Multi-reference algebraic diagrammatic construction theory for excited states: General formulation and first-order implementation

Efficient Spin-Adapted Implementation of Multireference Algebraic Diagrammatic Construction Theory. I. Core-Ionized States and X-ray Photoelectron Spectra

We present an efficient implementation of multireference algebraic diagrammatic construction theory (MR-ADC) for simulating core-ionized states and X-ray photoelectron spectra (XPS). Taking advantage of spin adaptation, automatic code generation, and density fitting, our implementation can perform calculations for molecules with more than 1500 molecular orbitals, incorporating static and dynamic correlation in the ground and excited electronic states. We demonstrate the capabilities of MR-ADC methods by simulating the XPS spectra of substituted ferrocene complexes and azobenzene isomers. For the ground electronic states of these molecules, the XPS spectra computed using the extended second-order MR-ADC method (MR-ADC(2)-X) are in a very good agreement with available experimental results. We further show that MR-ADC can be used as a tool for interpreting or predicting the results of time-resolved XPS measurements by simulating the core ionization spectra of azobenzene along its photoisomerization, including the XPS signatures of excited states and the minimum energy conical intersection. This work is the first in a series of publications reporting the efficient implementations of MR-ADC methods.

Reference Energies for Valence Ionizations and Satellite Transitions

Upon ionization of an atom or a molecule, another electron (or more) can be simultaneously excited. These concurrently generated states are called "satellites" (or shakeup transitions) as they appear in ionization spectra as higher-energy peaks with weaker intensity and larger width than the main peaks associated with single-particle ionizations. Satellites, which correspond to electronically excited states of the cationic species, are notoriously challenging to model using conventional single-reference methods due to their high excitation degree compared to the neutral reference state. This work reports 42 satellite transition energies and 58 valence ionization potentials (IPs) of full configuration interaction quality computed in small molecular systems. Following the protocol developed for the quest database [Véril, M.; Scemama, A.; Caffarel, M.; Lipparini, F.; Boggio-Pasqua, M.; Jacquemin, D.; and Loos, P.-F. Wiley Interdiscip. Rev.: Comput. Mol. Sci. 2021, 11, e1517], these reference energies are computed using the configuration interaction using a perturbative selection made iteratively (CIPSI) method. In addition, the accuracy of the well-known coupled-cluster (CC) hierarchy (CC2, CCSD, CC3, CCSDT, CC4, and CCSDTQ) is gauged against these new accurate references. The performances of various approximations based on many-body Green's functions (GW, GF2, and T-matrix) for IPs are also analyzed. Their limitations in correctly modeling satellite transitions are discussed.

Simulating transient X-ray photoelectron spectra of Fe(CO)5 and its photodissociation products with multireference algebraic diagrammatic construction theory

Accurate simulations of transient X-ray photoelectron spectra (XPS) provide unique opportunities to bridge the gap between theory and experiment in understanding the photoactivated dynamics in molecules and materials. However, simulating X-ray photoelectron spectra along a photochemical reaction pathway is challenging as it requires accurate description of electronic structure incorporating core-hole screening, orbital relaxation, electron correlation, and spin-orbit coupling in excited states or at nonequilibrium ground-state geometries. In this work, we employ the recently developed multireference algebraic diagrammatic construction theory (MR-ADC) to investigate the core-ionized states and X-ray photoelectron spectra of Fe(CO)5 and its photodissociation products (Fe(CO)4, Fe(CO)3) following excitation with 266 nm light. The simulated transient Fe 3p and CO 3σ XPS spectra incorporating spin-orbit coupling and high-order electron correlation effects are shown to be in a good agreement with the experimental measurements by Leitner et al. [J. Chem. Phys., 2018, 149, 044307]. Our calculations suggest that core-hole screening, spin-orbit coupling, and ligand-field splitting effects are similarly important in reproducing the experimentally observed chemical shifts in transient Fe 3p XPS spectra of iron carbonyl complexes. Our results also demonstrate that the MR-ADC methods can be very useful in interpreting the transient XPS spectra of transition metal compounds.

Performance Tests of the Second-Order Approximate Internally Contracted Multireference Coupled-Cluster Singles and Doubles Method icMRCC2

Benchmark results are presented for the second-order approximation of the internally contracted multireference coupled-cluster method with single and double excitations, icMRCC2 [Köhn, Bargholz, J. Chem. Phys. 2019, 151, 041106], which was designed as a multireference analogue of the single-reference second-order approximate coupled-cluster method CC2 [Christiansen, Koch, Jørgensen, Chem. Phys. Lett. 1995, 243, 409-418]. Vertical excitation energies of various small to medium-sized organic molecules are investigated based on established test sets from the literature. Additionally, the spectroscopic constants of ground and excited states of diatomics and the geometric parameters of excited triatomic molecules were determined and compared to the experimental data. The results show that the method clearly extends the applicability of single-reference CC2, including doubly excited states, and also artifacts of CC2 like too low Rydberg excitations and too weak multiple bonds are eliminated. The method is computationally more demanding than standard multireference second-order perturbation theories but improves significantly in accuracy, as shown by the benchmark results. In addition, it is demonstrated that small active spaces are often sufficient to obtain accurate energies with icMRCC2. Example applications like the automerization of cyclobutadiene, the deactivation pathway of ethylene, and the excited states of an iron complex with a noninnocent nitrosyl ligand demonstrate the potential of icMRCC2 in cases with strong multireference character.

Algebraic Diagrammatic Construction Schemes Employing the Intermediate State Formalism: Theory, Capabilities, and Interpretation

Algebraic diagrammatic construction (ADC) schemes represent a family of ab initio methods for the calculation of excited electronic states and electron-detached and -attached states. All ADC methods have been demonstrated to possess great potential for molecular applications, e.g., for the calculation of absorption or photoelectron spectra or electron attachment processes. ADC originates from Green's function or propagator theory; however, most recent ADC developments heavily rely on the intermediate state representation or effective Liouvillian formalisms, which comprise new ADC methods and computational schemes for high-order properties. The different approaches for the calculation of excitation energies, ionization potentials, and electron affinities are intimately related, and they provide a coherent description of these quantities at equivalent levels of theory and with comparable errors. Most quantum chemical program packages contain ADC methods; however, the most complete ADC suite of methods can be found in the recent release of Q-Chem.

Algebraic Diagrammatic Construction Theory for Simulating Charged Excited States and Photoelectron Spectra

Charged excitations are electronic transitions that involve a change in the total charge of a molecule or material. Understanding the properties and reactivity of charged species requires insights from theoretical calculations that can accurately describe orbital relaxation and electron correlation effects in open-shell electronic states. In this Review, we describe the current state of algebraic diagrammatic construction (ADC) theory for simulating charged excitations and its recent developments. We start with a short overview of ADC formalism for the one-particle Green's function, including its single- and multireference formulations and extension to periodic systems. Next, we focus on the capabilities of ADC methods and discuss recent findings about their accuracy for calculating a wide range of excited-state properties. We conclude our Review by outlining possible directions for future developments of this theoretical approach.

Assessment of State-Averaged Driven Similarity Renormalization Group on Vertical Excitation Energies: Optimal Flow Parameters and Applications to Nucleobases

We present a comprehensive excited-state benchmark for the state-averaged (SA) driven similarity renormalization group (DSRG) [Li, C.; Evangelista, F. A. J. Chem. Phys. 2018, 148, 124106]. Following the QUEST database [Véril, M.; Scemama, A.; Caffarel, M.; Lipparini, F.; Boggio-Pasqua, M.; Jacquemin, D.; Loos, P.-F. Wiley Interdiscip. Rev. Comput. Mol. Sci. 2021, 11, e1517], 280 vertical transition energies of 35 medium-sized molecules are computed using the SA-DSRG derived second- and third-order perturbation theories (PT2/PT3) along with a nonperturbative approach [sq-LDSRG(2)]. Comparing to the theoretical best estimates, the optimal flow parameter is found to be 0.35 and 2.0 Eh-2 for SA-DSRG-PT2 and SA-DSRG-PT3, respectively. For SA-sq-LDSRG(2), a flow parameter of 1.5 Eh-2 provides converged equations without compromising the accuracy. We then assess the accuracy of the SA-DSRG hierarchy using these parameters. The SA-DSRG-PT2 scheme outperforms the level-shifted CASPT2 by 0.10 eV in mean absolute error (MAE), yet this accuracy is slightly inferior than that of CASPT2 with the ionization-potential-electron-affinity shift. Both SA-DSRG-PT3 and SA-sq-LDSRG(2) yield a MAE of 0.10 eV, which is comparable to that of CASPT3 (0.09 eV). Finally, we compute vertical excitation energies of several low-lying singlet states of nucleobases. The SA-sq-LDSRG(2) approach provides highly accurate results for π → π* excitations, while n → π* transitions are better described by SA-DSRG-PT3.

Non-Dyson Algebraic Diagrammatic Construction Theory for Charged Excitations in Solids

We present the first implementation and applications of non-Dyson algebraic diagrammatic construction theory for charged excitations in three-dimensional periodic solids (EA/IP-ADC). The EA/IP-ADC approach has a computational cost similar to the ground-state Møller-Plesset perturbation theory, enabling efficient calculations of a variety of crystalline excited-state properties (e.g., band structure, band gap, density of states) sampled in the Brillouin zone. We use EA/IP-ADC to compute the quasiparticle band structures and band gaps of several materials (from large-gap atomic and ionic solids to small-gap semiconductors) and analyze the errors of EA/IP-ADC approximations up to the third order in perturbation theory. Our work also reports the first-ever calculations of ground-state properties (equation-of-state and lattice constants) of three-dimensional crystalline systems using a periodic implementation of third-order Møller-Plesset perturbation theory (MP3).

Simulating X-ray photoelectron spectra with strong electron correlation using multireference algebraic diagrammatic construction theory

A new theoretical approach for the simulations of X-ray photoelectron spectra of strongly correlated molecular systems that combines multireference algebraic diagrammatic construction theory (MR-ADC) with a core–valence separation (CVS) technique.

Analytic Energy Gradients for the Driven Similarity Renormalization Group Multireference Second-Order Perturbation Theory

We derive analytic energy gradients of the driven similarity renormalization group (DSRG) multireference second-order perturbation theory (MRPT2) using the method of Lagrange multipliers. In the Lagrangian, we impose constraints for a complete-active-space self-consistent-field reference wave function and the semicanonical orthonormal molecular orbitals. Solving for the associated Lagrange multipliers is found to share the same asymptotic scaling of a single DSRG-MRPT2 energy computation. A pilot implementation of the DSRG-MRPT2 analytic gradients is used to optimize the geometry of the singlet and triplet states of p-benzyne. The equilibrium bond lengths and angles are similar to those computed via other MRPT2s and Mukherjee's multireference coupled cluster theory. An approximate DSRG-MRPT2 method that neglects the contributions of the three-body density cumulant is found to introduce negligible errors in the geometry of p-benzyne, lending itself to a promising low-cost approach for molecular geometry optimizations using large active spaces.

Multireference Algebraic Diagrammatic Construction Theory for Excited States: Extended Second-Order Implementation and Benchmark

We present an implementation and benchmark of new approximations in multireference algebraic diagrammatic construction theory for simulations of neutral electronic excitations and UV/vis spectra of strongly correlated molecular systems (MR-ADC). Following our work on the first-order MR-ADC approximation [J. Chem. Phys. 2018, 149, 204113], we report the strict and extended second-order MR-ADC methods (MR-ADC(2) and MR-ADC(2)-X) that combine the description of static and dynamic electron correlation in the ground and excited electronic states without relying on state-averaged reference wave functions. We present an extensive benchmark of the new MR-ADC methods for excited states in several small molecules, including the carbon dimer, ethylene, and butadiene. Our results demonstrate that, for weakly correlated electronic states, the MR-ADC(2) and MR-ADC(2)-X methods outperform the third-order single-reference ADC approximation and are competitive with the results from equation-of-motion coupled cluster theory. For states with multireference character, the performance of the MR-ADC methods is similar to that of an N-electron valence perturbation theory. In contrast to conventional multireference perturbation theories, the MR-ADC methods have many attractive features, such as a straightforward and efficient calculation of excited-state properties and a direct access to excitations outside of the frontier (active) orbitals.

Analytical gradients for core-excited states in the algebraic diagrammatic construction (ADC) framework

Expressions for analytical molecular gradients of core-excited states have been derived and implemented for the hierarchy of algebraic diagrammatic construction (ADC) methods up to extended second-order within the core-valence separation (CVS) approximation. We illustrate the use of CVS-ADC gradients by determining relaxed core-excited state potential energy surfaces and optimized geometries for water, formic acid, and benzene. For water, our results show that in the dissociative lowest core-excited state, a linear configuration is preferred. For formic acid, we find that the O K-edge lowest core-excited state is non-planar, a fact that is not captured by the equivalent core approximation where the core-excited atom with its hole is replaced by the "Z + 1" neighboring atom in the periodic table. For benzene, the core-excited state gradients are presented along the Jahn-Teller distorted geometry of the 1s → π* excited state. Our development may pave a new path to studying the dynamics of molecules in their core-excited states.

Intermediate state representation approach to physical properties of molecular electron-attached states: Theory, implementation, and benchmarking

Computational schemes for comprehensive studies of molecular electron-attached states and the calculation of electron affinities (EAs) are formulated and implemented employing the intermediate state representation (ISR) formalism and the algebraic-diagrammatic construction approximation for the electron propagator (EA-ADC). These EA-ADC(n)/ISR(m) schemes allow for a consistent treatment of not only electron affinities and pole strengths up to third-order of perturbation theory (n = 3) but also one-electron properties of electron-attached states up to second order (m = 2). The EA-ADC/ISR equations were implemented in the Q-Chem program for Ŝ_z-adapted intermediate states, allowing also open-shell systems to be studied using unrestricted Hartree-Fock references. For benchmarking of the EA-(U)ADC/ISR schemes, EAs and dipole moments of various electron-attached states of small closed- and open-shell molecules were computed and compared to full configuration interaction data. As an illustrative example, EA-ADC(3)/ISR(2) has been applied to the thymine-thymine (6-4) DNA photolesion.

Efficient implementation of the single-reference algebraic diagrammatic construction theory for charged excitations: Applications to the TEMPO radical and DNA base pairs

We present an efficient implementation of the second- and third-order single-reference algebraic diagrammatic construction (ADC) theory for electron attachment and ionization energies and spectra [EA/IP-ADC(n), n = 2, 3]. Our new EA/IP-ADC program features spin adaptation for closed-shell systems, density fitting for efficient handling of the two-electron integral tensors, and vectorized and parallel implementation of tensor contractions. We demonstrate capabilities of our efficient implementation by applying the EA/IP-ADC(n) (n = 2, 3) methods to compute the photoelectron spectrum of the (2,2,6,6-tetramethylpiperidin-1-yl)oxyl (TEMPO) radical, as well as the vertical and adiabatic electron affinities of TEMPO and two DNA base pairs (guanine-cytosine and adenine-thymine). The spectra and electron affinities computed using large diffuse basis sets with up to 1028 molecular orbitals are found to be in good agreement with the best available results from the experiment and theoretical simulations.

Full-frequency GW without frequency

Efficient computer implementations of the GW approximation must approximate a numerically challenging frequency integral; the integral can be performed analytically, but doing so leads to an expensive implementation whose computational cost scales as O(N6), where N is the size of the system. Here, we introduce a new formulation of the full-frequency GW approximation by exactly recasting it as an eigenvalue problem in an expanded space. This new formulation (1) avoids the use of time or frequency grids, (2) naturally obviates the need for the common "diagonal" approximation, (3) enables common iterative eigensolvers that reduce the canonical scaling to O(N5), and (4) enables a density-fitted implementation that reduces the scaling to O(N4). We numerically verify these scaling behaviors and test a variety of approximations that are motivated by this new formulation. The new formulation is found to be competitive with conventional O(N4) methods based on analytic continuation or contour deformation. In this new formulation, the relation of the GW approximation to configuration interaction, coupled-cluster theory, and the algebraic diagrammatic construction is made especially apparent, providing a new direction for improvements to the GW approximation.

Assessing the orbital-optimized unitary Ansatz for density cumulant theory

The previously proposed Ansatz for density cumulant theory that combines orbital-optimization and a parameterization of the 2-electron reduced density matrix cumulant in terms of unitary coupled cluster amplitudes (OUDCT) is carefully examined. Formally, we elucidate the relationship between OUDCT and orbital-optimized unitary coupled cluster theory and show the existence of near-zero denominators in the stationarity conditions for both the exact and some approximate OUDCT methods. We implement methods of the OUDCT Ansatz restricted to double excitations for numerical study, up to the fifth commutator in the Baker-Campbell-Hausdorff expansion. We find that methods derived from the Ansatz beyond the previously known ODC-12 method tend to be less accurate for equilibrium properties and less reliable when attempting to describe H₂ dissociation. New developments are needed to formulate more accurate density cumulant theory variants.

Efficient Excitations and Spectra within a Perturbative Renormalization Approach

We present a self-consistent approach for computing the correlated quasiparticle spectrum of charged excitations in iterative O[N5] computational time. This is based on the auxiliary second-order Green's function approach [Backhouse, O. J. Chem. Theory Comput., 2000], in which a self-consistent effective Hamiltonian is constructed by systematically renormalizing the dynamical effects of the self-energy at second-order perturbation theory. From extensive benchmarking across the W4-11 molecular test set, we show that the iterative renormalization and truncation of the effective dynamical resolution arising from the 2h1p and 1h2p spaces can substantially improve the quality of the resulting ionization potential and electron affinity predictions compared to benchmark values. The resulting method is shown to be superior in accuracy to similarly scaling quantum chemical methods for charged excitations in EOM-CC2 and ADC(2), across this test set, while the self-consistency also removes the dependence on the underlying mean-field reference. The approach also allows for single-shot computation of the entire quasiparticle spectrum, which is applied to the benzoquinone molecule and demonstrates the reduction in the single-particle gap due to the correlated physics, and gives direct access to the localization of the Dyson orbitals.

Ultrafast Spectroscopy of Photoactive Molecular Systems from First Principles: Where We Stand Today and Where We Are Going

Computational spectroscopy is becoming a mandatory tool for the interpretation of the complex, and often congested, spectral maps delivered by modern non-linear multi-pulse techniques. The fields of Electronic Structure Methods, Non-Adiabatic Molecular Dynamics, and Theoretical Spectroscopy represent the three pillars of the virtual ultrafast optical spectrometer, able to deliver transient spectra in silico from first principles. A successful simulation strategy requires a synergistic approach that balances between the three fields, each one having its very own challenges and bottlenecks. The aim of this Perspective is to demonstrate that, despite these challenges, an impressive agreement between theory and experiment is achievable now regarding the modeling of ultrafast photoinduced processes in complex molecular architectures. Beyond that, some key recent developments in the three fields are presented that we believe will have major impacts on spectroscopic simulations in the very near future. Potential directions of development, pending challenges, and rising opportunities are illustrated.

Improving the Efficiency of the Multireference Driven Similarity Renormalization Group via Sequential Transformation, Density Fitting, and the Noninteracting Virtual Orbital Approximation

This study examines several techniques to improve the efficiency of the linearized multireference driven similarity renormalization group truncated to one- and two-body operators [MR-LDSRG(2)]. We propose a sequential MR-LDSRG(2) [sq-MR-LDSRG(2)] scheme, in which one-body substitutions are folded exactly into the Hamiltonian. This new approach is combined with density fitting (DF) to reduce the storage cost of two-electron integrals. To further avoid storage of large four-index intermediates, we propose a noninteracting virtual orbital (NIVO) approximation of the Baker-Campbell-Hausdorff series that neglects commutators terms with three and four virtual indices. The NIVO approximation reduces the computational prefactor of the MR-LDSRG(2), bringing it closer to that of coupled cluster with singles and doubles (CCSD). We test the effect of the DF and NIVO approximations on the MR-LDSRG(2) and sq-MR-LDSRG(2) methods by computing properties of eight diatomic molecules. The diatomic constants obtained by DF-sq-MR-LDSRG(2)+NIVO are found to be as accurate as those from the original MR-LDSRG(2) and coupled cluster theory with singles, doubles, and perturbative triples. Finally, we demonstrate that the DF-sq-MR-LDSRG(2)+NIVO scheme can be applied to chemical systems with more than 550 basis functions by computing the automerization energy of cyclobutadiene with a quintuple-ζ basis set. The predicted automerization energy is found to be similar to the value computed with Mukherjee's state-specific multireference coupled cluster theory with singles and doubles.

Benchmarks for Electronically Excited States with CASSCF Methods

The accuracy of three different complete active space (CAS) self-consistent field (CASSCF) methods is investigated for the electronically excited-state benchmark set of Schreiber , M. ; et al. J. Chem. Phys. 2008 , 128 , 134110 . Comparison of the CASSCF linear response (LR) methods MC-RPA and MC-TDA and the state-averaged (SA) CASSCF method is made for 122 singlet excitation energies and 69 oscillator strengths. Of all CASSCF methods, when considering the complete test set, MC-RPA performs best for both excitation energies and oscillator strengths with a mean absolute error (MAE) of 0.74 eV and 51%, respectively. MC-TDA and SA-CASSCF show a similar accuracy for the excitation energies with a MAE of ∼1 eV with respect to more accurate coupled cluster (CC3) excitation energies. The opposite trend is observed for the subset of n → π* excitation energies for which SA-CASSCF exhibits the least deviations (MAE 0.65 eV). By looking at s-tetrazine in more detail, we conclude that better performance for the n → π* SA-CASSCF excitation energies can be attributed to a fortunate error compensation. For oscillator strengths, SA-CASSCF performs worst for the complete test set (MAE 100%) as well as for the subsets of n → π* (MAE 192%) and π → π* excitations (MAE 84.9%). In general, CASSCF gives the worst performance for excitation energies of all excited-state ab initio methods considered so far due to lacking the major part of dynamic electron correlation, though MC-RPA and TD-DFT (BP86) show similar performance. Among all LR-type methods, LR-CASSCF oscillator strengths are the ones with the least accuracy for the same reason. As state-specific orbital relaxation effects are accounted for in LR-CASSCF, oscillator strengths are significantly more accurate than those of MS-CASPT2. Our findings should encourage further developments of response theory-based multireference methods with higher accuracy and feasibility.

CASSCF linear response calculations for large open-shell molecules

The complete active space self-consistent-field (CASSCF) linear response method for the simulation of ultraviolet-visible (UV/Vis) absorption and electronic circular dichroism (ECD) spectra of large open-shell molecules is presented. By using a one-index transformed Hamiltonian, the computation of the most time-consuming intermediates can be pursued in an integral-direct fashion, which allows us to employ the efficient resolution-of-the-identity and overlap-fitted chain-of-spheres approximation. For the iterative diagonalization, pairs of Hermitian and anti-Hermitian trial vectors are used which facilitate, on the one hand, an efficient solution of the pair-structured generalized eigenvalue problem in the reduced space, and on the other hand, make the full multiconfigurational random phase approximation as efficient as the corresponding Tamm-Dancoff approximation. Electronic transitions are analyzed and characterized in the particle-hole picture by natural transition orbitals that are introduced for CASSCF linear response theory. For a small organic radical, we can show that the accuracy of simulated UV/Vis absorption spectra with the CASSCF linear response approach is significantly improved compared to the popular state-averaged CASSCF method. To demonstrate the efficiency of the implementation, the 50 lowest roots of a large Ni triazole complex with 231 atoms are computed for the simulated UV/Vis and ECD spectra.