A simple method to estimate functional residual capacity in mechanically ventilated patients

Accuracy of the end-expiratory lung volume measured by the modified nitrogen washout/washin technique: a bench study

Background

The functional residual capacity (FRC) determines the oxygenating capacity of the lung and is heavily affected in the clinical context of the acute respiratory distress syndrome. Nitrogen-wash-in/wash-out methods have been used to measure FRC. These methods have rarely been validated against exactly known volumes. The aim of the study was to assess the accuracy and precision of the N₂ washout/washin method in measuring FRC, by comparing it with set volumes in a lung simulator.

Methods

We conducted a diagnostic bench study in the Intensive Care Unit and Radiology Department of a tertiary hospital in Switzerland. Using a fully controllable high fidelity lung simulator (TestChest®), we set the functional residual capacity at 1500 ml, 2000 ml and 2500 ml and connected to the GE Carestation respirator, which includes the nitrogen washout/washin technique (INview™ tool). FRC was then set to vary by different levels of PEEP (5, 8, 12 and 15 cmH₂O). The main outcome measures were bias and precision of the TestChest® when compared to the results from the washout/washin technique, according to the results of a Bland Altman Analysis. We verified our findings with volumetric computed tomography.

Results

One hundred and thirty-five nitrogen-wash-in/wash-out measurements were taken at three levels of F_IO₂ (0.4, 0.5, 0.6). The CT volumetry reproduced the set end-expiratory volumes at the Simulator with a bias of 4 ml. The nitrogen-wash-in/wash-out method had a bias of 603 ml with acceptable limits of agreement (95% CI 252 to − 953 ml). Changes were detected with a concordance rate of 97%.

Conclusions

We conclude that the TestChest® simulator is an accurate simulation tool, concerning the simulation of lung volumes. The nitrogen wash-in/wash out method correlated positively with FRC changes, despite a relatively large bias in absolute measurements. The reference volumes in the lung simulator verified with CT volumetry were very close to their expected values. The reason for the bias could not be determined.

Pulmonary mechanics during mechanical ventilation

The use of mechanical ventilation has become widespread in the management of hypoxic respiratory failure. Investigations of pulmonary mechanics in this clinical scenario have demonstrated that there are significant differences in compliance, resistance and gas flow when compared with normal subjects. This paper will review the mechanisms by which pulmonary mechanics are assessed in mechanically ventilated patients and will review how the data can be used for investigative research purposes as well as to inform rational ventilator management.

Combination of fluid and solid mechanical stresses contribute to cell death and detachment in a microfluidic alveolar model

Studies using this micro-system demonstrated significant morphological differences between alveolar epithelial cells (transformed human alveolar epithelial cell line, A549 and primary murine alveolar epithelial cells, AECs) exposed to combination of solid mechanical and surface-tension stresses (cyclic propagation of air-liquid interface and wall stretch) compared to cell populations exposed solely to cyclic stretch. We have also measured significant differences in both cell death and cell detachment rates in cell monolayers experiencing combination of stresses. This research describes new tools for studying the combined effects of fluid mechanical and solid mechanical stress on alveolar cells. It also highlights the role that surface tension forces may play in the development of clinical pathology, especially under conditions of surfactant dysfunction. The results support the need for further research and improved understanding on techniques to reduce and eliminate fluid stresses in clinical settings.

Validation and clinical feasibility of nitrogen washin/washout functional residual capacity measurements in children

BACKGROUND

The functional residual capacity (FRC) is an important parameter in pediatric respiratory monitoring but it is difficult to assess in the clinical setting. We have introduced a modified N(2) washout method utilizing a change of F(I)O(2) of 0.1 for FRC measurement in adult respiratory monitoring. This study validated the algorithm in a pediatric lung model and investigated the stability and feasibility in a pediatric peri-operative and intensive care setting.

METHODS

The lung model was ventilated in combinations of ventilatory modes, CO(2) production, model FRC and respiratory rates. Sixteen children from 10 days to 5 years were studied peri-operatively with controlled ventilation using a Mapleson D system and in the intensive care unit using a Servo-i ventilator in a supported spontaneous mode. FRC was measured during stable metabolic, respiratory and circulatory periods at positive end expiratory pressure of 3-4 and 7-8 cmH(2)O.

RESULTS

In the model and in the clinical setting, we found an excellent agreement between washout and washin measurements of FRC as well as acceptable coefficients of repeatability.

CONCLUSION

FRC was satisfactorily measured by a modified N(2) algorithm and may be included as a monitoring variable in pediatric respiratory care. Pediatric FRC monitoring demands strictly stable conditions as measurements are performed close to the limits of the monitor's specifications.

Measurements of functional residual capacity during intensive care treatment: the technical aspects and its possible clinical applications

Direct measurement of lung volume, i.e. functional residual capacity (FRC) has been recommended for monitoring during mechanical ventilation. Mostly due to technical reasons, FRC measurements have not become a routine monitoring tool, but promising techniques have been presented. We performed a literature search of studies with the key words 'functional residual capacity' or 'end expiratory lung volume' and summarize the physiology and patho-physiology of FRC measurements in ventilated patients, describe the existing techniques for bedside measurement, and provide an overview of the clinical questions that can be addressed using an FRC assessment. The wash-in or wash-out of a tracer gas in a multiple breath maneuver seems to be best applicable at bedside, and promising techniques for nitrogen or oxygen wash-in/wash-out with reasonable accuracy and repeatability have been presented. Studies in ventilated patients demonstrate that FRC can easily be measured at bedside during various clinical settings, including positive end-expiratory pressure optimization, endotracheal suctioning, prone position, and the weaning from mechanical ventilation. Alveolar derecruitment can easily be monitored and improvements of FRC without changes of the ventilatory setting could indicate alveolar recruitment. FRC seems to be insensitive to over-inflation of already inflated alveoli. Growing evidence suggests that FRC measurements, in combination with other parameters such as arterial oxygenation and respiratory compliance, could provide important information on the pulmonary situation in critically ill patients. Further studies are needed to define the exact role of FRC in monitoring and perhaps guiding mechanical ventilation.

Measurement of end-expiratory lung volume in intubated children without interruption of mechanical ventilation

Purpose

Monitoring end-expiratory lung volume (EELV) is a valuable tool to optimize respiratory settings that could be of particular importance in mechanically ventilated pediatric patients. We evaluated the feasibility and precision of an intensive care unit (ICU) ventilator with an in-built nitrogen washout/washin technique in mechanically ventilated pediatric patients.

Methods

Duplicate EELV measurements were performed in 30 patients between 5 kg and 43 kg after cardiac surgery (age, median + range: 26, 3–141 months). All measurements were taken during pressure-controlled ventilation at 0 cm H₂O of positive end-expiratory pressure (PEEP).

Results

Linear regression between duplicate measurements was excellent (R² = 0.99). Also, there was good agreement between duplicate measurements, bias ± SD: −0.3% (−1.5 mL) ± 5.9% (19.2 mL). Mean EELV ± SD was 19.6 ± 5.1 mL/kg at 0 cm H₂O PEEP. EELV correlated with age (p < 0.001, r = 0.92, R² = 0.78), body weight (p < 0.001, r = 0.91, R² = 0.82) and height (p < 0.001, r = 0.94, R² = 0.75).

Conclusion

This ICU ventilator with an in-built nitrogen washout/washin EELV technique can measure EELV with precision, and can easily be used for mechanically ventilated pediatric patients.

Nitrogen washout/washin, helium dilution and computed tomography in the assessment of end expiratory lung volume

INTRODUCTION

End expiratory lung volume (EELV) measurement in the clinical setting is routinely performed using the helium dilution technique. A ventilator that implements a simplified version of the nitrogen washout/washin technique is now available. We compared the EELV measured by spiral computed tomography (CT) taken as gold standard with the lung volume measured with the modified nitrogen washout/washin and with the helium dilution technique.

METHODS

Patients admitted to the general intensive care unit of Ospedale Maggiore Policlinico Mangiagalli Regina Elena requiring ventilatory support and, for clinical reasons, thoracic CT scanning were enrolled in this study. We performed two EELV measurements with the modified nitrogen washout/washin technique (increasing and decreasing inspired oxygen fraction (FiO2) by 10%), one EELV measurement with the helium dilution technique and a CT scan. All measurements were taken at 5 cmH2O airway pressure. Each CT scan slice was manually delineated and gas volume was computed with custom-made software.

RESULTS

Thirty patients were enrolled (age = 66 +/- 10 years, body mass index = 26 +/- 18 Kg/m2, male/female ratio = 21/9, partial arterial pressure of carbon dioxide (PaO2)/FiO2 = 190 +/- 71). The EELV measured with the modified nitrogen washout/washin technique showed a very good correlation (r2 = 0.89) with the data computed from the CT with a bias of 94 +/- 143 ml (15 +/- 18%, p = 0.001), within the limits of accuracy declared by the manufacturer (20%). The bias was shown to be highly reproducible, either decreasing or increasing the FiO2 being 117+/-170 and 70+/-160 ml (p = 0.27), respectively. The EELV measured with the helium dilution method showed a good correlation with the CT scan data (r2 = 0.91) with a negative bias of 136 +/- 133 ml, and appeared to be more correct at low lung volumes.

CONCLUSIONS

The EELV measurement with the helium dilution technique (at low volumes) and modified nitrogen washout/washin technique (at all lung volumes) correlates well with CT scanning and may be easily used in clinical practice.

TRIAL REGISTRATION

Current Controlled Trials NCT00405002.

End-expiratory lung volume during mechanical ventilation: a comparison with reference values and the effect of positive end-expiratory pressure in intensive care unit patients with different lung conditions

INTRODUCTION

Functional residual capacity (FRC) reference values are obtained from spontaneous breathing patients, and are measured in the sitting or standing position. During mechanical ventilation FRC is determined by the level of positive end-expiratory pressure (PEEP), and it is therefore better to speak of end-expiratory lung volume. Application of higher levels of PEEP leads to increased end-expiratory lung volume as a result of recruitment or further distention of already ventilated alveoli. The aim of this study was to measure end-expiratory lung volume in mechanically ventilated intensive care unit (ICU) patients with different types of lung pathology at different PEEP levels, and to compare them with predicted sitting FRC values, arterial oxygenation, and compliance values.

METHODS

End-expiratory lung volume measurements were performed at PEEP levels reduced sequentially (15, 10 and then 5 cmH2O) in 45 mechanically ventilated patients divided into three groups according to pulmonary condition: normal lungs (group N), primary lung disorder (group P), and secondary lung disorder (group S).

RESULTS

In all three groups, end-expiratory lung volume decreased significantly (P < 0.001) while PEEP decreased from 15 to 5 cmH2O, whereas the ratio of arterial oxygen tension to inspired oxygen fraction did not change. At 5 cmH2O PEEP, end-expiratory lung volume was 31, 20, and 17 ml/kg predicted body weight in groups N, P, and S, respectively. These measured values were only 66%, 42%, and 34% of the predicted sitting FRC. A correlation between change in end-expiratory lung volume and change in dynamic compliance was found in group S (P < 0.001; R2 = 0.52), but not in the other groups.

CONCLUSIONS

End-expiratory lung volume measured at 5 cmH2O PEEP was markedly lower than predicted sitting FRC values in all groups. Only in patients with secondary lung disorders were PEEP-induced changes in end-expiratory lung volume the result of derecruitment. In combination with compliance, end-expiratory lung volume can provide additional information to optimize the ventilator settings.

Measurement of functional residual capacity by helium dilution during partial support ventilation: in vitro accuracy and in vivo precision of the method

OBJECTIVE

Measurement of functional residual capacity (FRC) during controlled and especially during assisted ventilation remains a challenge in the physiological evaluation of ventilated patients. To validate a bag-in-box closed helium dilution technique allowing measurements both during pressure-controlled (PCV) and pressure-support ventilation (PSV).

DESIGN AND SETTING

Experimental study on lung models containing different volumes, and measurements in patients in the intensive care unit of a university hospital. In patients measurements were performed in duplicate during controlled and assisted ventilation.

PATIENTS

Thirty-three patients (aged 57+/-17 years) mechanically ventilated with PCV and PSV.

MEASUREMENTS AND RESULTS

In the lung model assessment of accuracy showed an overall mean difference between FRC measurements and lung model volume of 0.5% (2 SD 5.7%). In patients assessment of repeatability showed a bias between duplicate FRC measurements of -1+/-70 ml (95% CI -141 to +139 ml). The coefficient of variation was of 3.2% for all measurements with a comparable repeatability in PSV and PCV mode (coefficient of variation of 3.4 and 3.2%, respectively). During the rebreathing period a small reduction in tidal volume (-8.5+/-5.4%) and mean airway pressure (-2.3+/-4.7%) was observed with only a 0.3 cmH2O mean increase in PEEP and no change in respiratory rate and I/E ratio.

CONCLUSIONS

This specifically designed closed helium dilution bag-in-box technique allows accurate FRC measurement with good repeatability during both partial PSV and PVC without exposing patients to disconnection and changes in PEEP.

The Accuracy of the Oxygen Washout Technique for Functional Residual Capacity Assessment During Spontaneous Breathing

BACKGROUND

Measurement of functional residual capacity (FRC) is of considerable interest for monitoring patients with lung injury. The lack of instruments has impeded routine bedside FRC measurement. Recently, a simple automated method for FRC assessment by O2 washout has been introduced. We designed this study to evaluate the accuracy of FRC measurement using the O2 washout technique.

METHODS

The LUFU system (Draeger, Luebeck, Germany) estimates FRC by O2 washout, a variant of multiple breath nitrogen washout. This technique uses a sidestream O2-analyzer to calculate FRC from end-inspired and end-expired O2 concentrations during fast changes of Fio2. We measured FRC in 23 healthy, spontaneously breathing volunteers in the sitting position using three techniques: 1) helium dilution (FRC-He), 2) body plethysmography (FRC-bp), 3) oxygen washout (FRC-O2).

RESULTS

FRC-O2 (mean 4.1 +/- 1.1 L, range 2.4-6.9 L) corresponds with FRC-He (mean 4.0 +/- 1.0 L, range 2.4-6.2 L; bias of FRC-O2: -0.2 +/- 0.4 L) and FRC-bp (mean 4.2 +/- 1.0 L, range 2.8-6.1 L; bias of FRC-O2: 0.1 +/- 0.6 L).

CONCLUSIONS

The bias and precision of the O2 washout technique using the LUFU system were clinically acceptable when compared with FRC-He and FRC-bp for FRC assessment in spontaneously breathing volunteers.

Monitoring of Functional Residual Capacity by an Oxygen Washin/Washout; Technical Description and Evaluation

OBJECTIVE

It was the goal of this study to develop and test an automated method for measuring functional residual capacity (FRC) by an oxygen washin/washout in intensive care settings. Such a method is required to work with conventional ventilator breathing systems and to use only medical grade sensors.

METHODS

The oxygen setting on a standard intensive care ventilator is changed by at least 10%. Ventilatory pressure and flow are measured by the built-in sensors of the intensive care ventilator. Oxygen concentration is measured by a diverting medical oxygen analyzer. In order to overcome the known problem that synchrony between flow and concentration measurement is corrupted by the change of gas viscosity and by the cyclic change of airway pressure, a physical/mathematical model of the pneumatic circuit of the analyzer was developed. With this model, the change of sample flow is calculated continuously. Thus, synchrony between flow and gas concentration measurement is restored. This allows the determination of volumetric gas fluxes as needed for the FRC measurement. The setup was tested in the laboratory with a lung simulator. Simulated lung compliance, breathing frequency and tidal volume were varied. Results. The mean difference between measured and simulated FRC (range 1.7 to 5 L) was less than 1% at tidal volumes greater than 400 mL. This difference ranged from -5% to 8%, depending on simulated lung compliance and ventilator setting. The variability of consecutive measurements was about 2.5%.

CONCLUSIONS

A method has been developed for reliable measurement of the FRC with an oxygen washin/washout technique. This method is sufficiently easy to use to suit for application in intensive care units. It does not require any action by the operator except a manual change of inspired oxygen concentration. Accuracy and sensitivity of the method have been proven sufficient to meet clinical and scientific requirements. Future clinical studies will reveal the applicability of the chosen procedure under clinical conditions.

Alveolar recruitment in acute lung injury

Alveolar recruitment is one of the primary goals of respiratory care for acute lung injury. It is aimed at improving pulmonary gas exchange and, even more important, at protecting the lungs from ventilator-induced trauma. This review addresses the concept of alveolar recruitment for lung protection in acute lung injury. It provides reasons for why atelectasis and atelectrauma should be avoided; it analyses current and future approaches on how to achieve and preserve alveolar recruitment; and it discusses the possibilities of detecting alveolar recruitment and derecruitment. The latter is of particular clinical relevance because interventions aimed at lung recruitment are often undertaken without simultaneous verification of their effectiveness.

Estimation of Functional Residual Capacity at the Bedside Using Standard Monitoring Equipment: A Modified Nitrogen Washout/Washin Technique Requiring a Small Change of the Inspired Oxygen Fraction

We developed a modified nitrogen washin/washout technique based on standard monitors using inspiratory and end-tidal gas concentration values for functional residual capacity (FRC) measurements in patients with acute respiratory failure (ARF). For validation we used an oxygen-consuming lung model ventilated with an inspiratory oxygen fraction (Fio(2)) between 0.3 and 1.0. The respiratory quotient of the lung model was varied between 0.7 and 1.0. Measurements were performed changing Fio(2) with fractions of 0.1, 0.2, and 0.3. In 28 patients with ARF, duplicate measurements were performed. In the lung model, an Fio(2) change of 0.1 resulted in a value of 103 +/- 5% of the reference FRC value of the lung model, and the precision was equally good up to an Fio(2) of 1.0 with a value of 103 +/- 7%. In the patients, duplicate measurements showed a bias of -5 mL with a 95% confidence interval [-38; 29 mL ]. A comparison of a change in Fio(2) of 0.1 with 0.3 showed a bias of -9 mL and limits of agreement of [-365; 347 mL]. This study shows good precision of FRC measurements with standard monitors using a change in Fio(2) of only 0.1. Measurements can be performed with equal precision up to an Fio(2) of 1.0.

Lung volume in mechanically ventilated patients: measurement by simplified helium dilution compared to quantitative CT scan

OBJECTIVE

We describe a simplified helium dilution technique to measure end-expiratory lung volume (EELV) in mechanically ventilated patients. We assessed both its accuracy in comparison with quantitative computerized tomography (CT) and its precision.

DESIGN AND SETTING

Prospective human study.

PATIENTS

Twenty-one mechanically ventilated ALI/ARDS patients.

INTERVENTIONS

All patients underwent a spiral CT scan of the thorax during an end-expiratory occlusion. From the CT scan we computed the gas volume of the lungs (EELVCT). Within a few minutes, a rebreathing bag, containing a known amount of helium, was connected to the endotracheal tube, and the gas mixture diluted in the patient's lungs by delivering at least ten large tidal volumes. From the final helium concentration, EELV could be calculated by a standard formula (EELVHe).

MEASUREMENT AND RESULTS

The results obtained by the two techniques showed a good correlation (EELVHe=208+0.858xEELV(CT), r=0.941; P<0.001). Bias between the two techniques was 32.5+/-202.8 ml (95% limits of agreement were -373 ml and +438 ml), with a mean absolute difference of 15%. The amount of pathological tissue did not affect the difference between the two techniques, while the amount of hyperinflated tissue did. Bias between two repeated helium EELV measurements was -24+/-83 ml (95% limits of agreement were -191 ml and +141 ml), with a mean absolute difference of 6.3%.

CONCLUSIONS

The proposed helium dilution technique is simple and reproducible. The negligible bias and the acceptable level of agreement support its use as a practical alternative to CT for measuring EELV in mechanically ventilated ARDS patients.

Monitoring functional residual capacity (FRC) by quantifying oxygen/carbon dioxide fluxes during a short apnea

BACKGROUND

Clinically applicable methods for measuring FRC are currently lacking. This study presents a new method for FRC monitoring based on quantification of metabolic gas fluxes of O2 and CO2 during a short apnea.

METHODS

Base line exchange of oxygen and carbon dioxide was measured with indirect calorimetry. End-tidal ( approximately alveolar) O2 and CO2 concentrations were measured before and after a short apnea, 8-12 s, and FRC was calculated according to standard washin/washout formulas taking into account the increased solubility of CO2 in blood when the tension is increased during the apnea. The method was tested in a lung model with CO2 excretion and O2 consumption achieved by combustion of hydrogen and implemented in six ventilator-treated patients with acute respiratory failure (ARF).

RESULTS

In the lung model the method showed excellent correlation (r = 0.98) with minimal bias (34 ml) and a good precision, limits of agreement being 160 and -230 ml, respectively, compared to the reference method. In six ARF patients changes in FRC induced by increase or decrease in PEEP and measured with the O2/CO2 flux FRC method corresponded well with changes in reference values of FRC (r = 0.76-0.94).

CONCLUSIONS

A new method has been proposed in which FRC could be monitored from measurements of physiological fluxes of gases during a short apnea with the use of standard ICU equipment and some calculations. We anticipate that with further development, this technique could provide a new tool for monitoring respiratory changes and ventilator management in the ICU.

Automated evaluation of functional residual capacity by oxygen washout

OBJECTIVE

Measurement of functional residual capacity (FRC) is of considerable interest for monitoring ventilated patients in ICUs. However, the lack of instruments that can be used in the clinical setting has so far impeded the routine application of this measurement. It was the aim of our study to evaluate the accuracy and the reproducibility of a simplified oxygen washout technique (FRC[O2]).

MATERIALS AND METHODS

For the evaluation of FRC[O2J, gas flow, CO2 and O2 concentrations were determined by the flow probe of an ICU ventilator, a mainstream capnometer and O2 analyser. In 30 volunteers FRC[O2] as measured during spontaneous breathing was compared to: 1. Helium dilution technique (FRC[He], n = 21), 2. Body plethysmography (FRC[bp], n = 9). In n = 7 male patients FRC[O2] was repeatedly evaluated during mechanical ventilation and compared to the preoperative FRC[bp].

RESULTS

FRC[O2J corresponded well with FRC[He] (range: 1.9 to 6.0 l, bias of FRC[O2]: 0.53 l (95% CI 0.24 l to 0.82 l)) and FRC[bp] (range: 2.1 to 4.3 l, bias of FRC[O2] 0.03 l (95% CI -0.30 l to 0.37 l)). The mean of the repeated FRC[O2]-measurements (basic range: 1.3 to 3.6 l) during mechanical ventilation with unchanged ventilator settings stayed unchanged. The within subject-between error ranged from 0.1 to 0.4 l (mean = 0.23 1). Mean FRC[O2] during mechanical ventilation decreased to 66.6 percent of the preoperative mean FRC[bp].

CONCLUSIONS

The automated oxygen washout technique is a simple method to measure FRC in the ICU patient.

Assessment of lung function in the intensive care unit

Tests of pulmonary function have become more accurate and less invasive in recent years. Our ability to monitor patients continuously with pulse oximetry, transcutaneous and end-tidal CO2, and intraarterial blood gas monitors has greatly enhanced ICU care. In intubated patients in the PICU detailed lung function studies can be performed, and in general they can be carried out with minimal disruption of routine management. Much work remains to be done to define the changes seen in various disease processes and the effects of therapeutic interventions on functional parameters. Many of the available techniques have already been developed to a point that allows them to be employed in clinical decision making. We expect that assessment of lung volumes, compliance, and resistance will become a routine part of management in children with life-threatening pulmonary diseases in the near future, and that a more intimate knowledge of the pathophysiology of respiratory disorders treated in PICU will lead to improved outcomes.