Systems theory, thermodynamics and life: Integrated thinking across ecology, organization and biological evolution

In this paper we explore the relevance and integration of system theory and thermodynamics in terms of the Earth system. It is proposed that together, these fields explain the evolution, organization, functionality and directionality of life on Earth. We begin by summarizing historical and current thinking on the definition of life itself. We then investigate the evidence for a single unit of life. Given that any definition of life and its levels of organization are intertwined, we explore how the Earth system is structured and functions from an energetic perspective, by outlining relevant thermodynamic theory relating to molecular, metabolic, cellular, individual, population, species, ecosystem and biome organization. We next investigate the fundamental relationships between systems theory and thermodynamics in terms of the Earth system, examining the key characteristics of self-assembly, self-organization (including autonomy), emergence, non-linearity, feedback and sub-optimality. Finally, we examine the relevance of systems theory and thermodynamics with reference to two specific aspects: the tempo and directionality of evolution and the directional and predictable process of ecological succession. We discuss the importance of the entropic drive in understanding altruism, multicellularity, mutualistic and antagonistic relationships and how maximum entropy production theory may explain patterns thought to evidence the intermediate disturbance hypothesis.

Exploring the entropic nature of political polarization through its formulation as a isolated thermodynamic system

Political polarization has become an alarming trend observed in various countries. In the effort to produce more consistent simulations of the process, insights from the foundations of physics are adopted. The work presented here looks at a simple model of political polarization amongst agents which influence their immediate locality and how a entropy trace of the political discourse can be produced. From this model an isolated system representation can be formulated in respect to the changes in the entropy values across all variables of the system over simulation time. It is shown that a constant entropy value for the system can be calculated so that as the agents coalesce their opinions, the entropy trace in regards to political engagements decreases as the entropy value across non-political engagements increase. This relies upon an intrinsic constraint upon agents imposing a fixed number of activities per time point. As a result the simulation respects the second law of thermodynamics and provides insight into political polarization as a basin of entropy within an isolated system without making assumptions about external activities.

Disturbance has lasting effects on functional traits and diversity of grassland plant communities

Background

Localized disturbances within grasslands alter biological properties and may shift species composition. For example, rare species in established communities may become dominant in successional communities if they exhibit traits well-suited to disturbance conditions. Although the idea that plant species exhibit different trait 'strategies' is well established, it is unclear how ecological selection for specific traits may change as a function of disturbance. Further, there is little data available testing whether disturbances select for single trait-characters within communities (homogenization), or allow multiple trait-types to persist (diversification). We investigated how (a) traits and (b) functional diversity of post-disturbance gap communities compared to those in adjacent undisturbed grasslands, and (c) if altered functional diversity resulted in the homogenization or diversification of functional traits.

Methods

Here we emulate the impacts of an extreme disturbance in a native grassland site. We measured plant community composition of twelve paired 50 × 50 cm plots (24 total) in Alberta, Canada. Each pair consisted of one undisturbed plot and one which had all plants terminated 2 years prior. We used species abundances and a local trait database to calculate community weighted means for maximum height, specific leaf area, specific root length, leaf nitrogen percent, and root nitrogen percent. To test the impacts of disturbance on community functional traits, we calculated functional diversity measures and compared them between disturbed and undisturbed communities.

Results

Within 2 years, species richness and evenness in disturbed communities had recovered and was equivalent to undisturbed communities. However, disturbed and undisturbed communities had distinct community compositions, resulting in lower functional divergence in disturbed plots. Further, disturbance was linked to increases in community-weighted mean trait values for resource-acquisitive traits, such as specific leaf area, and leaf and root nitrogen.

Discussion

Disturbance had lasting effects on the functional traits and diversity of communities, despite traditional biodiversity measures such as richness and evenness recovering within 2 years. The trait space of gap communities shifted compared to undisturbed communities such that gap communities were dominated by traits enhancing resource uptake and growth rates. Overall, these results show that short-term disturbance fundamentally changes the functional character of early-successional communities, even if they superficially appear recovered.

The formulation of chemical potentials and free energy changes in biochemical reactions

In 1994, an IUBMB-IUPAC joint committee recommended a revised formulation for standard chemical potentials and reaction free energies motivated by the fact that, in biochemistry, the reactants and products often exist in multiple charge states depending on the pH and pMg of the solution environment. The recommendation involved both the use of (1) a mathematical transform with the intent to hold the pH constant, and (2) the formulation of reference chemical potentials of ionized isomeric species based on the log sum of the individual standard chemical potentials of each isomeric species. Recently, several reports including a 2020 IUPAC report have appeared that challenged the need for such summary formulations, arguing that the standard chemical potentials were sufficient with full accounting of each of the different charge state isomers involved in a biochemical reaction. This work critically evaluates both the use of thermodynamic transforms and the different chemical potential formulations. It is shown that (1) transforms are not necessary to hold the pH constant and (2) demonstrates that the two chemical potential formulations are not equivalent. Which formulation is appropriate depends on what species are measured experimentally or whether an assumption of equilibrium among the charge state isomers is reasonable and desirable.

Phytoplankton Temporal Strategies Increase Entropy Production in a Marine Food Web Model

We develop a trait-based model founded on the hypothesis that biological systems evolve and organize to maximize entropy production by dissipating chemical and electromagnetic free energy over longer time scales than abiotic processes by implementing temporal strategies. A marine food web consisting of phytoplankton, bacteria, and consumer functional groups is used to explore how temporal strategies, or the lack thereof, change entropy production in a shallow pond that receives a continuous flow of reduced organic carbon plus inorganic nitrogen and illumination from solar radiation with diel and seasonal dynamics. Results show that a temporal strategy that employs an explicit circadian clock produces more entropy than a passive strategy that uses internal carbon storage or a balanced growth strategy that requires phytoplankton to grow with fixed stoichiometry. When the community is forced to operate at high specific growth rates near 2 d⁻¹, the optimization-guided model selects for phytoplankton ecotypes that exhibit complementary for winter versus summer environmental conditions to increase entropy production. We also present a new type of trait-based modeling where trait values are determined by maximizing entropy production rather than by random selection.

Incorporating a monetary variable into the Schelling model addresses the issue of a decreasing entropy trace

The Schelling model of segregation has been shown to have a simulation trace which decreases the entropy of its states as the aggregate number of residential agents surrounded by a threshold of equally labeled agents increases. This introduces a paradox which goes against the second law of thermodynamics that states how entropy must increase. In the efforts to bring principles of physics into the modeling of sociological phenomena this must be addressed. A modification of the model is introduced where a monetary variable is provided to the residential agents (sampled from reported income data), and a dynamic which acts upon this variable when an agent changes its location on the grid. The entropy of the simulation over the iterations is estimated in terms of the aggregate residential homogeneity and the aggregate income homogeneity. The dynamic on the monetary variable shows that it can increase the entropy of the states over the simulation. The path of the traces with both variables in the results show that the shape of the region of entropy is followed supporting that the decrease of entropy due to the residential clustering has a parallel and independent effect increasing the entropy via the monetary variable.

Science-Driven Societal Transformation, Part I: Worldview

Humanity faces serious social and environmental problems, including climate change and biodiversity loss. Increasingly, scientists, global policy experts, and the general public conclude that incremental approaches to reduce risk are insufficient and transformative change is needed across all sectors of society. However, the meaning of transformation is still unsettled in the literature, as is the proper role of science in fostering it. This paper is the first in a three-part series that adds to the discussion by proposing a novel science-driven research-and-development program aimed at societal transformation. More than a proposal, it offers a perspective and conceptual framework from which societal transformation might be approached. As part of this, it advances a formal mechanics with which to model and understand self-organizing societies of individuals. While acknowledging the necessity of reform to existing societal systems (e.g., governance, economic, and financial systems), the focus of the series is on transformation understood as systems change or systems migration—the de novo development of and migration to new societal systems. The series provides definitions, aims, reasoning, worldview, and a theory of change, and discusses fitness metrics and design principles for new systems. This first paper proposes a worldview, built using ideas from evolutionary biology, complex systems science, cognitive sciences, and information theory, which is intended to serve as the foundation for the R&D program. Subsequent papers in the series build on the worldview to address fitness metrics, system design, and other topics.

Thermodynamics in Ecology-An Introductory Review

How to predict the evolution of ecosystems is one of the numerous questions asked of ecologists by managers and politicians. To answer this we will need to give a scientific definition to concepts like sustainability, integrity, resilience and ecosystem health. This is not an easy task, as modern ecosystem theory exemplifies. Ecosystems show a high degree of complexity, based upon a high number of compartments, interactions and regulations. The last two decades have offered proposals for interpretation of ecosystems within a framework of thermodynamics. The entrance point of such an understanding of ecosystems was delivered more than 50 years ago through Schrödinger’s and Prigogine’s interpretations of living systems as “negentropy feeders” and “dissipative structures”, respectively. Combining these views from the far from equilibrium thermodynamics to traditional classical thermodynamics, and ecology is obviously not going to happen without problems. There seems little reason to doubt that far from equilibrium systems, such as organisms or ecosystems, also have to obey fundamental physical principles such as mass conservation, first and second law of thermodynamics. Both have been applied in ecology since the 1950s and lately the concepts of exergy and entropy have been introduced. Exergy has recently been proposed, from several directions, as a useful indicator of the state, structure and function of the ecosystem. The proposals take two main directions, one concerned with the exergy stored in the ecosystem, the other with the exergy degraded and entropy formation. The implementation of exergy in ecology has often been explained as a translation of the Darwinian principle of “survival of the fittest” into thermodynamics. The fittest ecosystem, being the one able to use and store fluxes of energy and materials in the most efficient manner. The major problem in the transfer to ecology is that thermodynamic properties can only be calculated and not measured. Most of the supportive evidence comes from aquatic ecosystems. Results show that natural and culturally induced changes in the ecosystems, are accompanied by a variations in exergy. In brief, ecological succession is followed by an increase of exergy. This paper aims to describe the state-of-the-art in implementation of thermodynamics into ecology. This includes a brief outline of the history and the derivation of the thermodynamic functions used today. Examples of applications and results achieved up to now are given, and the importance to management laid out. Some suggestions for essential future research agendas of issues that needs resolution are given.

A theory of pulse dynamics and disturbance in ecology

We propose four postulates as the minimum set of logical propositions necessary for a theory of pulse dynamics and disturbance in ecosystems: (1) resource dynamics characterizes the magnitude, rate, and duration of resource change caused by pulse events, including the continuing changes in resources that are the result of abiotic and biotic processes; (2) energy flux characterizes the energy flow that controls the variation in the rates of resource assimilation across ecosystems; (3) patch dynamics characterizes the distribution of resource patches over space and time, and the resulting patterns of biotic diversity, ecosystem structure, and cross-scale feedbacks of pulses processes; and (4) biotic trait diversity characterizes the evolutionary responses to pulse dynamics and, in turn, the way trait diversity affects ecosystem dynamics during and after pulse events. We apply the four postulates to an important class of pulse events, biomass-altering disturbances, and derive seven generalizations that predict disturbance magnitude, resource trajectory, rate of resource change, disturbance probability, biotic trait diversification at evolutionary scales, biotic diversity at ecological scales, and functional resilience. Ultimately, theory must define the variable combinations that result in dynamic stability, comprising resistance, recovery, and adaptation.