Structuring institutional analysis for urban ecosystems: A key to sustainable urban forest management

Sustaining the urban commons in Ghana through decentralized planning

With global urbanization on the increase and cities now hosting more than half of the planet's population, there are concerns regarding the protection of urban commons as part of sustainability efforts, especially in sub-Saharan Africa. Decentralized urban planning is a policy tool and practice that is used to organize urban infrastructure for sustainable development. Yet, how it can be used to sustain the urban commons remains fragmented in the literature. This study reviews and synthesizes urban planning and urban commons literature using the Institutional Analysis and Development Framework and the non-cooperative game theory to identify how urban planning can protect and sustain the urban commons - green commons, land commons, and water commons - in Ghana. The study, based on the determination of different theoretical scenarios for the urban commons, identified that decentralized urban planning can help sustain the urban commons, but it is operationalized in an unfavorable political environment. For green commons, there are competing interests and poor coordination amongst planning institutions, and the absence of self-organizing bodies in managing the use of such resources. For land commons, increased land litigations are characterized by corruption and poor management of land cases in the formal land courts, and despite the existence of self-organizing institutions, these institutions have failed to act responsibly to protect land commons due to the increasing demands and values (profitability) of lands in urban areas. For water commons, urban planning has not been fully decentralized and there is also the absence of self-organizing bodies in urban water use and management. This is coupled with the waning of customary water protection provisions in urban centers. Based on the findings, the study generally proposes institutional strengthening as the bedrock for enhancing the sustainability of the urban commons through urban planning and should therefore be of policy focus moving forward.

Construction and Proactive Management Led to Tree Removals on an Urban College Campus

Urban trees in lawns and along streets are anthropogenically constructed systems, in that these tree communities are formed by human planting and removal actions. Tree mortality studies are essential to understanding the temporal dynamism of urban forests, and in particular, it is critical to incorporate institutional records and human decision-making regarding tree removals. In this study, we investigated tree removals on a highly urbanized college campus in Philadelphia, Pennsylvania (US) by analyzing field inventories and institutional records, and by considering firsthand accounts of the University Landscape Architect. The annual mortality rate was 4.3%, higher than typical for comparable studies, which we attribute to construction pressure and proactive management to promptly remove unhealthy trees and manage risk. Capital projects and other construction caused 48.5% of all removals, other human land use decisions caused 2.0%, and tree health decline and risk management collectively accounted for 48.7%. The number of removed trees exactly equaled the number of new trees, and the campus has high taxonomic diversity, reflecting the extensive oversight by university tree and landscape professionals regarding tree removal and planting decisions. This study demonstrates the value of mixed-methods and transdisciplinary research to understand how urban forests change over time.

Cultivating our urban forest future: a value-chain perspective

For cities to grow their urban forest canopy the formula appears rather straightforward: the right trees, plus the right conditions, plus the right care equals success. These simplified “tree chain of custody” steps, however, represent activities within a complex value-chain in Canada. Given that there is heightened demand for urban tree planting as natural climate solutions become the norm, how can we prepare the value-chain to meet these demands? To answer this question, we outline the pathways by which trees presently go from nurseries into urban and peri-urban areas. Delineating the actors, roles, and present barriers to success exposes the complexity of the process and relationships in the value-chain, as there are distinct phases with multiple actor groups involved who influence, and are influenced, by one another. We explore the issues that pose prominent challenges to, as well as opportunities for, the value-chain. Emergent themes include communication, forecasting demand and timing, underpricing and undervaluing tree establishment, lack of awareness on the importance of soils, juvenile tree health, species selection, and gaps in evidence-based decision support tools. The touchstones of science and innovation, collaboration, and knowledge mobilization are pertinent for the value-chain in Canada to draw upon to navigate the future.

Enhancing Biodiversity in Urban Green Space; An Exploration of the IAD Framework Applied to Ecologically Mature Trees

This paper investigates how institutions in urban settings potentially identify, frame, and operationalise biodiversity conservation policies. It adopts the Institutional Analysis and Development Framework (IAD) to analyse a case study regarding the retention of ecologically mature trees in urban green space in Canberra, Australia. The research investigates; what are the structural and institutional arrangements that catalyze or inhibit biodiversity conservation in urban green space? Specifically, the IAD framework is applied to explore the institutional structures and the role of key decision-makers in the conservation and management of ecologically mature trees in urban green space. Ecologically mature trees represent an exclusive habitat for many species and are key structures for conserving biodiversity in urban settings. The results suggest the application of the IAD ‘rules-in-use’ analysis reveals that ecologically mature trees are inconsistently managed in Canberra, leading to conflicting approaches between institutions in managing urban biodiversity. It suggests that a more structured and replicable institutional analysis will help practitioners to empirically derive a more comprehensive understanding of the roles of institutions in supporting or inhibiting biodiversity conservation in urban settings. The research finds that developers, asset managers, and other stakeholders could benefit from explicitly mapping out the defined rules, norms and strategies required to negotiate economically, socially and environmentally achievable outcomes for biodiversity conservation in urban green space.

Live fast, die young: Accelerated growth, mortality, and turnover in street trees

Municipalities are embracing greening initiatives as a key strategy for improving urban sustainability and combatting the environmental impacts of expansive urbanization. Many greening initiatives include goals to increase urban canopy cover through tree planting, however, our understanding of street tree ecosystem dynamics is limited and our understanding of vegetation structure and function based on intact, rural forests does not apply well to urban ecosystems. In this study, we estimate size-specific growth, mortality, and planting rates in trees under municipal control, use a box model to forecast short-term changes in street tree aboveground carbon pools under several planting and management scenarios, and compare our findings to rural, forested systems. We find accelerated rates of carbon cycling in street trees with mean diameter growth rates nearly four times faster in Boston, MA, USA (0.78 ± 0.02 cm yr-1) than in rural forest stands of MA (0.21 ± 0.02 cm yr-1) and mean mortality rates more than double rural forested rates (3.06 ± 0.25% yr-1 in street trees; 1.41 ± 0.04% yr-1 in rural trees). Despite the enhanced growth of urban trees, high mortality losses result in a net loss of street tree carbon storage over time (-0.15 ± 0.09 Mg C ha-1 yr-1). Planting initiatives alone may not be sufficient to maintain or enhance canopy cover and biomass due to the unique demographics of urban ecosystems. Initiatives to aid in the establishment and preservation of tree health are central for increasing street tree canopy cover and maintaining/increasing carbon storage in vegetation. Strategic combinations of planting and maintenance will maximize the viability of greening initiatives as an effective climate mitigation tool.

Can Field Crews Telecommute? Varied Data Quality from Citizen Science Tree Inventories Conducted Using Street-Level Imagery

Street tree inventories are a critical component of urban forest management. However, inventories conducted in the field by trained professionals are expensive and time-consuming. Inventories relying on citizen scientists or virtual surveys conducted remotely using street-level photographs may greatly reduce the costs of street tree inventories, but there are fundamental uncertainties regarding the level of data quality that can be expected from these emerging approaches to data collection. We asked 16 volunteers to inventory street trees in suburban Chicago using Google Street ViewTM imagery, and we assessed data quality by comparing their virtual survey data to field data from the same locations. We also compared virtual survey data quality according to self-rated expertise by measuring agreement within expert, intermediate, and novice analyst groups. Analyst agreement was very good for the number of trees on each street segment, and agreement was markedly lower for tree diameter class and tree identification at the genus and species levels, respectively. Interrater agreement varied by expertise, such that experts agreed with one another more often than novices for all four variables assessed. Compared to the field data, we observed substantial variability in analyst performance for diameter class estimation and tree identification, and some intermediate analysts performed as well as experts. Our findings suggest that virtual surveys may be useful for documenting the locations of street trees within a city more efficiently than field crews and with a high level of accuracy. However, tree diameter and species identification data were less reliable across all expertise groups, and especially novice analysts. Based on this analysis, virtual street tree inventories are best suited to collecting very basic information such as tree locations, or updating existing inventories to determine where trees have been planted or removed. We conclude with evidence-based recommendations for effective implementation of this type of approach.

Residential Knowledge of Native Tree Species: A Case Study of Residents in Four Southern Ontario Municipalities

In the past decade, municipalities across North America have increased investment in their urban forests in an effort to maintain and enhance the numerous benefits provided by them. Some municipalities have now drafted long-term urban forest management plans that emphasize the planting of native trees, to improve ecological integrity, and participation of residents, since the majority of urban trees are typically located on residential property. Yet it is unclear if residents are familiar with native trees or municipalities' urban forest management goals. Through a case study of southern Ontario municipalities, we administered a survey exploring residents' ability to correctly label common tree species as native or non-native, as well as their knowledge of urban forest management plans to test four hypotheses: 1) residents in municipalities with an urban forest management plans will be more knowledgeable about the native status of common street trees; 2) residents who have lived in the area longer will have greater knowledge; 3) knowledge level will be correlated with education level, ethnicity, and income; and 4) residents' knowledge will be related to having planted trees on their property. Our results indicate that residents are better able to identify common native trees than correctly determine which trees are non-native, although knowledge levels are generally low. Knowledge was significantly related to length of residency and tree planting experience, supporting hypotheses 2 and 4. These results highlight the importance of experience and local knowledge acquisition in relation to basic knowledge about urban trees, and also point to the failures of resident outreach within the case study municipalities.

Knowledge Co-production at the Research-Practice Interface: Embedded Case Studies from Urban Forestry

Cities are increasingly engaging in sustainability efforts and investment in green infrastructure, including large-scale urban tree planting campaigns. In this context, researchers and practitioners are working jointly to develop applicable knowledge for planning and managing the urban forest. This paper presents three case studies of knowledge co-production in the field of urban forestry in the United States. These cases were selected to span a range of geographic scales and topical scopes; all three are examples of urban researcher-practitioner networks in which the authors are situated to comment on reflexively. The three cases resemble institutional structures described in the knowledge co-production literature, including participatory research, a hybrid organization of scientists and managers, and a community of practice. We find that trust, embeddedness, new approaches by both practitioners and researchers, and blending of roles all serve to recognize multiple forms of capability, expertise, and ways of knowing. We discuss the impacts of knowledge co-production and the ways in which hybrid institutional forms can enable its occurrence.

Adopting public values and climate change adaptation strategies in urban forest management: A review and analysis of the relevant literature

Urban trees are a dominant natural element in cities; they provide important ecosystem services to urban citizens and help urban areas adapt to climate change. Many rationales have been proposed to provide a purpose for urban forest management, some of which have been ineffective in addressing important ecological and social management themes. Among these rationales we find a values-based perspective, which sees management as a process where the desires of urban dwellers are met. Another perspective is climate change adaptation, which sees management as a process where urban forest vulnerability to climate change is reduced and resilience enhanced. Both these rationales have the advantage of complementing, enhancing, and broadening urban forest management objectives. A critical analysis of the literature on public values related to urban forests and climate change adaptation in the context of urban forests is undertaken to discuss what it means to adopt these two issues in urban forest management. The analysis suggests that by seeing urban forest management as a process by which public values are satisfied and urban-forest vulnerabilities to climate change are reduced, we can place issues such as naturalization, adaptive management, and engaging people in management at the centre of urban forest management. Focusing urban forest management on these issues may help ensure the success of programs focused on planting more trees and increasing citizen participation in urban forest management.