Implementation-Independent Representation for Deep Convolutional Neural Networks and Humans in Processing Faces

Using deep neural networks to disentangle visual and semantic information in human perception and memory

Mental representations of familiar categories are composed of visual and semantic information. Disentangling the contributions of visual and semantic information in humans is challenging because they are intermixed in mental representations. Deep neural networks that are trained either on images or on text or by pairing images and text enable us now to disentangle human mental representations into their visual, visual-semantic and semantic components. Here we used these deep neural networks to uncover the content of human mental representations of familiar faces and objects when they are viewed or recalled from memory. The results show a larger visual than semantic contribution when images are viewed and a reversed pattern when they are recalled. We further reveal a previously unknown unique contribution of an integrated visual-semantic representation in both perception and memory. We propose a new framework in which visual and semantic information contribute independently and interactively to mental representations in perception and memory.

Disrupted visual input unveils the computational details of artificial neural networks for face perception

Background

Convolutional Neural Network (DCNN), with its great performance, has attracted attention of researchers from many disciplines. The studies of the DCNN and that of biological neural systems have inspired each other reciprocally. The brain-inspired neural networks not only achieve great performance but also serve as a computational model of biological neural systems.

Methods

Here in this study, we trained and tested several typical DCNNs (AlexNet, VGG11, VGG13, VGG16, DenseNet, MobileNet, and EfficientNet) with a face ethnicity categorization task for experiment 1, and an emotion categorization task for experiment 2. We measured the performance of DCNNs by testing them with original and lossy visual inputs (various kinds of image occlusion) and compared their performance with human participants. Moreover, the class activation map (CAM) method allowed us to visualize the foci of the "attention" of these DCNNs.

Results

The results suggested that the VGG13 performed the best: Its performance closely resembled human participants in terms of psychophysics measurements, it utilized similar areas of visual inputs as humans, and it had the most consistent performance with inputs having various kinds of impairments.

Discussion

In general, we examined the processing mechanism of DCNNs using a new paradigm and found that VGG13 might be the most human-like DCNN in this task. This study also highlighted a possible paradigm to study and develop DCNNs using human perception as a benchmark.

Real-world size of objects serves as an axis of object space

Our mind can represent various objects from physical world in an abstract and complex high-dimensional object space, with axes encoding critical features to quickly and accurately recognize objects. Among object features identified in previous neurophysiological and fMRI studies that may serve as the axes, objects’ real-world size is of particular interest because it provides not only visual information for broad conceptual distinctions between objects but also ecological information for objects’ affordance. Here we use deep convolutional neural networks (DCNNs), which enable direct manipulation of visual experience and units’ activation, to explore how objects’ real-world size is extracted to construct the axis of object space. Like the human brain, the DCNNs pre-trained for object recognition also encode objects’ size as an independent axis of the object space. Further, we find that the shape of objects, rather than retinal size, context, task demands or texture features, is critical to inferring objects’ size for both DCNNs and humans. In short, with DCNNs as a brain-like model, our study devises a paradigm supplemental to conventional approaches to explore the structure of object space, which provides computational support for empirical observations on human perceptual and neural representations of objects.

Combined fMRI and deep convolutional neural network analysis suggest that an axis of object space specifically encodes objects’ real-world size based on objects’ shape.

The Face Inversion Effect in Deep Convolutional Neural Networks

The face inversion effect (FIE) is a behavioral marker of face-specific processing that the recognition of inverted faces is disproportionately disrupted than that of inverted non-face objects. One hypothesis is that while upright faces are represented by face-specific mechanism, inverted faces are processed as objects. However, evidence from neuroimaging studies is inconclusive, possibly because the face system, such as the fusiform face area, is interacted with the object system, and therefore the observation from the face system may indirectly reflect influences from the object system. Here we examined the FIE in an artificial face system, visual geometry group network-face (VGG-Face), a deep convolutional neural network (DCNN) specialized for identifying faces. In line with neuroimaging studies on humans, a stronger FIE was found in VGG-Face than that in DCNN pretrained for processing objects. Critically, further classification error analysis revealed that in VGG-Face, inverted faces were miscategorized as objects behaviorally, and the analysis on internal representations revealed that VGG-Face represented inverted faces in a similar fashion as objects. In short, our study supported the hypothesis that inverted faces are represented as objects in a pure face system.

The Face Module Emerged in a Deep Convolutional Neural Network Selectively Deprived of Face Experience

Can we recognize faces with zero experience on faces? This question is critical because it examines the role of experiences in the formation of domain-specific modules in the brain. Investigation with humans and non-human animals on this issue cannot easily dissociate the effect of the visual experience from that of the hardwired domain-specificity. Therefore, the present study built a model of selective deprivation of the experience on faces with a representative deep convolutional neural network, AlexNet, by removing all images containing faces from its training stimuli. This model did not show significant deficits in face categorization and discrimination, and face-selective modules automatically emerged. However, the deprivation reduced the domain-specificity of the face module. In sum, our study provides empirical evidence on the role of nature vs. nurture in developing the domain-specific modules that domain-specificity may evolve from non-specific experience without genetic predisposition, and is further fine-tuned by domain-specific experience.

Semantic Relatedness Emerges in Deep Convolutional Neural Networks Designed for Object Recognition

Human not only can effortlessly recognize objects, but also characterize object categories into semantic concepts with a nested hierarchical structure. One dominant view is that top-down conceptual guidance is necessary to form such hierarchy. Here we challenged this idea by examining whether deep convolutional neural networks (DCNNs) could learn relations among objects purely based on bottom-up perceptual experience of objects through training for object categorization. Specifically, we explored representational similarity among objects in a typical DCNN (e.g., AlexNet), and found that representations of object categories were organized in a hierarchical fashion, suggesting that the relatedness among objects emerged automatically when learning to recognize them. Critically, the emerged relatedness of objects in the DCNN was highly similar to the WordNet in human, implying that top-down conceptual guidance may not be a prerequisite for human learning the relatedness among objects. In addition, the developmental trajectory of the relatedness among objects during training revealed that the hierarchical structure was constructed in a coarse-to-fine fashion, and evolved into maturity before the establishment of object recognition ability. Finally, the fineness of the relatedness was greatly shaped by the demand of tasks that the DCNN performed, as the higher superordinate level of object classification was, the coarser the hierarchical structure of the relatedness emerged. Taken together, our study provides the first empirical evidence that semantic relatedness of objects emerged as a by-product of object recognition in DCNNs, implying that human may acquire semantic knowledge on objects without explicit top-down conceptual guidance.