Generation of plasmonic hot carriers from d-bands in metallic nanoparticles

Hot carriers from intra- and interband transitions in gold-silver alloy nanoparticles

Hot electrons and holes generated from the decay of localised surface plasmons in metallic nanoparticles can be harnessed for applications in solar energy conversion and sensing. In this paper, we study the generation of hot carriers in large spherical gold-silver alloy nanoparticles using a recently developed atomistic modelling approach that combines a solution of Maxwell's equations with large-scale tight-binding simulations. We find that hot-carrier properties depend sensitively on the alloy composition. Specifically, nanoparticles with a large gold fraction produce hot carriers under visible light illumination while nanoparticles with a large silver fraction require higher photon energies to produce hot carriers. Moreover, most hot carriers in nanoparticles with a large gold fraction originate from interband transitions which give rise to energetic holes and 'cold' electrons near the Fermi level. Increasing the silver fraction enhances the generation rate of hot carriers from intraband transitions which produce energetic electrons and 'cold' holes. These findings demonstrate that alloy composition is a powerful tuning parameter for the design of nanoparticles for applications in solar energy conversion and sensing that require precise control of hot-carrier properties.

Tailoring Hot-Carrier Distributions of Plasmonic Nanostructures through Surface Alloying

Alloyed metal nanoparticles are a promising platform for plasmonically enabled hot-carrier generation, which can be used to drive photochemical reactions. Although the non-plasmonic component in these systems has been investigated for its potential to enhance catalytic activity, its capacity to affect the photochemical process favorably has been underexplored by comparison. Here, we study the impact of surface alloy species and concentration on hot-carrier generation in Ag nanoparticles. By first-principles simulations, we photoexcite the localized surface plasmon, allow it to dephase, and calculate spatially and energetically resolved hot-carrier distributions. We show that the presence of non-noble species in the topmost surface layer drastically enhances hot-hole generation at the surface at the expense of hot-hole generation in the bulk, due to the additional d-type states that are introduced to the surface. The energy of the generated holes can be tuned by choice of the alloyant, with systematic trends across the d-band block. Already low surface alloy concentrations have a large impact, with a saturation of the enhancement effect typically close to 75% of a monolayer. Hot-electron generation at the surface is hindered slightly by alloying, but here a judicious choice of the alloy composition allows one to strike a balance between hot electrons and holes. Our work underscores the promise of utilizing multicomponent nanoparticles to achieve enhanced control over plasmonic catalysis and provides guidelines for how hot-carrier distributions can be tailored by designing the electronic structure of the surface through alloying.

Atomistic Theory of Hot-Carrier Relaxation in Large Plasmonic Nanoparticles

Recently, there has been significant interest in harnessing hot-carriers generated from the decay of localized surface plasmons in metallic nanoparticles for applications in photocatalysis, photovoltaics, and sensing. In this work, we develop an atomistic method that makes it possible to predict the population of hot-carriers under continuous wave illumination for large nanoparticles of relevance to experimental studies. For this, we solve the equation of motion of the density matrix, taking into account both the excitation of hot-carriers and subsequent relaxation effects. We present results for spherical Au and Ag nanoparticles with up to 250,000 atoms. We find that the population of highly energetic carriers depends on both the material and the nanoparticle size. We also study the increase in the electronic temperature upon illumination and find that Ag nanoparticles exhibit a much larger temperature increase than Au nanoparticles. Finally, we investigate the effect of using different models for the relaxation matrix but find that the qualitative features of the hot-carrier population are robust. These insights can be harnessed for the design of improved hot-carrier devices.

Theory of Hot-Carrier Generation in Bimetallic Plasmonic Catalysts

Bimetallic nanoreactors in which a plasmonic metal is used to funnel solar energy toward a catalytic metal have recently been studied experimentally, but a detailed theoretical understanding of these systems is lacking. Here, we present theoretical results of hot-carrier generation rates of different Au-Pd nanoarchitectures. In particular, we study spherical core-shell nanoparticles with a Au core and a Pd shell as well as antenna-reactor systems consisting of a large Au nanoparticle that acts as an antenna and a smaller Pd satellite nanoparticle separated by a gap. In addition, we investigate an antenna-reactor system in which the satellite is a core-shell nanoparticle. Hot-carrier generation rates are obtained from an atomistic quantum-mechanical modeling technique which combines a solution of Maxwell's equation with a tight-binding description of the nanoparticle electronic structure. We find that antenna-reactor systems exhibit significantly higher hot-carrier generation rates in the catalytic material than the core-shell system as a result of strong electric field enhancements associated with the gap between the antenna and the satellite. For these systems, we also study the dependence of the hot-carrier generation rate on the size of the gap, the radius of the antenna nanoparticle, and the direction of light polarization. Overall, we find a strong correlation between the calculated hot-carrier generation rates and the experimentally measured chemical activity for the different Au-Pd photocatalysts. Our insights pave the way toward a microscopic understanding of hot-carrier generation in heterogeneous nanostructures for photocatalysis and other energy-conversion applications.

Ultra-thin Ag/Si heterojunction hot-carrier photovoltaic conversion Schottky devices for harvesting solar energy at wavelength above 1.1 µm

Traditional silicon solar cells can only absorb the solar spectrum at wavelengths below 1.1 μm. Here we proposed a breakthrough in harvesting solar energy below Si bandgap through conversion of hot carriers generated in the metal into a current using an energy barrier at the metal-semiconductor junction. Under appropriate conditions, the photo-excited hot carriers can quickly pass through the energy barrier and lead to photocurrent, maximizing the use of excitation energy and reducing waste heat consumption. Compared with conventional silicon solar cells, hot-carrier photovoltaic conversion Schottky device has better absorption and conversion efficiency for an infrared regime above 1.1 μm, expands the absorption wavelength range of silicon-based solar cells, makes more effective use of the entire solar spectrum, and further improves the photovoltaic performance of metal-silicon interface components by controlling the evaporation rate, deposition thickness, and annealing temperature of the metal layer. Finally, the conversion efficiency 3.316% is achieved under the infrared regime with a wavelength of more than 1100 nm and an irradiance of 13.85 mW/cm².

Multi-temperature modeling of femtosecond laser pulse on metallic nanoparticles accounting for the temperature dependences of the parameters

This review considers the fundamental dynamical processes of metal nanoparticles during and after the impact of a femtosecond laser pulse on a nanoparticle, including the absorption of photons. Understanding the sequence of events after photon absorption and their timescales is important for many applications of nanoparticles. Various processes are discussed, starting with optical absorption by electrons, proceeding through the relaxation of the electrons due to electron–electron scattering and electron–phonon coupling, and ending with the dissipation of the nanoparticle energy into the environment. The goal is to consider the timescales, values, and temperature dependences of the electron heat capacity and the electron–phonon coupling parameter that describe these processes and how these dependences affect the electron energy relaxation. Two- and four-temperature models for describing electron–phonon relaxation are discussed. Significant emphasis is paid to the proposed analytical approach to modeling processes during the action of a femtosecond laser pulse on a metal nanoparticle. These consider the temperature dependences of the electron heat capacity and the electron–phonon coupling factor of the metal. The entire process is divided into four stages: (1) the heating of the electron system by a pulse, (2) electron thermalization, (3) electron–phonon energy exchange and the equalization of the temperature of the electrons with the lattice, and (4) cooling of the nanoparticle. There is an appropriate analytical description of each stage. The four-temperature model can estimate the parameters of the laser and nanoparticles needed for applications of femtosecond laser pulses and nanoparticles.

Dynamical evolution of the Schottky barrier as a determinant contribution to electron-hole pair stabilization and photocatalysis of plasmon-induced hot carriers

The harnessing of plasmon-induced hot carriers promises to open new avenues for the development of clean energies and chemical catalysis. The extraction of carriers before thermalization and recombination is of fundamental importance to obtain appealing conversion yields. Here, hot carrier injection in the paradigmatic Au-TiO₂ system is studied by means of electronic and electron-ion dynamics. Our results show that pure electronic features (without considering many-body interactions or dissipation to the environment) contribute to the electron-hole separation stability. These results reveal the existence of a dynamic contribution to the interfacial potential barrier (Schottky barrier) that arises at the charge injection pace, impeding electronic back transfer. Furthermore, we show that this charge separation stabilization provides the time needed for the charge to leak to capping molecules placed over the TiO₂ surface triggering a coherent bond oscillation that will lead to a photocatalytic dissociation. We expect that our results will add new perspectives to the interpretation of the already detected long-lived hot carrier lifetimes and their catalytical effect, and concomitantly to their technological applications.

Hot-Carrier Generation in Plasmonic Nanoparticles: The Importance of Atomic Structure

Metal nanoparticles are attractive for plasmon-enhanced generation of hot carriers, which may be harnessed in photochemical reactions. In this work, we analyze the coherent femtosecond dynamics of photon absorption, plasmon formation, and subsequent hot-carrier generation through plasmon dephasing using first-principles simulations. We predict the energetic and spatial hot-carrier distributions in small metal nanoparticles and show that the distribution of hot electrons is very sensitive to the local structure. Our results show that surface sites exhibit enhanced hot-electron generation in comparison to the bulk of the nanoparticle. Although the details of the distribution depend on particle size and shape, as a general trend, lower-coordinated surface sites such as corners, edges, and {100} facets exhibit a higher proportion of hot electrons than higher-coordinated surface sites such as {111} facets or the core sites. The present results thereby demonstrate how hot carriers could be tailored by careful design of atomic-scale structures in nanoscale systems.

Special topic on emerging directions in plasmonics

Plasmonics enables a wealth of applications, including photocatalysis, photoelectrochemistry, photothermal heating, optoelectronic devices, and biological and chemical sensing, while encompassing a broad range of materials, including coinage metals, doped semiconductors, metamaterials, 2D materials, bioconjugates, and chiral assemblies. Applications in plasmonics benefit from the large local electromagnetic field enhancements generated by plasmon excitation, as well as the products of plasmon decay, including photons, hot charge carriers, and heat. This special topic highlights recent work in both theory and experiment that advance our fundamental understanding of plasmon excitation and decay mechanisms, showcase new applications enabled by plasmon excitation, and highlight emerging classes of materials that support plasmon excitation.