Nonadiabatic pumping through interacting quantum dots

Fantastical excited state optimized structures and where to find them

The quantum chemistry community has developed analytic forces for approximate electronic excited states to enable walking on excited state potential energy surfaces (PES). One can thereby computationally characterize excited state minima and saddle points. Always implicit in using this machinery is the fact that an excited state PES only exists within the realm of the Born-Oppenheimer approximation, where the nuclear and electronic degrees of freedom separate. This work demonstrates through ab initio calculations and simple nonadiabatic dynamics that some excited state minimum structures are fantastical: they appear to exist as stable configurations only as a consequence of the PES construct, rather than being physically observable. Each fantastical structure exhibits an unphysically high predicted harmonic frequency and associated force constant. This fact can serve as a valuable diagnostic of when an optimized excited state structure is non-observable. The origin of this phenomenon can be attributed to the coupling between different electronic states. As PESs approach one another, the upper surface can form a minimum that is very close to a near-touching point. The force constant, evaluated at this minimum, relates to the strength of the electronic coupling rather than to any characteristic excited state vibration. Nonadiabatic dynamics results using a Landau-Zener model illustrate that fantastical excited state structures have extremely short lifetimes on the order of a few femtoseconds. Their appearance in a calculation signals the presence of a nearby conical intersection through which the system will rapidly cross to a lower surface.

Asymptotic expansion of the solution of the master equation and its application to the speed limit

We investigate an asymptotic expansion of the solution of the master equation under the modulation of control parameters. In this case, the nondecaying part of the solution becomes the dynamical steady state expressed as an infinite series using the pseudoinverse of the Liouvillian, whose convergence is not granted in general. We demonstrate that for the relaxation time approximation model, the Borel summation of the infinite series is compatible with the exact solution. By exploiting the series expansion, we obtain the analytic expression of the heat and the activity. In the two-level system coupled to a single bath, under the linear modulation of the energy as a function of time, we demonstrate that the infinite series expression is the asymptotic expansion of the exact solution. The equality of a trade-off relation between the speed of the state transformation and the entropy production [Shiraishi, Funo, and Saito, Phys. Rev. Lett. 121, 070601 (2018)PRLTAO0031-900710.1103/PhysRevLett.121.070601] holds in the lowest order of the frequency of the energy modulation in the two-level system. To obtain this result, the heat emission and absorption at edges (the initial and end times) or the differences of the Shannon entropy between the instantaneous steady state and the dynamical steady state at edges are essential: If we ignore these effects, the trade-off relation can be violated.

Nonadiabatic Control of Geometric Pumping

We study nonadiabatic effects of geometric pumping. With arbitrary choices of periodic control parameters, we go beyond the adiabatic approximation to obtain the exact pumping current. We find that a geometrical interpretation for the nontrivial part of the current is possible even in the nonadiabatic regime. The exact result allows us to find a smooth connection between the adiabatic Berry phase theory at low frequencies and the Floquet theory at high frequencies. We also study how to control the geometric current. Using the method of shortcuts to adiabaticity with the aid of an assisting field, we illustrate that it enhances the current.

Nonadiabaticity in Quantum Pumping Phenomena under Relaxation

The ability to control quanta shown by quantum pumping has been intensively studied, aiming to further develop nano fabrication. In accordance with the fast progress of the experimental techniques, the focus on quantum pumping extends to include the quicker transport. For this purpose, it is necessary to remove the “adiabatic” or “slow” condition, which has been the central concept of quantum pumping since its first proposal for a closed system. In this article, we review the studies which go beyond the conventional adiabatic approximation for open quantum systems to transfer energy quanta and electron spins with using the full counting statistics. We also discuss the recent developments of the nonadiabatic treatments of quantum pumping.

Thermodynamics and Steady State of Quantum Motors and Pumps Far from Equilibrium

In this article, we briefly review the dynamical and thermodynamical aspects of different forms of quantum motors and quantum pumps. We then extend previous results to provide new theoretical tools for a systematic study of those phenomena at far-from-equilibrium conditions. We mainly focus on two key topics: (1) The steady-state regime of quantum motors and pumps, paying particular attention to the role of higher order terms in the nonadiabatic expansion of the current-induced forces. (2) The thermodynamical properties of such systems, emphasizing systematic ways of studying the relationship between different energy fluxes (charge and heat currents and mechanical power) passing through the system when beyond-first-order expansions are required. We derive a general order-by-order scheme based on energy conservation to rationalize how every order of the expansion of one form of energy flux is connected with the others. We use this approach to give a physical interpretation of the leading terms of the expansion. Finally, we illustrate the above-discussed topics in a double quantum dot within the Coulomb-blockade regime and capacitively coupled to a mechanical rotor. We find many exciting features of this system for arbitrary nonequilibrium conditions: a definite parity of the expansion coefficients with respect to the voltage or temperature biases; negative friction coefficients; and the fact that, under fixed parameters, the device can exhibit multiple steady states where it may operate as a quantum motor or as a quantum pump, depending on the initial conditions.

Nonadiabatic Dynamics in Single-Electron Tunneling Devices with Time-Dependent Density-Functional Theory

We simulate the dynamics of a single-electron source, modeled as a quantum dot with on-site Coulomb interaction and tunnel coupling to an adjacent lead in time-dependent density-functional theory. Based on this system, we develop a time-nonlocal exchange-correlation potential by exploiting analogies with quantum-transport theory. The time nonlocality manifests itself in a dynamical potential step. We explicitly link the time evolution of the dynamical step to physical relaxation timescales of the electron dynamics. Finally, we discuss prospects for simulations of larger mesoscopic systems.

Charge and heat transport in soft nanosystems in the presence of time-dependent perturbations

BACKGROUND

Soft nanosystems are electronic nanodevices, such as suspended carbon nanotubes or molecular junctions, whose transport properties are modulated by soft internal degrees of freedom, for example slow vibrational modes. Effects of the electron-vibration coupling on the charge and heat transport of soft nanoscopic systems are theoretically investigated in the presence of time-dependent perturbations, such as a forcing antenna or pumping terms between the leads and the nanosystem. A well-established approach valid for non-equilibrium adiabatic regimes is generalized to the case where external time-dependent perturbations are present. Then, a number of relevant applications of the method are reviewed for systems composed by a quantum dot (or molecule) described by a single electronic level coupled to a vibrational mode.

RESULTS

Before introducing time-dependent perturbations, the range of validity of the adiabatic approach is discussed showing that a very good agreement with the results of an exact quantum calculation is obtained in the limit of low level occupation. Then, we show that the interplay between the low frequency vibrational modes and the electronic degrees of freedom affects the thermoelectric properties within the linear response regime finding out that the phonon thermal conductance provides an important contribution to the figure of merit at room temperature. Our work has been stimulated by recent experimental results on carbon nanotube electromechanical devices working in the semiclassical regime (resonator frequencies in the megahertz range compared to an electronic hopping frequency of the order of tens of gigahertz) with extremely high quality factors. The nonlinear vibrational regime induced by the external antenna in such systems has been discussed within the non-perturbative adiabatic approach reproducing quantitatively the characteristic asymmetric shape of the current-frequency curves. Within the same set-up, we have proved that the antenna is able to pump sufficient charge close to the mechanical resonance making single-parameter adiabatic charge pumping feasible in carbon nanotube resonators. The pumping mechanism that we observe is different from that acting in the two parameter pumping and, instead, it is based on an important dynamic adjustment of the mechanical motion of the nanotube to the external drive in the weakly nonlinear regime. Finally, stochastic forces induced by quantum and thermal fluctuations due to the electron charging of the quantum dot are shown to affect in a significant way a Thouless charge pump realized with an elastically deformable quantum dot. In this case, the pumping mechanism is also shown to be magnified when the frequency of the external drive is resonant with the proper frequency of the deformable quantum dot. In this regime, the pumping current is not strongly reduced by the temperature, giving a measurable effect.

CONCLUSION

Aim of this review has been to discuss common features of different soft nanosystems under external drive. The most interesting effects induced by time-dependent perturbations are obtained when the external forcing is nearly resonant with the slow vibrational modes. Indeed, not only the external forcing can enhance the electronic response, but it also induces nonlinear regimes where the interplay between electronic and vibrational degrees of freedom plays a major role.

Renormalization in Periodically Driven Quantum Dots

We report on strong renormalization encountered in periodically driven interacting quantum dots in the nonadiabatic regime. Correlations between lead and dot electrons enhance or suppress the amplitude of driving depending on the sign of the interaction. Employing a newly developed flexible renormalization-group-based approach for periodic driving to an interacting resonant level we show analytically that the magnitude of this effect follows a power law. Our setup can act as a non-Markovian, single-parameter quantum pump.

Non-adiabatic quantized charge pumping with tunable-barrier quantum dots: a review of current progress

Precise manipulation of individual charge carriers in nanoelectronic circuits underpins practical applications of their most basic quantum property--the universality and invariance of the elementary charge. A charge pump generates a net current from periodic external modulation of parameters controlling a nanostructure connected to source and drain leads; in the regime of quantized pumping the current varies in steps of [Formula: see text] as function of control parameters, where [Formula: see text] is the electron charge and f is the frequency of modulation. In recent years, robust and accurate quantized charge pumps have been developed based on semiconductor quantum dots with tunable tunnel barriers. These devices allow modulation of charge exchange rates between the dot and the leads over many orders of magnitude and enable trapping of a precise number of electrons far away from equilibrium with the leads. The corresponding non-adiabatic pumping protocols focus on understanding of separate parts of the pumping cycle associated with charge loading, capture and release. In this report we review realizations, models and metrology applications of quantized charge pumps based on tunable-barrier quantum dots.

Time-dependent quantum transport through an interacting quantum dot beyond sequential tunneling: second-order quantum rate equations

A general theoretical formulation for the effect of a strong on-site Coulomb interaction on the time-dependent electron transport through a quantum dot under the influence of arbitrary time-varying bias voltages and/or external fields is presented, based on slave bosons and the Keldysh nonequilibrium Green's function (GF) techniques. To avoid the difficulties of computing double-time GFs, we generalize the propagation scheme recently developed by Croy and Saalmann to combine the auxiliary-mode expansion with the celebrated Lacroix's decoupling approximation in dealing with the second-order correlated GFs and then establish a closed set of coupled equations of motion, called second-order quantum rate equations (SOQREs), for an exact description of transient dynamics of electron correlated tunneling. We verify that the stationary solution of our SOQREs is able to correctly describe the Kondo effect on a qualitative level. Moreover, a comparison with other methods, such as the second-order von Neumann approach and Hubbard-I approximation, is performed. As illustrations, we investigate the transient current behaviors in response to a step voltage pulse and a harmonic driving voltage, and linear admittance as well, in the cotunneling regime.

Noise-assisted charge pump in elastically deformable molecular junctions

We study a charge pump realized with an elastically deformable quantum dot whose center of mass follows a nonlinear stochastic dynamics. The interplay of noise, nonlinear effects, dissipation and interaction with an external time-dependent driving on the pumped charge is fully analyzed. The results show that the quantum pumping mechanism not only is not destroyed by the force fluctuations, but it becomes stronger when the forcing signal frequency is tuned close to the resonance of the vibrational mode. The robustness of the quantum pump with temperature is also investigated and an exponential decay of the pumped charge is found when the coupling to the vibrational mode is present. Implications of our results for nanoelectromechanical systems are also discussed.

A new approach to time-dependent transport through an interacting quantum dot within the Keldysh formalism

The time-dependent transport through a nanoscale device consisting of a single spin-degenerate orbital with on-site Coulomb interaction, coupled to two leads, is investigated. Various gate and bias voltage time dependences are considered. The key and new point lies in the proposed way to avoid the difficulties of the usual heavy computation when dealing with two-time Green's functions within the Keldysh formalism. The time-dependent retarded dot Green's functions are evaluated, in an efficient manner within a non-canonical Hubbard I approximation. Calculations of the time-dependent current are then presented in the wide-band limit for different parameter sets. A comparison between the method and the Hartree-Fock approximation is performed as well. It is shown that the latter cannot account reliably for dynamical aspects of transport phenomena.

Charge transport through single molecules, quantum dots and quantum wires

We review recent progress in the theoretical description of correlation and quantum fluctuation phenomena in charge transport through single molecules, quantum dots and quantum wires. Various physical phenomena are addressed, relating to cotunneling, pair-tunneling, adiabatic quantum pumping, charge and spin fluctuations, and inhomogeneous Luttinger liquids. We review theoretical many-body methods to treat correlation effects, quantum fluctuations, non-equilibrium physics, and the time evolution into the stationary state of complex nanoelectronic systems.