Nuclear Spin–Spin Couplings: Efficient Evaluation of Exact Exchange and Extension to Local Hybrid Functionals

Toward the Next Generation of Density Functionals: Escaping the Zero-Sum Game by Using the Exact-Exchange Energy Density

ConspectusKohn-Sham density functional theory (KS DFT) is arguably the most widely applied electronic-structure method with tens of thousands of publications each year in a wide variety of fields. Its importance and usefulness can thus hardly be overstated. The central quantity that determines the accuracy of KS DFT calculations is the exchange-correlation functional. Its exact form is unknown, or better "unknowable", and therefore the derivation of ever more accurate yet efficiently applicable approximate functionals is the "holy grail" in the field. In this context, the simultaneous minimization of so-called delocalization errors and static correlation errors is the greatest challenge that needs to be overcome as we move toward more accurate yet computationally efficient methods. In many cases, an improvement on one of these two aspects (also often termed fractional-charge and fractional-spin errors, respectively) generates a deterioration in the other one. Here we report on recent notable progress in escaping this so-called "zero-sum-game" by constructing new functionals based on the exact-exchange energy density. In particular, local hybrid and range-separated local hybrid functionals are discussed that incorporate additional terms that deal with static correlation as well as with delocalization errors. Taking hints from other coordinate-space models of nondynamical and strong electron correlations (the B13 and KP16/B13 models), position-dependent functions that cover these aspects in real space have been devised and incorporated into the local-mixing functions determining the position-dependence of exact-exchange admixture of local hybrids as well as into the treatment of range separation in range-separated local hybrids. While initial functionals followed closely the B13 and KP16/B13 frameworks, meanwhile simpler real-space functions based on ratios of semilocal and exact-exchange energy densities have been found, providing a basis for relatively simple and numerically convenient functionals. Notably, the correction terms can either increase or decrease exact-exchange admixture locally in real space (and in interelectronic-distance space), leading even to regions with negative admixture in cases of particularly strong static correlations. Efficient implementations into a fast computer code (Turbomole) using seminumerical integration techniques make such local hybrid and range-separated local hybrid functionals promising new tools for complicated composite systems in many research areas, where simultaneously small delocalization errors and static correlation errors are crucial. First real-world application examples of the new functionals are provided, including stretched bonds, symmetry-breaking and hyperfine coupling in open-shell transition-metal complexes, as well as a reduction of static correlation errors in the computation of nuclear shieldings and magnetizabilities. The newest versions of range-separated local hybrids (e.g., ωLH23tdE) retain the excellent frontier-orbital energies and correct asymptotic exchange-correlation potential of the underlying ωLH22t functional while improving substantially on strong-correlation cases. The form of these functionals can be further linked to the performance of the recent impactful deep-neural-network "black-box" functional DM21, which itself may be viewed as a range-separated local hybrid.

Zero-field splitting parameters within exact two-component theory and modern density functional theory using seminumerical integration

An efficient implementation of zero-field splitting parameters based on the work of Schmitt et al. [J. Chem. Phys. 134, 194113 (2011)] is presented. Seminumerical integration techniques are used for the two-electron spin-dipole contribution and the response equations of the spin-orbit perturbation. The original formulation is further generalized. First, it is extended to meta-generalized gradient approximations and local hybrid functionals. For these functional classes, the response of the paramagnetic current density is considered in the coupled-perturbed Kohn-Sham equations for the spin-orbit perturbation term. Second, the spin-orbit perturbation is formulated within relativistic exact two-component theory and the screened nuclear spin-orbit (SNSO) approximation. The accuracy of the implementation is demonstrated for transition-metal and diatomic main-group compounds. The efficiency is assessed for Mn and Mo complexes. Here, it is found that coarse integration grids for the seminumerical schemes lead to drastic speedups while introducing clearly negligible errors. In addition, the SNSO approximation substantially reduces the computational demands and leads to very similar results as the spin-orbit mean field Ansatz.

The pitfalls of using JHF spin-spin coupling constants to infer hydrogen bond formation in organofluorine compounds

Theoretical decomposition of "through space" spin-spin coupling constants (SSCCs) in organofluorine compounds signal that intramolecular hydrogen bonds (H-bonds) are not the primary mechanism of transmission for SSCCs. Increasing solvent polarity may disrupt H-bonds, but not necessarily the JFH SSCC. Substituent effects may drastically alter the SSCC transmission pathway. Accurate SSCC analysis requires benchmarking theoretical calculations to support experimental data interpretation.

TURBOMOLE: Today and Tomorrow

TURBOMOLE is a highly optimized software suite for large-scale quantum-chemical and materials science simulations of molecules, clusters, extended systems, and periodic solids. TURBOMOLE uses Gaussian basis sets and has been designed with robust and fast quantum-chemical applications in mind, ranging from homogeneous and heterogeneous catalysis to inorganic and organic chemistry and various types of spectroscopy, light-matter interactions, and biochemistry. This Perspective briefly surveys TURBOMOLE's functionality and highlights recent developments that have taken place between 2020 and 2023, comprising new electronic structure methods for molecules and solids, previously unavailable molecular properties, embedding, and molecular dynamics approaches. Select features under development are reviewed to illustrate the continuous growth of the program suite, including nuclear electronic orbital methods, Hartree-Fock-based adiabatic connection models, simplified time-dependent density functional theory, relativistic effects and magnetic properties, and multiscale modeling of optical properties.

Reducing Exact Two-Component Theory for NMR Couplings to a One-Component Approach: Efficiency and Accuracy

The self-consistent and complex spin-orbit exact two-component (X2C) formalism for NMR spin-spin coupling constants [ J. Chem. Theory Comput. 17, 2021, 3874-3994] is reduced to a scalar one-component ansatz. This way, the first-order response term can be partitioned into the Fermi-contact (FC) and spin-dipole (SD) interactions as well as the paramagnetic spin-orbit (PSO) contribution. The FC+SD terms are real and symmetric, while the PSO term is purely imaginary and antisymmetric. The relativistic one-component approach is combined with a modern density functional treatment up to local hybrid functionals including the response of the current density. Computational demands are reduced by factors of 8-24 as shown for a large tin compound consisting of 137 atoms. Limitations of the current ansatz are critically assessed for Sn, Pb, Pd, and Pt compounds, i.e. the one-component treatment is not sufficient for tin compounds featuring a few heavy halogen atoms.

Hydrogen Bonding in Platinum Indolylphosphine Polyfluorido and Fluorido Complexes

The reaction of the Pt complexes cis-[Pt(CH₃ )(Ar){Ph₂ P(Ind)}₂ ] (Ind=2-(3-methyl)indolyl, Ar=4-tBuC₆ H₄ (1 a)_, 4-CH₃ C₆ H₄ (1 b), Ph (1 c), 4-FC₆ H₄ (1 d), 4-ClC₆ H₄ (1 e), 4-CF₃ C₆ H₄ (1 f)) with HF afforded the polyfluorido complexes trans-[Pt(F(HF)₂ )(Ar){Ph₂ P(Ind)}₂ ] 2 a-f, which can be converted into the fluoride derivatives trans-[Pt(F)(Ar){Ph₂ P(Ind)}₂ ] (3 a-f) by treatment with CsF. The compounds 2 a-f and 3 a-f were characterised thoroughly by multinuclear NMR spectroscopy. The data reveal hydrogen bonding of the fluorido ligand with HF molecules and the indolylphosphine ligand. Polyfluorido complexes 2 a-f show larger |¹ J(F,Pt)|, but lower ¹ J(H,F) coupling constants when compared to the fluorido complexes 3 a-f. Decreasing ¹ J(P,Pt) coupling constants in 2 a-f and 3 a-f suggest a cis influence of the aryl ligands in the following order: 4-tBuC₆ H₄ (a) ≈4-CH₃ C₆ H₄ (b)<Ph (c)≪4-FC₆ H₄ (d)<4-ClC₆ H₄ (e)<4-CF₃ C₆ H₄ (f). In addition, the larger cis influence of aryl ligands bearing electron-withdrawing groups in the para position correlates with decreasing magnitudes of |¹ J(F,Pt)| coupling constants. The interpretation of the experimental data was supported by quantum-chemical DFT calculations.

DFT exchange: sharing perspectives on the workhorse of quantum chemistry and materials science

In this paper, the history, present status, and future of density-functional theory (DFT) is informally reviewed and discussed by 70 workers in the field, including molecular scientists, materials scientists, method developers and practitioners. The format of the paper is that of a roundtable discussion, in which the participants express and exchange views on DFT in the form of 302 individual contributions, formulated as responses to a preset list of 26 questions. Supported by a bibliography of 777 entries, the paper represents a broad snapshot of DFT, anno 2022.

A Local Hybrid Exchange Functional Approximation from First Principles

Local hybrid functionals are a more flexible class of density functional approximations allowing for a position-dependent admixture of exact exchange. This additional flexibility, however, comes with a more involved mathematical form and a more complicated design. A common denominator for previously constructed local hybrid funtionals is usage of thermochemical benchmark data to construct these functionals. Herein, we design a local hybrid functional without relying on benchmark data. Instead, we construct it in a more ab initio manner, following the principles of modern meta-generalized gradient approximations and considering theoretical constrains. To achieve this, we make use of the density matrix expansion and a local mixing function based on an approximate correlation length. The accuracy of the developed density functional approximation is assessed for thermochemistry, excitation energies, polarizabilities, magnetizabilities, NMR spin-spincoupling constants, NMR shieldings and shifts, as well as EPR g-tensors and hyperfine coupling constants. Here, the new exchange functional shows a robust performance and is especially well suited for atomization energies, barrier heights, excitation energies, NMR coupling constants, and EPR properties, whereas it looses some ground for the NMR shifts.Therefore, the designed functional is a major step forwards for functionals that have been designed from first principles.

NMR Coupling Constants Based on the Bethe-Salpeter Equation in the GW Approximation

We present the first steps to extend the Green's function GW method and the Bethe-Salpeter equation (BSE) to molecular response properties such as nuclear magnetic resonance (NMR) indirect spin-spin coupling constants. We discuss both a nonrelativistic one-component and a quasi-relativistic two-component formalism. The latter describes scalar-relativistic and spin-orbit effects and allows us to study heavy-element systems with reasonable accuracy. Efficiency is maintained by the application of the resolution of the identity approximation throughout. The performance is demonstrated using conventional central processing units (CPUs) and modern graphics processing units (GPUs) for molecules involving several thousand basis functions. Our results show that a large amount of Hartree-Fock exchange is vital to provide a sufficient Kohn-Sham starting point to compute the GW quasi-particle energies. As the GW-BSE approach is generally less accurate for triplet excitations or related properties such as the Fermi-contact interaction, the admixture of the Kohn-Sham correlation kernel through the contracted BSE (cBSE) method improves the results for NMR coupling constants. This leads to remarkable results when combined with the eigenvalue-only self-consistent variant (evGW) and Becke's half and half functional (BH&HLYP) or the CAM-QTP family. The developed methodology is used to calculate the Karplus curve of tin molecules, illustrating its applicability to extended chemically relevant molecules. Here, the GW-cBSE method improves upon the chosen BH&HLYP Kohn-Sham starting points.

Hyperfine Coupling Constants in Local Exact Two-Component Theory

We present a highly efficient implementation of the electron-nucleus hyperfine coupling matrix within the one-electron exact two-component (X2C) theory. The complete derivative of the X2C Hamiltonian is formed, that is, the derivatives of the unitary decoupling transformation are considered. This requires the solution of the response and Sylvester equations, consequently increasing the computational costs. Therefore, we apply the diagonal local approximation to the unitary decoupling transformation (DLU). The finite nucleus model is employed for both the scalar potential and the vector potential. Two-electron picture-change effects are modeled with the (modified) screened nuclear spin-orbit approach. Our implementation is fully integral direct and OpenMP-parallelized. An extensive benchmark study regarding the Hamiltonian, the basis set, and the density functional approximation is carried out for a set of 12-17 transition-metal compounds. The error introduced by DLU is negligible, and the DLU-X2C Hamiltonian accurately reproduces its four-component "fully" relativistic parent results. Functionals with a large amount of Hartree-Fock exchange such as CAM-QTP-02 and ωB97X-D are generally favorable. The pure density functional r²SCAN performs remarkably and even outperforms the common hybrid functionals TPSSh and CAM-B3LYP. Fully uncontracted basis sets or contracted quadruple-ζ bases are required for accurate results. The capability of our implementation is demonstrated for [Pt(C₆Cl₅)₄]^- with more than 4700 primitive basis functions and four rare-earth single-molecule magnets: [La(OAr*)₃]^-, [Lu(NR₂)₃]^-, [Lu(OAr*)₃]^-, and [TbPc₂]^-. Here, the results with the spin-orbit DLU-X2C Hamiltonian are in an excellent agreement with the experimental findings of all Pt, La, Lu, and Tb molecules.

Paramagnetic NMR Shielding Tensors and Ring Currents: Efficient Implementation and Application to Heavy Element Compounds

We present an efficient implementation of paramagnetic NMR shielding tensors and shifts in a nonrelativistic and scalar-relativistic density functional theory framework. For the latter, we make use of the scalar exact two-component Hamiltonian in its local approximation, and generally we apply the well established (multipole-accelerated) resolution of the identity approximation and the seminumerical exchange approximation. The perturbed density matrix of a paramagnetic NMR shielding calculation is further used to study the magnetically induced current density and ring currents of open-shell systems as illustrated for [U@Bi₁₂]^3-. [U@Bi₁₂]^3- features delocalized highest occupied molecular orbitals and sustains a net diatropic ring current of ca. 18 nA/T through the Bi₁₂ torus similar to the all-metal aromatic heavy-element cluster [Th@Bi₁₂]^4-.

Assessment of hybrid functionals for singlet and triplet excitations: Why do some local hybrid functionals perform so well for triplet excitation energies?

The performance of various hybrid density functionals is assessed for 105 singlet and 105 corresponding triplet vertical excitation energies from the QUEST database. The overall lowest mean absolute error is obtained with the local hybrid (LH) functional LH12ct-SsirPW92 with individual errors of 0.11 eV (0.11 eV) for singlet (triplet) n → π* excitations and 0.29 eV (0.17 eV) for π → π* excitations. This is slightly better than with the overall best performing global hybrid M06-2X [n → π*: 0.13 eV (0.17 eV), π → π*: 0.30 eV (0.20 eV)], while most other global and range-separated hybrids and some LHs suffer from the "triplet problem" of time-dependent density functional theory. This is exemplified by correlating the errors for singlet and triplet excitations on a state-by-state basis. The excellent performance of LHs based on a common local mixing function, i.e., an LMF constructed from the spin-summed rather than the spin-resolved semilocal quantities, is systematically investigated by the introduction of a spin-channel interpolation scheme that allows us to continuously modulate the fraction of opposite-spin terms used in the LMF. The correlation of triplet and singlet errors is systematically improved for the n → π* excitations when larger fractions of the opposite-spin-channel are used in the LMF, whereas this effect is limited for the π → π* excitations. This strongly supports a previously made hypothesis that attributes the excellent performance of LHs based on a common LMF to cross-spin-channel nondynamical correlation terms.

Reliable TDDFT Protocol Based on a Local Hybrid Functional for the Prediction of Vibronic Phosphorescence Spectra Applied to Tris(2,2'-bipyridine)-Metal Complexes

An efficient computational protocol for the prediction of vibrationally resolved phosphorescence spectra is developed and validated for five tris(2,2'-bipyridine)-metal complexes ([M(bpy)₃]ⁿ⁺, where M = Zn, Ru, Rh, Os, Ir). The outstanding feature of this protocol is the use of full linear-response time-dependent density functional theory (TDDFT) for the excited-state triplet calculation, i.e., the commonly seen strategies employing the Tamm-Dancoff approximation (TDA) or unrestricted density functional theory (DFT) calculations for the T₁ state are not needed. This is achieved by the use of a local hybrid functional (LH12ct-SsirPW92) that features a real-space dependent admixture of exact exchange governed by a local mixing function. The excellent performance of this LH for triplet excitation energies known from previous studies transfers to a remarkable mean absolute error of 0.06 eV for the phosphorescence 0-0 energies investigated herein, while the popular B3PW91 functional gives an error of 0.27 eV in TDDFT and 0.09 eV in unrestricted DFT calculations, respectively. The advantages of the local hybrid are particularly apparent for excited states with a mixed-valence character. The influence of spin-orbit coupling was found to be significant for [Os(bpy)₃]²⁺ red-shifting the 0-0 energy for phosphorescence by 0.17 eV, while the effect is negligible for the other complexes (<0.03 eV). The influence of the basis-set and integration-grid sizes is evaluated, and a computationally lighter protocol is validated that leads to drastic savings in computation time with negligible loss in accuracy.

NMR Indirect Spin-Spin Coupling Constants in a Modern Quasi-Relativistic Density Functional Framework

A quasi-relativistic implementation of NMR indirect spin-spin coupling constants is presented. The exact two-component (X2C) Hamiltonian and its diagonal local approximation to the unitary decoupling transformation (DLU) are utilized together with the (modified) screened nuclear spin-orbit approach. In a restricted kinetic balance, the finite nucleus model is available for both the scalar and vector potentials. The implementation supports density functionals up to the fourth rung of Jacob's ladder, i.e., (range-separated) hybrid and local hybrid functionals based on a seminumerical ansatz. We assess the quality of our quasi-relativistic X2C approach by comparison with "fully" relativistic four-component results for small main-group molecules and alkynyl compounds. The mean absolute error introduced by the DLU scheme is less than 0.05 × 10¹⁹ T J^-2 of the reduced coupling constant for the small main-group molecules and 0.5 Hz for the alkynyl compounds. Thus, the error is significantly smaller than finite nucleus size effects for heavy elements. The basis set convergence and the impact of different density functional approximations are further studied. We propose a simple scheme to develop segmented-contracted relativistic all-electron basis sets for NMR spin-spin couplings. Our implementation allows us to perform calculations of extended molecules with reasonable computational effort, which is illustrated for the ¹J(¹¹⁹Sn, ³¹P) coupling constant of a low-valent tin phosphinidenide complex. The corresponding results are in good agreement with the experimental findings.

Assessing the Accuracy of Local Hybrid Density Functional Approximations for Molecular Response Properties

A comprehensive overview of the performance of local hybrid functionals for molecular properties like excited states, ionization potentials within the GW framework, polarizabilities, magnetizabilities, NMR chemical shifts, and NMR spin-spin coupling constants is presented. We apply the generalization of the kinetic energy, τ, with the paramagnetic current density to all magnetic properties and the excitation energies from time-dependent density functional theory. This restores gauge invariance for these properties. Different ansätze for local mixing functions such as the iso-orbital indicator, the correlation length, the Görling-Levy second-order limit, and the spin polarization are compared. For the latter, we propose a modified version of the corresponding hyper-generalized gradient approximation functional of Perdew, Staroverov, Tao, and Scuseria (PSTS) [Phys. Rev. A 2008, 78, 052513] to allow for a numerically stable evaluation of the exchange-correlation kernel and hyperkernel. The PSTS functional leads to a very consistent improvement compared to the related TPSSh functional. It is further shown that the "best" choice of the local mixing function depends on the studied property and molecular class. While functionals based on the iso-orbital indicator lead to rather accurate excitation energies and ionization energies, the results are less impressive for NMR properties, for which a considerable dependence on the considered molecular test set and nuclei is observed. Johnson's local hybrid functional based on the correlation length yields remarkable results for NMR shifts of compounds featuring heavy elements and also for the excitation energies of organic compounds.

Implementation and Validation of Local Hybrid Functionals with Calibrated Exchange-Energy Densities for Nuclear Shielding Constants

A recently reported coupled-perturbed Kohn-Sham implementation to compute nuclear shielding constants with gauge-including atomic orbitals and local hybrid functionals has been extended to cover higher derivatives of the density in the local mixing function (LMF) of the local hybrid as well as the calibration function (CF) needed to deal with the ambiguity of exchange-energy densities. This allowed the first evaluation of state-of-the-art local hybrids with "calibrated" exchange-energy densities for nuclear shieldings. Compared to previously evaluated simpler local hybrids without a CF, appreciable improvements are found for proton shieldings. Furthermore, the recent LH20t functional is still competitive with the outstanding performance of the uncalibrated LH12ct-SsirSVWN and LH12ct-SsifSVWN LHs for heavier nuclei, suggesting that LH20t is possibly the most robust choice of any rung-four functional for computing the nuclear shieldings of main-group nuclei so far. Interestingly, the presence of a CF in the functional significantly reduces the number of artifacts introduced by the widely used Maximoff-Scuseria framework to treat the local kinetic energy τ. The latter occurs in so-called t-LMFs used in many of the present local hybrids. In any case, the use of Dobson's current-density functional framework is also recommended with more advanced calibrated τ-dependent local hybrid functionals.