Knots and Non-Hermitian Bloch Bands

Stress guides in generic static mechanical metamaterials

The confinement of waves within a waveguide can enable directional transmission of signals, which has found wide applications in communication, imaging, and signal isolation. Extending this concept to static systems, where material deformation is piled up along a spatial trajectory, remains elusive due to the sensitivity of localized deformation to structural defects and impurities. Here, we propose a general framework to characterize localized static deformation responses in two-dimensional generic static mechanical metamaterials, by exploiting the duality between space in static systems and time in one-dimensional non-reciprocal wave systems. An internal time-reverse symmetry is developed by the space-time duality. Upon breaking this symmetry, quasi-static load-induced deformation can be guided to travel along a designated path, thereby realizing a stress guide. A combination of time-reverse and inversion symmetries discloses the parity-time symmetry inherent in static systems, which can be leveraged to achieve directional deformation shielding. The tailorable stress guides can find applications in various scenarios, ranging from stress shielding and energy harvesting in structural tasks to information processing in mechanical computing devices.

Observation of Topological Transition in Floquet Non-Hermitian Skin Effects in Silicon Photonics

Non-Hermitian physics has greatly enriched our understanding of nonequilibrium phenomena and uncovered novel effects such as the non-Hermitian skin effect (NHSE) that has profoundly revolutionized the field. NHSE has been predicted in systems with nonreciprocal couplings which, however, are challenging to realize in experiments. Without nonreciprocal couplings, the NHSE can also emerge in systems with coexisting gauge fields and loss or gain (e.g., in Floquet non-Hermitian systems). However, such Floquet NHSE remains largely unexplored in experiments. Here, we realize the Floquet NHSEs in periodically modulated optical waveguides integrated on a silicon photonic platform. By engineering the artificial gauge fields induced by the periodical modulation, we observe various Floquet NHSE phases and unveil their rich topological transitions. Remarkably, we discover the transitions between the unipolar NHSE phases and an unconventional bipolar NHSE phase, which is accompanied by the directional reversal of the NHSEs. The underlying physics is revealed by the band winding in complex quasienergy space which undergoes a topology change from isolated loops with the same winding to linked loops with opposite windings. Our work unfolds a new route toward Floquet NHSEs originating from the interplay between gauge fields and dissipation effects, and thus offers fundamentally new ways for steering light and other waves.

Topological origin of non-Hermitian skin effect in higher dimensions and uniform spectra

The non-Hermitian skin effect is an iconic phenomenon characterized by the aggregation of eigenstates near the system boundaries in non-Hermitian systems. While extensively studied in one dimension, understanding the skin effect and extending the non-Bloch band theory to higher dimensions encounter a formidable challenge, primarily due to infinite lattice geometries or open boundary conditions. This work adopts a point-gap perspective and unveils that non-Hermitian skin effect in all spatial dimensions originates from point gaps. We introduce the concept of uniform spectra and reveal that regardless of lattice geometry, their energy spectra are universally given by the uniform spectra, even though their manifestations of skin modes may differ. Building on the uniform spectra, we demonstrate how to account for the skin effect with generic lattice cuts and establish the connections of skin modes across different geometric shapes via momentum-basis transformations. Our findings highlight the pivotal roles point gaps play, offering a unified understanding of the topological origin of non-Hermitian skin effect in all dimensions.

Homotopy, symmetry, and non-Hermitian band topology

Non-Hermitian matrices are ubiquitous in the description of nature ranging from classical dissipative systems, including optical, electrical, and mechanical metamaterials, to scattering of waves and open quantum many-body systems. Seminal line-gap and point-gap classifications of non-Hermitian systems using K-theory have deepened the understanding of many physical phenomena. However, ample systems remain beyond this description; reference points and lines do not in general distinguish whether multiple non-Hermitian bands exhibit intriguing exceptional points, spectral braids and crossings. To address this we consider two different notions: non-Hermitian band gaps and separation gaps that crucially encompass a broad class of multi-band scenarios, enabling the description of generic band structures with symmetries. With these concepts, we provide a unified and comprehensive classification of both gapped and nodal systems in the presence of physically relevant parity-time (PT) and pseudo-Hermitian symmetries using homotopy theory. This uncovers new stable topology stemming from both eigenvalues and wave functions, and remarkably also implies distinct fragile topological phases. In particular, we reveal different Abelian and non-Abelian phases inPT-symmetric systems, described by frame and braid topology. The corresponding invariants are robust to symmetry-preserving perturbations that do not induce (exceptional) degeneracy, and they also predict the deformation rules of nodal phases. We further demonstrate that spontaneousPTsymmetry breaking is captured by Chern-Euler and Chern-Stiefel-Whitney descriptions, a fingerprint of unprecedented non-Hermitian topology previously overlooked. These results open the door for theoretical and experimental exploration of a rich variety of novel topological phenomena in a wide range of physical platforms.

Exceptional Nexus in Bose-Einstein Condensates with Collective Dissipation

In multistate non-Hermitian systems, higher-order exceptional points and exotic phenomena with no analogues in two-level systems arise. A paradigm is the exceptional nexus (EX), a third-order EP as the cusp singularity of exceptional arcs (EAs), that has a hybrid topological nature. Using atomic Bose-Einstein condensates to implement a dissipative three-state system, we experimentally realize an EX within a two-parameter space, despite the absence of symmetry. The engineered dissipation exhibits density dependence due to the collective atomic response to resonant light. Based on extensive analysis of the system's decay dynamics, we demonstrate the formation of an EX from the coalescence of two EAs with distinct geometries. These structures arise from the different roles played by dissipation in the strong coupling limit and quantum Zeno regime. Our Letter paves the way for exploring higher-order exceptional physics in the many-body setting of ultracold atoms.

Non-Abelian Braiding of Topological Edge Bands

Braiding is a geometric concept that manifests itself in a variety of scientific contexts from biology to physics, and has been employed to classify bulk band topology in topological materials. Topological edge states can also form braiding structures, as demonstrated recently in a type of topological insulators known as Möbius insulators, whose topological edge states form two braided bands exhibiting a Möbius twist. While the formation of Möbius twist is inspiring, it belongs to the simple Abelian braid group B_{2}. The most fascinating features about topological braids rely on the non-Abelianness in the higher-order braid group B_{N} (N≥3), which necessitates multiple edge bands, but so far it has not been discussed. Here, based on the gauge enriched symmetry, we develop a scheme to realize non-Abelian braiding of multiple topological edge bands. We propose tight-binding models of topological insulators that are able to generate topological edge states forming non-Abelian braiding structures. Experimental demonstrations are conducted in two acoustic crystals, which carry three and four braided acoustic edge bands, respectively. The observed braiding structure can correspond to the topological winding in the complex eigenvalue space of projective translation operator, akin to the previously established point-gap winding topology in the bulk of the Hatano-Nelson model. Our Letter also constitutes the realization of non-Abelian braiding topology on an actual crystal platform, but not based on the "virtual" synthetic dimensions.

Non-Abelian physics in light and sound

Non-Abelian phenomena arise when the sequence of operations on physical systems influences their behaviors. By possessing internal degrees of freedom such as polarization, light and sound can be subjected to various manipulations, including constituent materials, structured environments, and tailored source conditions. These manipulations enable the creation of a great variety of Hamiltonians, through which rich non-Abelian phenomena can be explored and observed. Recent developments have constituted a versatile testbed for exploring non-Abelian physics at the intersection of atomic, molecular, and optical physics; condensed matter physics; and mathematical physics. These fundamental endeavors could enable photonic and acoustic devices with multiplexing functionalities. Our review aims to provide a timely and comprehensive account of this emerging topic. Starting from the foundation of matrix-valued geometric phases, we address non-Abelian topological charges, non-Abelian gauge fields, non-Abelian braiding, non-Hermitian non-Abelian phenomena, and their realizations with photonics and acoustics and conclude with future prospects.

Third-order exceptional line in a nitrogen-vacancy spin system

Exceptional points (EPs) are singularities in non-Hermitian systems, where k (k ≥ 2) eigenvalues and eigenstates coalesce. High-order EPs exhibit richer topological characteristics and better sensing performance than second-order EPs. Theory predicts even richer non-Hermitian topological phases for high-order EP geometries, such as lines or rings formed entirely by high-order EPs. However, experimental exploration of high-order EP geometries has hitherto proved difficult due to the demand for more degrees of freedom in the Hamiltonian's parameter space or a higher level of symmetries. Here we observe a third-order exceptional line in an atomic-scale system. To this end, we use a nitrogen-vacancy spin in diamond and introduce multiple symmetries in the non-Hermitian Hamiltonian realized with the system. Furthermore, we show that the symmetries play an essential role in the occurrence of high-order EP geometries. Our approach can in future be further applied to explore high-order EP-related topological physics at the atomic scale and, potentially, for applications of high-order EPs in quantum technologies.

Synthetic Non-Abelian Gauge Fields for Non-Hermitian Systems

Non-Abelian gauge fields are versatile tools for synthesizing topological phenomena, but have so far been mostly studied in Hermitian systems, where gauge flux has to be defined from a closed loop in order for vector potentials, whether Abelian or non-Abelian, to become physically meaningful. We show that this condition can be relaxed in non-Hermitian systems by proposing and studying a generalized Hatano-Nelson model with imbalanced non-Abelian hopping. Despite lacking gauge flux in one dimension, non-Abelian gauge fields create rich non-Hermitian topological consequences. With SU(2) gauge fields, the braiding degrees that can be achieved are twice the highest hopping order of a lattice model, indicating the utility of spinful freedom to attain high-order nontrivial braiding. At both ends of an open chain, non-Abelian gauge fields lead to the simultaneous presence of non-Hermitian skin modes, whose population can be effectively tuned near the exceptional points. Generalizing to two dimensions, the gauge invariance of Wilson loops can also break down in non-Hermitian lattices dressed with non-Abelian gauge fields. Toward realization, we present a concrete experimental proposal for non-Abelian gauge fields in non-Hermitian systems via the synthetic frequency dimension of a polarization-multiplexed fiber ring resonator.

Non-Abelian Topological Bound States in the Continuum

Bound states in the continuum (BICs), which are spatially localized states with energies lying in the continuum of extended modes, have been widely investigated in both quantum and classical systems. Recently, the combination of topological band theory with BICs has led to the creation of topological BICs that exhibit extraordinary robustness against disorder. However, the previously proposed topological BICs are only limited in systems with Abelian gauge fields. Whether non-Abelian gauge fields can induce topological BICs and how to experimentally explore these phenomena remains unresolved. Here, we report the theoretical and experimental realization of non-Abelian topological BICs, which are generated by the interplay between two inseparable pseudospins and can coexist in each pseudospin subspace. This unique characteristic necessitates non-Abelian couplings that lack any Abelian counterparts. Furthermore, the non-Abelian couplings can also offer a new avenue for constructing topological subspace-induced BICs at bulk dislocations. Those exotic phenomena are observed by non-Abelian topolectrical circuits. Our results establish the connection between topological BICs and non-Abelian gauge fields, and serve as the catalyst for future investigations on non-Abelian topological BICs across different platforms.

Experimental Realization of Stable Exceptional Chains Protected by Non-Hermitian Latent Symmetries Unique to Mechanical Systems

Lines of exceptional points are robust in the three-dimensional non-Hermitian parameter space without requiring any symmetry. However, when more elaborate exceptional structures are considered, the role of symmetry becomes critical. One such case is the exceptional chain (EC), which is formed by the intersection or osculation of multiple exceptional lines (ELs). In this Letter, we investigate a non-Hermitian classical mechanical system and reveal that a symmetry intrinsic to second-order dynamical equations, in combination with the source-free principle of ELs, guarantees the emergence of ECs. This symmetry can be understood as a non-Hermitian generalized latent symmetry, which is absent in prevailing formalisms rooted in first-order Schrödinger-like equations and has largely been overlooked so far. We experimentally confirm and characterize the ECs using an active mechanical oscillator system. Moreover, by measuring eigenvalue braiding around the ELs meeting at a chain point, we demonstrate the source-free principle of directed ELs that underlies the mechanism for EC formation. Our Letter not only enriches the diversity of non-Hermitian exceptional point configurations, but also highlights the new potential for non-Hermitian physics in second-order dynamical systems.

Floquet non-Abelian topological insulator and multifold bulk-edge correspondence

Topological phases characterized by non-Abelian charges are beyond the scope of the paradigmatic tenfold way and have gained increasing attention recently. Here we investigate topological insulators with multiple tangled gaps in Floquet settings and identify uncharted Floquet non-Abelian topological insulators without any static or Abelian analog. We demonstrate that the bulk-edge correspondence is multifold and follows the multiplication rule of the quaternion group Q8. The same quaternion charge corresponds to several distinct edge-state configurations that are fully determined by phase-band singularities of the time evolution. In the anomalous non-Abelian phase, edge states appear in all bandgaps despite trivial quaternion charge. Furthermore, we uncover an exotic swap effect-the emergence of interface modes with swapped driving, which is a signature of the non-Abelian dynamics and absent in Floquet Abelian systems. Our work, for the first time, presents Floquet topological insulators characterized by non-Abelian charges and opens up exciting possibilities for exploring the rich and uncharted territory of non-equilibrium topological phases.

Enhancement of Second-Order Non-Hermitian Skin Effect by Magnetic Fields

The non-Hermitian skin effect is a unique phenomenon in which an extensive number of eigenstates are localized at the boundaries of a non-Hermitian system. Recent studies show that the non-Hermitian skin effect is significantly suppressed by magnetic fields. In contrast, we demonstrate that the second-order skin effect (SOSE) is robust and can even be enhanced by magnetic fields. Remarkably, SOSE can also be induced by magnetic fields from a trivial non-Hermitian system that does not experience any skin effect at zero field. These properties are intimately related to to the persistence and emergence of topological line gaps in the complex energy spectrum in the presence of magnetic fields. Moreover, we show that a magnetic field can drive a non-Hermitian system from a hybrid skin effect, where the first-order skin effect and SOSE coexist, to pure SOSE. Our results describe a qualitatively new magnetic field behavior of the non-Hermitian skin effect.

A second wave of topological phenomena in photonics and acoustics

Light and sound are the most ubiquitous forms of waves, associated with a variety of phenomena and physical effects such as rainbows and echoes. Light and sound, both categorized as classical waves, have lately been brought into unexpected connections with exotic topological phases of matter. We are currently witnessing the onset of a second wave of active research into this topic. The past decade has been marked by fundamental advances comprising two-dimensional quantum Hall insulators and quantum spin and valley Hall insulators, whose topological properties are characterized using linear band topology. Here, going beyond these conventional topological systems, we focus on the latest frontiers, including non-Hermitian, nonlinear and non-Abelian topology as well as topological defects, for which the characterization of the topological features goes beyond the standard band-topology language. In addition to an overview of the current state of the art, we also survey future research directions for valuable applications.

Probing Complex-Energy Topology via Non-Hermitian Absorption Spectroscopy in a Trapped Ion Simulator

Non-Hermitian systems generically have complex energies, which may host topological structures, such as links or knots. While there has been great progress in experimentally engineering non-Hermitian models in quantum simulators, it remains a significant challenge to experimentally probe complex energies in these systems, thereby making it difficult to directly diagnose complex-energy topology. Here, we experimentally realize a two-band non-Hermitian model with a single trapped ion whose complex eigenenergies exhibit the unlink, unknot, or Hopf link topological structures. Based on non-Hermitian absorption spectroscopy, we couple one system level to an auxiliary level through a laser beam and then experimentally measure the population of the ion on the auxiliary level after a long period of time. Complex eigenenergies are then extracted, illustrating the unlink, unknot, or Hopf link topological structure. Our work demonstrates that complex energies can be experimentally measured in quantum simulators via non-Hermitian absorption spectroscopy, thereby opening the door for exploring various complex-energy properties in non-Hermitian quantum systems, such as trapped ions, cold atoms, superconducting circuits, or solid-state spin systems.

Exceptional Non-Abelian Topology in Multiband Non-Hermitian Systems

Defective spectral degeneracy, known as exceptional point (EP), lies at the heart of various intriguing phenomena in optics, acoustics, and other nonconservative systems. Despite extensive studies in the past two decades, the collective behaviors (e.g., annihilation, coalescence, braiding, etc.) involving multiple exceptional points or lines and their interplay have been rarely understood. Here we put forward a universal non-Abelian conservation rule governing these collective behaviors in generic multiband non-Hermitian systems and uncover several counterintuitive phenomena. We demonstrate that two EPs with opposite charges (even the pairwise created) do not necessarily annihilate, depending on how they approach each other. Furthermore, we unveil that the conservation rule imposes strict constraints on the permissible exceptional-line configurations. It excludes structures like Hopf link yet permits novel staggered rings composed of noncommutative exceptional lines. These intriguing phenomena are illustrated by concrete models which could be readily implemented in platforms like coupled acoustic cavities, optical waveguides, and ring resonators. Our findings lay the cornerstone for a comprehensive understanding of the exceptional non-Abelian topology and shed light on the versatile manipulations and applications based on exceptional degeneracies in nonconservative systems.

Observation of Acoustic Non-Hermitian Bloch Braids and Associated Topological Phase Transitions

Topological features embedded in ancient braiding and knotting arts endow significant impacts on our daily life and even cutting-edge science. Recently, fast growing efforts are invested to the braiding topology of complex Bloch bands in non-Hermitian systems. This new classification of band topology goes far beyond those established in Hermitian counterparts. Here, we present the first acoustic realization of the topological non-Hermitian Bloch braids, based on a two-band model easily accessible for realizing any desired knot structure. The non-Hermitian bands are synthesized by a simple binary cavity-tube system, where the long-range, complex-valued, and momentum-resolved couplings are accomplished by a well-controlled unidirectional coupler. In addition to directly visualizing various two-band braiding patterns, we unambiguously observe the highly elusive topological phase transitions between them. Not only do our results provide a direct demonstration for the non-Hermitian band topology, but also the experimental techniques open new avenues for designing unconventional acoustic metamaterials.

Experimental realization of non-Abelian permutations in a three-state non-Hermitian system

Eigenstates of a non-Hermitian system exist on complex Riemannian manifolds, with multiple sheets connecting at branch cuts and exceptional points (EPs). These eigenstates can evolve across different sheets-a process that naturally corresponds to state permutation. Here, we report the first experimental realization of non-Abelian permutations in a three-state non-Hermitian system. Our approach relies on the stroboscopic encircling of two different exceptional arcs (EAs), which are smooth trajectories of order-2 EPs appearing from the coalescence of two adjacent states. The non-Abelian characteristics are confirmed by encircling the EAs in opposite sequences. A total of five non-trivial permutations are experimentally realized, which together comprise a non-Abelian group. Our approach provides a reliable way of investigating non-Abelian state permutations and the related exotic winding effects in non-Hermitian systems.

Measuring the knot of non-Hermitian degeneracies and non-commuting braids

Any system of coupled oscillators may be characterized by its spectrum of resonance frequencies (or eigenfrequencies), which can be tuned by varying the system's parameters. The relationship between control parameters and the eigenfrequency spectrum is central to a range of applications^1-3. However, fundamental aspects of this relationship remain poorly understood. For example, if the controls are varied along a path that returns to its starting point (that is, around a 'loop'), the system's spectrum must return to itself. In systems that are Hermitian (that is, lossless and reciprocal), this process is trivial and each resonance frequency returns to its original value. However, in non-Hermitian systems, where the eigenfrequencies are complex, the spectrum may return to itself in a topologically non-trivial manner, a phenomenon known as spectral flow. The spectral flow is determined by how the control loop encircles degeneracies, and this relationship is well understood for [Formula: see text] (where [Formula: see text] is the number of oscillators in the system)^4,5. Here we extend this description to arbitrary [Formula: see text]. We show that control loops generically produce braids of eigenfrequencies, and for [Formula: see text] these braids form a non-Abelian group that reflects the non-trivial geometry of the space of degeneracies. We demonstrate these features experimentally for [Formula: see text] using a cavity optomechanical system.

Non-Hermitian Spatial Symmetries and Their Stabilized Normal and Exceptional Topological Semimetals

We study non-Hermitian spatial symmetries-a class of symmetries that have no counterparts in Hermitian systems-and study how normal and exceptional semimetals can be stabilized by these symmetries. Different from internal ones, spatial symmetries act nonlocally in momentum space and enforce global constraints on both band degeneracies and topological quantities at different locations. In deriving general constraints on band degeneracies and topological invariants, we demonstrate that non-Hermitian spatial symmetries are on an equal footing with, but are essentially different from Hermitian ones. First, we discover the nonlocal Hermitian conjugate pair of exceptional or normal band degeneracies that are enforced by non-Hermitian spatial symmetries. Remarkably, we find that these pairs lead to the symmetry-enforced violation of the Fermion doubling theorem in the long-time limit. Second, with the topological constraints, we unravel that a certain exceptional manifold is only compatible with and stabilized by non-Hermitian spatial symmetries but is intrinsically incompatible with Hermitian spatial symmetries. We illustrate these findings using two three-dimensional models of a non-Hermitian Weyl semimetal and an exceptional unconventional Weyl semimetal. Experimental cold-atom realizations of both models are also proposed.

Selective and tunable excitation of topological non-Hermitian quasi-edge modes

Non-Hermitian lattices under semi-infinite boundary conditions sustain an extensive number of exponentially localized states, dubbed non-Hermitian quasi-edge modes. Quasi-edge states arise rather generally in systems displaying the non-Hermitian skin effect and can be predicted from the non-trivial topology of the energy spectrum under periodic boundary conditions via a bulk-edge correspondence. However, the selective excitation of the system in one among the infinitely many topological quasi-edge states is challenging both from practical and conceptual viewpoints. In fact, in any realistic system with a finite lattice size most of the quasi-edge states collapse and become metastable states. Here we suggest a route toward the selective and tunable excitation of topological quasi-edge states that avoids the collapse problem by emulating semi-infinite lattice boundaries via tailored on-site potentials at the edges of a finite lattice. We illustrate such a strategy by considering a non-Hermitian topological interface obtained by connecting two Hatano–Nelson chains with opposite imaginary gauge fields, which is amenable for a full analytical treatment.

Self-Healing of Non-Hermitian Topological Skin Modes

A unique feature of non-Hermitian (NH) systems is the NH skin effect, i.e., the edge localization of an extensive number of bulk-band eigenstates in a lattice with open or semi-infinite boundaries. Unlike extended Bloch waves in Hermitian systems, the skin modes are normalizable eigenstates of the Hamiltonian that originate from the intrinsic non-Hermitian point-gap topology of the Bloch band energy spectra. Here, we unravel a fascinating property of NH skin modes, namely self-healing, i.e., the ability to self-reconstruct their shape after being scattered off by a space-time potential.

Topological complex-energy braiding of non-Hermitian bands

Effects connected with the mathematical theory of knots¹ emerge in many areas of science, from physics^2,3 to biology⁴. Recent theoretical work discovered that the braid group characterizes the topology of non-Hermitian periodic systems⁵, where the complex band energies can braid in momentum space. However, such braids of complex-energy bands have not been realized or controlled experimentally. Here, we introduce a tight-binding lattice model that can achieve arbitrary elements in the braid group of two strands 𝔹₂. We experimentally demonstrate such topological complex-energy braiding of non-Hermitian bands in a synthetic dimension^6,7. Our experiments utilize frequency modes in two coupled ring resonators, one of which undergoes simultaneous phase and amplitude modulation. We observe a wide variety of two-band braiding structures that constitute representative instances of links and knots, including the unlink, the unknot, the Hopf link and the trefoil. We also show that the handedness of braids can be changed. Our results provide a direct demonstration of the braid-group characterization of non-Hermitian topology and open a pathway for designing and realizing topologically robust phases in open classical and quantum systems.

Geometric Response and Disclination-Induced Skin Effects in Non-Hermitian Systems

We study the geometric response of three-dimensional non-Hermitian crystalline systems with nontrivial point-gap topology. For systems with fourfold rotation symmetry, we show that in the presence of disclination lines with a total Frank angle, which is an integer multiple of 2π, there can be nontrivial one-dimensional point-gap topology along the direction of the disclination lines. This results in disclination-induced non-Hermitian skin effects. By doubling a non-Hermitian Hamiltonian to a Hermitian three-dimensional chiral topological insulator, we show that the disclination-induced skin modes are zero modes of the effective surface Dirac fermion(s) in the presence of a pseudomagnetic flux induced by disclinations. Furthermore, we find that our results have a field theoretic description, and the corresponding geometric response actions (e.g., the Euclidean Wen-Zee action) enrich the topological field theory of non-Hermitian systems.