Identity information content depends on the type of facial movement

Recognizing facial expressions of emotion amid noise: A dynamic advantage

Humans communicate internal states through complex facial movements shaped by biological and evolutionary constraints. Although real-life social interactions are flooded with dynamic signals, current knowledge on facial expression recognition mainly arises from studies using static face images. This experimental bias might stem from previous studies consistently reporting that young adults minimally benefit from the richer dynamic over static information, whereas children, the elderly, and clinical populations very strongly do (Richoz, Jack, Garrod, Schyns, & Caldara, 2015, Richoz, Jack, Garrod, Schyns, & Caldara, 2018b). These observations point to a near-optimal facial expression decoding system in young adults, almost insensitive to the advantage of dynamic over static cues. Surprisingly, no study has yet tested the idea that such evidence might be rooted in a ceiling effect. To this aim, we asked 70 healthy young adults to perform static and dynamic facial expression recognition of the six basic expressions while parametrically and randomly varying the low-level normalized phase and contrast signal (0%-100%) of the faces. As predicted, when 100% face signals were presented, static and dynamic expressions were recognized with equal efficiency with the exception of those with the most informative dynamics (i.e., happiness and surprise). However, when less signal was available, dynamic expressions were all better recognized than their static counterpart (peaking at ∼20%). Our data show that facial movements increase our ability to efficiently identify emotional states of others under the suboptimal visual conditions that can occur in everyday life. Dynamic signals are more effective and sensitive than static ones for decoding all facial expressions of emotion for all human observers.

Challenging the Classical View: Recognition of Identity and Expression as Integrated Processes

Recent neuroimaging evidence challenges the classical view that face identity and facial expression are processed by segregated neural pathways, showing that information about identity and expression are encoded within common brain regions. This article tests the hypothesis that integrated representations of identity and expression arise spontaneously within deep neural networks. A subset of the CelebA dataset is used to train a deep convolutional neural network (DCNN) to label face identity (chance = 0.06%, accuracy = 26.5%), and the FER2013 dataset is used to train a DCNN to label facial expression (chance = 14.2%, accuracy = 63.5%). The identity-trained and expression-trained networks each successfully transfer to labeling both face identity and facial expression on the Karolinska Directed Emotional Faces dataset. This study demonstrates that DCNNs trained to recognize face identity and DCNNs trained to recognize facial expression spontaneously develop representations of facial expression and face identity, respectively. Furthermore, a congruence coefficient analysis reveals that features distinguishing between identities and features distinguishing between expressions become increasingly orthogonal from layer to layer, suggesting that deep neural networks disentangle representational subspaces corresponding to different sources.

Caricatured facial movements enhance perception of emotional facial expressions

Although faces “in the wild” constantly undergo complicated movements, humans adeptly perceive facial identity and expression. Previous studies, focusing mainly on identity, used photographic caricature to show that distinctive form increases perceived dissimilarity. We tested whether distinctive facial movements showed similar effects, and we focussed on both perception of expression and identity. We caricatured the movements of an animated computer head, using physical motion metrics extracted from videos. We verified that these “ground truth” metrics showed the expected effects: Caricature increased physical dissimilarity between faces differing in expression and those differing in identity. Like the ground truth dissimilarity, participants’ dissimilarity perception was increased by caricature when faces differed in expression. We found these perceived dissimilarities to reflect the “representational geometry” of the ground truth. However, neither of these findings held for faces differing in identity. These findings replicated across two paradigms: pairwise ratings and multiarrangement. In a final study, motion caricature did not improve recognition memory for identity, whether manipulated at study or test. We report several forms of converging evidence for spatiotemporal caricature effects on dissimilarity perception of different expressions. However, more work needs to be done to discover what identity-specific movements can enhance face identification.

Visual mechanisms for voice-identity recognition flexibly adjust to auditory noise level

Recognising the identity of voices is a key ingredient of communication. Visual mechanisms support this ability: recognition is better for voices previously learned with their corresponding face (compared to a control condition). This so‐called ‘face‐benefit’ is supported by the fusiform face area (FFA), a region sensitive to facial form and identity. Behavioural findings indicate that the face‐benefit increases in noisy listening conditions. The neural mechanisms for this increase are unknown. Here, using functional magnetic resonance imaging, we examined responses in face‐sensitive regions while participants recognised the identity of auditory‐only speakers (previously learned by face) in high (SNR −4 dB) and low (SNR +4 dB) levels of auditory noise. We observed a face‐benefit in both noise levels, for most participants (16 of 21). In high‐noise, the recognition of face‐learned speakers engaged the right posterior superior temporal sulcus motion‐sensitive face area (pSTS‐mFA), a region implicated in the processing of dynamic facial cues. The face‐benefit in high‐noise also correlated positively with increased functional connectivity between this region and voice‐sensitive regions in the temporal lobe in the group of 16 participants with a behavioural face‐benefit. In low‐noise, the face‐benefit was robustly associated with increased responses in the FFA and to a lesser extent the right pSTS‐mFA. The findings highlight the remarkably adaptive nature of the visual network supporting voice‐identity recognition in auditory‐only listening conditions.

Separated and overlapping neural coding of face and body identity

Recognising a person's identity often relies on face and body information, and is tolerant to changes in low‐level visual input (e.g., viewpoint changes). Previous studies have suggested that face identity is disentangled from low‐level visual input in the anterior face‐responsive regions. It remains unclear which regions disentangle body identity from variations in viewpoint, and whether face and body identity are encoded separately or combined into a coherent person identity representation. We trained participants to recognise three identities, and then recorded their brain activity using fMRI while they viewed face and body images of these three identities from different viewpoints. Participants' task was to respond to either the stimulus identity or viewpoint. We found consistent decoding of body identity across viewpoint in the fusiform body area, right anterior temporal cortex, middle frontal gyrus and right insula. This finding demonstrates a similar function of fusiform and anterior temporal cortex for bodies as has previously been shown for faces, suggesting these regions may play a general role in extracting high‐level identity information. Moreover, we could decode identity across fMRI activity evoked by faces and bodies in the early visual cortex, right inferior occipital cortex, right parahippocampal cortex and right superior parietal cortex, revealing a distributed network that encodes person identity abstractly. Lastly, identity decoding was consistently better when participants attended to identity, indicating that attention to identity enhances its neural representation. These results offer new insights into how the brain develops an abstract neural coding of person identity, shared by faces and bodies.

The Acquisition of Person Knowledge

How do we learn what we know about others? Answering this question requires understanding the perceptual mechanisms with which we recognize individuals and their actions, and the processes by which the resulting perceptual representations lead to inferences about people's mental states and traits. This review discusses recent behavioral, neural, and computational studies that have contributed to this broad research program, encompassing both social perception and social cognition.

Use and Usefulness of Dynamic Face Stimuli for Face Perception Studies-a Review of Behavioral Findings and Methodology

Faces that move contain rich information about facial form, such as facial features and their configuration, alongside the motion of those features. During social interactions, humans constantly decode and integrate these cues. To fully understand human face perception, it is important to investigate what information dynamic faces convey and how the human visual system extracts and processes information from this visual input. However, partly due to the difficulty of designing well-controlled dynamic face stimuli, many face perception studies still rely on static faces as stimuli. Here, we focus on evidence demonstrating the usefulness of dynamic faces as stimuli, and evaluate different types of dynamic face stimuli to study face perception. Studies based on dynamic face stimuli revealed a high sensitivity of the human visual system to natural facial motion and consistently reported dynamic advantages when static face information is insufficient for the task. These findings support the hypothesis that the human perceptual system integrates sensory cues for robust perception. In the present paper, we review the different types of dynamic face stimuli used in these studies, and assess their usefulness for several research questions. Natural videos of faces are ecological stimuli but provide limited control of facial form and motion. Point-light faces allow for good control of facial motion but are highly unnatural. Image-based morphing is a way to achieve control over facial motion while preserving the natural facial form. Synthetic facial animations allow separation of facial form and motion to study aspects such as identity-from-motion. While synthetic faces are less natural than videos of faces, recent advances in photo-realistic rendering may close this gap and provide naturalistic stimuli with full control over facial motion. We believe that many open questions, such as what dynamic advantages exist beyond emotion and identity recognition and which dynamic aspects drive these advantages, can be addressed adequately with different types of stimuli and will improve our understanding of face perception in more ecological settings.

Task-dependent enhancement of facial expression and identity representations in human cortex

What cortical mechanisms allow humans to easily discern the expression or identity of a face? Subjects detected changes in expression or identity of a stream of dynamic faces while we measured BOLD responses from topographically and functionally defined areas throughout the visual hierarchy. Responses in dorsal areas increased during the expression task, whereas responses in ventral areas increased during the identity task, consistent with previous studies. Similar to ventral areas, early visual areas showed increased activity during the identity task. If visual responses are weighted by perceptual mechanisms according to their magnitude, these increased responses would lead to improved attentional selection of the task-appropriate facial aspect. Alternatively, increased responses could be a signature of a sensitivity enhancement mechanism that improves representations of the attended facial aspect. Consistent with the latter sensitivity enhancement mechanism, attending to expression led to enhanced decoding of exemplars of expression both in early visual and dorsal areas relative to attending identity. Similarly, decoding identity exemplars when attending to identity was improved in dorsal and ventral areas. We conclude that attending to expression or identity of dynamic faces is associated with increased selectivity in representations consistent with sensitivity enhancement.

Characterising variations in perceptual decision making

Current perspectives propose that observer models accounting for both optimal and suboptimal behaviour may yield real progress in understanding perception. We propose that such models could, in addition, be very useful for precisely characterising the variation in perception across healthy participants and those affected by psychiatric disorders, as well as the effects of neuromodulators such as oxytocin.

Near-optimal integration of facial form and motion

Human perception consists of the continuous integration of sensory cues pertaining to the same object. While it has been fairly well shown that humans use an optimal strategy when integrating low-level cues proportional to their relative reliability, the integration processes underlying high-level perception are much less understood. Here we investigate cue integration in a complex high-level perceptual system, the human face processing system. We tested cue integration of facial form and motion in an identity categorization task and found that an optimal model could successfully predict subjects’ identity choices. Our results suggest that optimal cue integration may be implemented across different levels of the visual processing hierarchy.