Electronic waste analysis using laser-induced breakdown spectroscopy (LIBS) and X-ray fluorescence (XRF): Critical evaluation of data fusion for the determination of Al, Cu and Fe

BACKGROUND

Electronic waste (e-waste) proliferation and its implications underscore the imperative for advanced analytical methods to mitigate its environmental impact. It is estimated that e-waste production stands at a staggering 20-50 million tons yearly, of which merely 20-25% undergo formal recycling. The e-waste samples evaluated contain computers, laptops, smartphones, and tablets.

RESULTS

Forty-one samples were processed, involving the disassembly and separation of components. Subsequently, two analytical techniques, laser-induced breakdown spectroscopy (LIBS) and energy dispersive X-ray fluorescence (ED-XRF), were applied to quantify aluminum (Al), copper (Cu), and iron (Fe) in the e-waste samples. The samples were then analyzed after acid mineralization with 50% v v-1 aqua regia in a digester block and finally by ICP OES. A solid residue composed of Si and Ti was observed after the digestion of the samples. Multivariate calibration strategies such as partial least-squares regression (PLS), principal component regression (PCR), maximum likelihood principal component regression (MLPCR), and error covariance penalized regression (ECPR) were used for calibration. Finally, the figures of merit were calculated to verify the most suitable models. The results revealed robust models with notable sensitivity, varying from 8.98 to 35.04 Signal (a.u.)(% w w-1) -1, low Limits of Detection (LoD) within the range of 0.001-0.2 % w w-1, and remarkable relative errors ranging from 2% to 33%, particularly for Cu and Fe.

SIGNIFICANCE

Notably, the models for Al faced inherent challenges, thus highlighting the complexities associated with its quantification in e-waste samples. In conclusion, this research represents an important step toward a more sustainable and efficient future for electronic waste recycling, signifying its relevance to global environmental welfare and resource conservation.

Data-Driven Version of Multiway Soft Independent Modeling of Class Analogy (N-Way DD-SIMCA): Theory and Application

One-class classification (OCC) is discussed in the framework of the measurement and processing of multiway data. Data-driven soft independent modeling of class analogy (DD-SIMCA) is applied in the following formats: (1) multiblock and (2) Tucker 3 N-way SIMCA, which are shown to be useful tools for solving classification tasks. A new decision rule for N-way DD-SIMCA is adopted based on the conventional two-way DD-SIMCA model. Multiblock SIMCA is shown to be useful for variable selection, and Tucker 3 SIMCA to select the optimal model complexity when applying multiway data decomposition and to assess the role of individual samples in the classification model. Both approaches, together with the two-way DD-SIMCA version applied to the unfolded data, are compared regarding the analysis of an experimental data set including genuine and adulterated blueberry extract samples. The latter were employed to produce matrix spectral-time data matrices per sample within a flow injection system, taking advantage of the spectral changes in the sample constituents as a function of the pH of the carrier phase. The need to employ the Tucker 3 model instead of a trilinear decomposition is supported by a discussion on the lack of the trilinearity property of the studied data.

An exhaustive analysis of the use of image moments for second-order calibration. A comparison with multivariate curve resolution-alternating least-squares

BACKGROUND

the chemometric processing of second-order chromatographic-spectral data is usually carried out with the aid of multivariate curve resolution-alternating least-squares (MCR-ALS). Recently, an alternative procedure was described based on the estimation of image moments for each data matrix and subsequent application of multiple linear regression after suitable variable selection.

RESULTS

The analysis of both simulated and experimental data leads to the conclusion that the image moment method, although can cope with chromatographic lack of reproducibility across injections, it only performs well in the absence of uncalibrated interferents. MCR-ALS, on the other hand, provides good analytical results in all studied situations, whether the test samples contain uncalibrated interferents or not.

SIGNIFICANCE

The results are useful to assess the real usefulness of newly proposed methodologies for second-order calibration in the case of chromatographic-spectral data sets, especially when samples contain unexpected chemical constituents.

A new constraint to model background signals when processing chromatographic-spectral second-order data with multivariate curve resolution

BACKGROUND

the chemometric processing of second-order chromatographic-spectral data is usually carried out with the aid of multivariate curve resolution-alternating least-squares (MCR-ALS). When baseline contributions occur in the data, the background profile retrieved with MCR-ALS may show abnormal lumps or negative dips at the position of the remaining component peaks.

RESULTS

The phenomenon is shown to be due to remaining rotational ambiguity in the obtained profiles, as confirmed by the estimation of the boundaries of the range of feasible bilinear profiles. To avoid the abnormal features in the retrieved profile, a new background interpolation constraint is proposed and described in detail. Both simulated and experimental data are employed to support the need of the new MCR-ALS constraint. In the latter case, the estimated analyte concentrations agreed with those previously reported.

SIGNIFICANCE

The developed procedure helps to reduce the extent of rotational ambiguity in the solution and to better interpret the results on physicochemical grounds.

A Critical Review on the Development of Optical Sensors for the Determination of Heavy Metals in Water Samples. The Case of Mercury(II) Ion

Recent publications are reviewed concerning the development of sensors for the determination of mercury in drinking water, based on spectroscopic methodologies. A critical analysis is made of the specific details and figures of merit of the developed protocols. Special emphasis is directed to the validation and applicability to real samples in the usual concentration range of mercury, considering the maximum allowed limits in drinking water established by international regulations. It was found that while most publications describe in detail the synthesis, structure, and physicochemical properties of the sensing phases, they do not follow the state of the art in the analytical developments. Recommendations are provided regarding the proper method development and validation, including the setting of the calibration concentration range, the correct estimation of the limits of detection and quantitation, the concentration levels to be set for producing spiked water samples, the number of real samples for adequate validation, the comparison of the developed method with a reference technique, and other analytical features which should be followed.

Chromatographic Applications in the Multi-Way Calibration Field

In this review, recent advances and applications using multi-way calibration protocols based on the processing of multi-dimensional chromatographic data are discussed. We first describe the various modes in which multi-way chromatographic data sets can be generated, including some important characteristics that should be taken into account for the selection of an adequate data processing model. We then discuss the different manners in which the collected instrumental data can be arranged, and the most usually applied models and algorithms for the decomposition of the data arrays. The latter activity leads to the estimation of surrogate variables (scores), useful for analyte quantitation in the presence of uncalibrated interferences, achieving the second-order advantage. Recent experimental reports based on multi-way liquid and gas chromatographic data are then reviewed. Finally, analytical figures of merit that should always accompany quantitative calibration reports are described.

A down-to-earth analyst view of rotational ambiguity in second-order calibration with multivariate curve resolution - a tutorial

Rotational ambiguity is a phenomenon with the potential of generating an uncertainty in the estimation of analyte concentrations in protocols based on matrix instrumental data processed by multivariate curve resolution - alternating least-squares (MCR-ALS). This is particularly relevant when the second-order advantage is to be achieved, i.e., when selected analytes are determined in unknown samples having unexpected constituents, not considered in the calibration set of samples. It is therefore imperative that analytical chemists developing second-order multivariate calibration methods using MCR-ALS acknowledge the relevance of this issue, and more importantly, have access to the required tools to size the relative impact of this potential source of uncertainty on the estimated analyte concentrations. The purpose of this tutorial is to provide a down-to-earth view of rotational ambiguity, by studying in detail a synthetic example mimicking a typical chromatographic-spectral experiment, where a set of calibration samples is joined with an unknown sample having an uncalibrated interference. After explaining the background information needed to understand the origin of the phenomenon, the available tools for the estimation of the feasible MCR-ALS solutions and the derived uncertainty on analyte predictions will be discussed. A multi-component experimental system will also be discussed, stressing the fact that rotational ambiguity uncertainties, however small, should always be estimated and reported.

Why should the pharmaceutical industry claim for the implementation of second-order chemometric models-A critical review

Today, pharmaceutical products are submitted to a large number of analytical tests, planned to either ensure or construct their quality. The official methods of analysis used to perform these determinations are very different in nature, but almost all demand the intensive use of reagents and manpower as major drawbacks. Thus, analytical development is continuously evolving to find fast and smart approaches. First-order chemometric models are well-known in the pharmaceutical industry, and are extensively used in many fields. Such is the impact of chemometric models that regulatory agencies include them in guidelines and compendia. However, the mention or practical application of higher-order models in the pharmaceutical industry is rather scarce. Herein, we try to bring a brief introduction to chemometric models and useful literature references, focusing on higher-order chemometric models (HOCM) applied to reduce manpower, reagent consumption, and time of analysis, without sacrificing accuracy or precision, while gaining selectivity and sensitivity. The advantages and drawbacks of HOCM are also discussed, and the comparison to first-order chemometric models is also analyzed. Along the work, HOCM are evidenced as a powerful tool for the pharmaceutical industry; moreover, its implementation is shown during several steps of production, such as identification, purity test and assay, and other applications as homogeneity of API distribution, Process Analytical Technology (PAT), Quality by Design (QbD) or natural product fingerprinting. Among these topics, qualitative and quantitative applications were covered. Experimental approaches of chemometrics coupled to several analytical techniques such as UV-vis, fluorescence and vibrational spectroscopies (NIR, MIR and Raman), and other techniques as hyphenated-chromatography and electrochemical techniques applied to production and analysis are discussed throughout this work.

Contribution to second-order calibration based on multivariate curve resolution with and without previous chromatographic synchronization

Rotational ambiguity in the bilinear solutions provided by multivariate curve resolution - alternating least-squares (MCR-ALS) leads to an additional source of uncertainty in the estimation of analyte concentrations by second-order multivariate calibration. The phenomenon is particularly important when measuring matrix instrumental data derived from liquid chromatography with spectral detection, where elution time profiles usually vary from sample to sample both in position and shape. This makes the data non-trilinear, precluding the use of unique trilinear decomposition models. The present report compares some analytical results achieved by: (1) the usual MCR-ALS analysis of augmented matrices built from raw matrix data and (2) a previously reported procedure based on synchronizing the MCR-ALS elution time profiles using correlation optimized warping (COW), reconstructing the augmented matrix with the spectra and the aligned chromatograms, and then applying MCR-ALS again with the trilinearity constraint, leading to unique solutions, which is possible because the warping process restores the trilinearity of the data. We show that alternative (2) does not solve the rotational ambiguity issues and artificially modifies the original data, without significant improvements in analytical performance. In the simulated systems, the best average errors for alternative (1) were about 2%, whereas for alternative (2) they were in the range 4-11%. For the experimental system, the corresponding errors were 2-3% and 3-4% respectively, i.e. with no significant improvement in going to alternative (2). All efforts should be directed to reduce the degree of rotational ambiguity by applying a full battery of chemically reasonable constraints.

Online Third-Order Liquid Chromatographic Data with Native and Photoinduced Fluorescence Detection for the Quantitation of Organic Pollutants in Environmental Water

Third-order liquid chromatographic data were generated online for the simultaneous quantitation of six organic environmental pollutants. The employed strategy consists in reducing the linear flow rate at the column outlet. A postcolumn UV reactor and a fluorimetric detector allowed to properly record both photoinduced and native excitation-emission fluorescence matrices (EEPIFMs and EEFMs, respectively). The obtained third-order liquid chromatography data were chemometrically processed with the multivariate curve resolution-alternating least-squares model. The sensitivity of the overall analytical method was enhanced by a very simple solid-phase extraction with C18 membranes, to be able to successfully apply it to natural water samples tested as real matrices. Favorable detection limits for the investigated pollutants, ranging from 0.02 to 0.27 ng mL^-1, were attained, with relative prediction errors between 2 and 7%. Since the studied samples contain uncalibrated interferents, the applied strategy achieves the second-order advantage. Implications regarding the potential achievement of the third-order advantage are discussed.

Classification of olive oils according to their cultivars based on second-order data using LC-DAD

Second-order data acquired using liquid chromatography coupled to a diode array detector were used to classify extra virgin olive oils samples according to their cultivars. The chromatographic fingerprints from the epoxidised fraction were obtained using normal-phase liquid chromatography. To reduce the data matrices two strategies were employed: (1) multivariate curve resolution-alternating least squares (MCR-ALS) and (2) a new strategy proposed in this work based on the fusion of the mean data profiles in both spectral and time domains. Several conventional chemometric tools were then applied to both raw and reduced data: principal component analysis (PCA), partial least-squares-discriminant analysis (PLS-DA), soft independent modelling of class analogies (SIMCA) and n-way partial least-squares-discriminant analysis (NPLS-DA). Furthermore, an emergent multivariate classification method known as random forest (RF) has been first applied to second-order data. It was shown that RF is more efficient than conventional tools. Indeed, the obtained sensibility, specificity and accuracy are 1.00, 0.92 and 0.95 respectively; these performance metrics are significantly better than the values found for the other methods.

Multivariate curve resolution applied to kinetic-spectroscopic data matrices: Dye determination in foods by means of enzymatic oxidation

In this work, the combination of chemometric techniques with kinetic-spectroscopic data allowed quantifying two dyes (tartrazine and carminic acid) in complex matrices as mustard, ketchup, asparagus soup powder, pumpkin soup powder, plum jam and orange-strawberry juice. Quantitative analysis was performed without the use of tedious sample pretreatment, due to the achievement of the second-order advantage. The results obtained showed an improvement in simplicity, speed and cost with respect to usual separation techniques, allowing to properly quantifying these dyes obtaining limits of detection below 0.6mgL^-1. In addition, to the best of our knowledge, is the first time that kinetic-spectroscopic data are obtained from the action of laccase for analytical purposes.

A road map for multi-way calibration models

A road map is proposed for the selection of a multi-way calibration model according to the data properties.

Sensitivity, Prediction Uncertainty, and Detection Limit for Artificial Neural Network Calibrations

With the proliferation of multivariate calibration methods based on artificial neural networks, expressions for the estimation of figures of merit such as sensitivity, prediction uncertainty, and detection limit are urgently needed. This would bring nonlinear multivariate calibration methodologies to the same status as the linear counterparts in terms of comparability. Currently only the average prediction error or the ratio of performance to deviation for a test sample set is employed to characterize and promote neural network calibrations. It is clear that additional information is required. We report for the first time expressions that easily allow one to compute three relevant figures: (1) the sensitivity, which turns out to be sample-dependent, as expected, (2) the prediction uncertainty, and (3) the detection limit. The approach resembles that employed for linear multivariate calibration, i.e., partial least-squares regression, specifically adapted to neural network calibration scenarios. As usual, both simulated and real (near-infrared) spectral data sets serve to illustrate the proposal.

Second-order advantage obtained from standard addition first-order instrumental data and multivariate curve resolution-alternating least squares. Calculation of the feasible bands of results

In order to achieve the second-order advantage, second-order data per sample is usually required, e.g., kinetic-spectrophotometric data. In this study, instead of monitoring the time evolution of spectra (and collecting the kinetic-spectrophotometric data) replicate spectra are used to build a virtual second order data. This data matrix (replicate mode×λ) is rank deficient. Augmentation of these data with standard addition data [or standard sample(s)] will break the rank deficiency, making the quantification of the analyte of interest possible. The MCR-ALS algorithm was applied for the resolution and quantitation of the analyte in both simulated and experimental data sets. In order to evaluate the rotational ambiguity in the retrieved solutions, the MCR-BANDS algorithm was employed. It has been shown that the reliability of the quantitative results significantly depends on the amount of spectral overlap in the spectral region of occurrence of the compound of interest and the remaining constituent(s).

Chemometric modeling of organic contaminant sources in surface waters of a mediterranean river basin

Chemometric methods are applied to the analysis and interpretation of large multivariate datasets obtained in environmental monitoring studies. Concentrations of multiple organic compounds were measured in river samples taken from several sampling sites, at various geographical locations, during a number of campaigns and/or sampling time periods. Samples were collected and analyzed as part of an extensive multi-annual monitoring program from a mediterranean river basin (in Catalonia, at the northeast of Spain) by the Water Quality Regional Agency. Due to the great amount of multivariate data stored in environmental databases and to their complexity, chemometric modeling methods such as Principal Component Analysis (PCA) and Multivariate Curve Resolution with Alternating Least-Squares (MCR-ALS) coupled with appropriate mapping representations are proposed for the evaluation of the environmental quality of the studied rivers. Results achieved in this study are intended to be a contribution to water quality assessment and evaluation of contamination of surface waters in river basins, and to support public policies of environmental control and management of the regions under study.

Design, characterization, and in vitro evaluation of antifungal polymeric films

The objective of the present paper was the development and the full characterization of antifungal films. Econazole nitrate (ECN) was loaded in a polymeric matrix formed by chitosan (CH) and carbopol 971NF (CB). Polyethylene glycol 400 and sorbitol were used as plasticizing agents. The mechanical properties of films were poorer when the drug was loaded, probably because crystals of ENC produces network outages and therefore reduces the polymeric interactions between the polymers. Polymers-ECN and CH-CB interactions were analyzed by Fourier-transform infrared spectroscopy (FTIR), thermal gravimetry analysis, and differential thermal analysis (DTA-TGA). ECN did not show structure alterations when loaded into the films. In scanning electron microphotographs and atomic force microscopy analysis, films prepared with CB showed an evident wrinkle pattern probably due to the strong interactions between the polymers, which were observed by FTIR and DTA-TGA. The in vitro activity of the formulations against Candida krusei and Candida parapsilosis was twice as greater as the commercial cream, probably as a result of the antifungal combination of the drug with the CH activity. All these results suggest that these polymeric films containing ECN are potential candidates in view of alternatives dosages forms for the treatment of the yeast assayed.