517], these reference energies are computed using the configuration interaction using a perturbative selection made iteratively (CIPSI) method. In addition, the accuracy of the well-known coupled-cluster (CC) hierarchy (CC2, CCSD, CC3, CCSDT, CC4, and CCSDTQ) is gauged against these new accurate references. The performances of various approximations based on many-body Green's functions (GW, GF2, and T-matrix) for IPs are also analyzed. Their limitations in correctly modeling satellite transitions are discussed.

A Similarity Renormalization Group Approach to Green's Function Methods

The family of Green's function methods based on the GW approximation has gained popularity in the electronic structure theory thanks to its accuracy in weakly correlated systems combined with its cost-effectiveness. Despite this, self-consistent versions still pose challenges in terms of convergence. A recent study [Monino and Loos J. Chem. Phys. 2022, 156, 231101.] has linked these convergence issues to the intruder-state problem. In this work, a perturbative analysis of the similarity renormalization group (SRG) approach is performed on Green's function methods. The SRG formalism enables us to derive, from first-principles, the expression of a naturally static and Hermitian form of the self-energy that can be employed in quasiparticle self-consistent GW (qsGW) calculations. The resulting SRG-based regularized self-energy significantly accelerates the convergence of qsGW calculations, slightly improves the overall accuracy, and is straightforward to implement in existing code.

Unphysical discontinuities, intruder states and regularization in GW methods

By recasting the non-linear frequency-dependent GW quasiparticle equation into a linear eigenvalue problem, we explain the appearance of multiple solutions and unphysical discontinuities in various physical quantities computed within the GW approximation. Considering the GW self-energy as an effective Hamiltonian, it is shown that these issues are key signatures of strong correlation in the (N ± 1)-electron states and can be directly related to the intruder state problem. A simple and efficient regularization procedure inspired by the similarity renormalization group is proposed to avoid such issues and speed up the convergence of partially self-consistent GW calculations.

Exploring Coupled Cluster Green's Function as a Method for Treating System and Environment in Green's Function Embedding Methods

Within the self-energy embedding theory (SEET) framework, we study the coupled cluster Green's function (GFCC) method in two different contexts: as a method to treat either the system or the environment present in the embedding construction. Our study reveals that when GFCC is used to treat the environment we do not see improvement in total energies in comparison to the coupled cluster method itself. To rationalize this puzzling result, we analyze the performance of GFCC as an impurity solver with a series of transition metal oxides. These studies shed light on the strength and weaknesses of such a solver and demonstrate that such a solver gives very accurate results when the size of the impurity is small. We investigate if it is possible to achieve a systematic accuracy of the embedding solution when we increase the size of the impurity problem. We found that in such a case, the performance of the solver worsens, both in terms of finding the ground state solution of the impurity problem and the self-energies produced. We concluded that increasing the rank of GFCC solver is necessary to be able to enlarge impurity problems and achieve a reliable accuracy. We also have shown that natural orbitals from weakly correlated perturbative methods are better suited than symmetrized atomic orbitals (SAO) when the total energy of the system is the target quantity.

Material-Specific Optimization of Gaussian Basis Sets against Plane Wave Data

Since in periodic systems, a given element may be present in different spatial arrangements displaying vastly different physical and chemical properties, an elemental basis set that is independent of physical properties of materials may lead to significant simulation inaccuracies. To avoid such a lack of material specificity within a given basis set, we present a material-specific Gaussian basis optimization scheme for solids, which simultaneously minimizes the total energy of the system and optimizes the band energies when compared to the reference plane wave calculation while taking care of the overlap matrix condition number. To assess this basis set optimization scheme, we compare the quality of the Gaussian basis sets generated for diamond, graphite, and silicon via our method against the existing basis sets. The optimization scheme of this work has also been tested on the existing Gaussian basis sets for periodic systems such as MoS₂ and NiO, yielding improved results.

Variations of the Hartree-Fock fractional-spin error for one electron

Fractional-spin errors are inherent in all current approximate density functionals, including Hartree-Fock theory, and their origin has been related to strong static correlation effects. The conventional way to encode fractional-spin calculations is to construct an ensemble density that scales between the high-spin and low-spin densities. In this article, we explore the variation of the Hartree-Fock fractional-spin (or ghost-interaction) error in one-electron systems using restricted and unrestricted ensemble densities and the exact generalized Hartree-Fock representation. By considering the hydrogen atom and H⁺ ₂ cation, we analyze how the unrestricted and generalized Hartree-Fock schemes minimize this error by localizing the electrons or rotating the spin coordinates. We also reveal a clear similarity between the Coulomb hole of He-like ions and the density depletion near the nucleus induced by the fractional-spin error in the unpolarized hydrogen atom. Finally, we analyze the effect of the fractional-spin error on the Møller-Plesset adiabatic connection, excited states, and functional- and density-driven errors.

Wave Function Perspective and Efficient Truncation of Renormalized Second-Order Perturbation Theory

We present an approach to a renormalized second-order Green's function perturbation theory (GF2), which avoids all dependency on continuous variables, grids, or explicit Green's functions and is instead formulated entirely in terms of static quantities and wave functions. Correlation effects from MP2 diagrams are iteratively incorporated to modify the underlying spectrum of excitations by coupling the physical system to fictitious auxiliary degrees of freedom, allowing for single-particle orbitals to delocalize into this additional space. The overall approach is shown to be rigorously O[N⁵], after an appropriate compression of this auxiliary space. This is achieved via a novel scheme, which ensures that a desired number of moments of the underlying occupied and virtual spectra are conserved in the compression, allowing a rapid and systematically improvable convergence to the limit of the effective dynamical resolution. The approach is found to then allow for the qualitative description of stronger correlation effects, avoiding the divergences of MP2, as well as its orbital-optimized version. On application to the G1 test set, we find that modification up to only the third spectral moment of the underlying spectrum from which the double excitations are built are required for accurate energetics, even in strongly correlated regimes. This is beyond simple self-consistent changes to the density matrix of the system but far from requiring a description of the full dynamics of the frequency-dependent self-energy.

Non-empirical, low-cost recovery of exact conditions with model-Hamiltonian inspired expressions in jmDFT

Density functional theory (DFT) is widely applied to both molecules and materials, but well known energetic delocalization and static correlation errors in practical exchange-correlation approximations limit quantitative accuracy. Common methods that correct energetic delocalization errors, such as the Hubbard U correction in DFT+U or Hartree-Fock exchange in global hybrids, do so at the cost of worsening static correlation errors. We recently introduced an alternate approach [Bajaj et al., J. Chem. Phys. 147, 191101 (2017)] known as judiciously modified DFT (jmDFT), wherein the deviation from exact behavior of semilocal functionals over both fractional spin and charge, i.e., the so-called flat plane, was used to motivate functional forms of second order analytic corrections. In this work, we introduce fully nonempirical expressions for all four coefficients in a DFT+U+J-inspired form of jmDFT, where all coefficients are obtained only from energies and eigenvalues of the integer-electron systems. We show good agreement for U and J coefficients obtained nonempirically as compared with the results of numerical fitting in a jmDFT U+J/J' correction. Incorporating the fully nonempirical jmDFT correction reduces and even eliminates the fractional spin error at the same time as eliminating the energetic delocalization error. We show that this approach extends beyond s-electron systems to higher angular momentum cases including p- and d-electrons. Finally, we diagnose some shortcomings of the current jmDFT approach that limit its ability to improve upon DFT results for cases such as weakly bound anions due to poor underlying semilocal functional behavior.

Describing strong correlation with fractional-spin correction in density functional theory

An effective fractional-spin correction is developed to describe static/strong correlation in density functional theory. Combined with the fractional-charge correction from recently developed localized orbital scaling correction (LOSC), a functional, the fractional-spin LOSC (FSLOSC), is proposed. FSLOSC, a correction to commonly used functional approximations, introduces the explicit derivative discontinuity and largely restores the flat-plane behavior of electronic energy at fractional charges and fractional spins. In addition to improving results from conventional functionals for the prediction of ionization potentials, electron affinities, quasiparticle spectra, and reaction barrier heights, FSLOSC properly describes the dissociation of ionic species, single bonds, and multiple bonds without breaking space or spin symmetry and corrects the spurious fractional-charge dissociation of heteroatom molecules of conventional functionals. Thus, FSLOSC demonstrates success in reducing delocalization error and including strong correlation, within low-cost density functional approximation.

Spin-Unrestricted Self-Energy Embedding Theory

We present a new theoretical approach, unrestricted self-energy embedding theory (USEET), that is a Green's function embedding theory used to study problems in which an open, embedded system exchanges electrons with the environment. USEET has a high potential to be used in studies of strongly correlated systems with an odd number of electrons and open shell systems such as transition metal complexes important in inorganic chemistry. In this paper, we show that USEET results agree very well with common quantum chemistry methods while avoiding typical bottlenecks present in these methods.

Generalized Self-Energy Embedding Theory

Ab initio quantum chemistry calculations for systems with large active spaces are notoriously difficult and cannot be successfully tackled by standard methods. We generalize a Green's function QM/QM embedding method called self-energy embedding theory (SEET) that has the potential to be successfully employed to treat large active spaces. In generalized SEET, active orbitals are grouped into intersecting groups of a few orbitals, allowing us to perform multiple parallel calculations yielding results comparable to the full active-space treatment. We examine generalized SEET on a series of examples and discuss a hierarchy of systematically improvable approximations.