Upconversion nanomaterials and delivery systems for smart photonic medicines and healthcare devices

In the past decade, upconversion (UC) nanomaterials have been extensively investigated for the applications to photomedicines with their unique features including biocompatibility, near-infrared (NIR) to visible conversion, photostability, controllable emission bands, and facile multi-functionality. These characteristics of UC nanomaterials enable versatile light delivery for deep tissue biophotonic applications. Among various stimuli-responsive delivery systems, the light-responsive delivery process has been greatly advantageous to develop spatiotemporally controllable on-demand "smart" photonic medicines. UC nanomaterials are classified largely to two groups depending on the photon UC pathway and compositions: inorganic lanthanide-doped UC nanoparticles and organic triplet-triplet annihilation UC (TTA-UC) nanomaterials. Here, we review the current-state-of-art inorganic and organic UC nanomaterials for photo-medicinal applications including photothermal therapy (PTT), photodynamic therapy (PDT), photo-triggered chemo and gene therapy, multimodal immunotherapy, NIR mediated neuromodulations, and photochemical tissue bonding (PTB). We also discuss the future research direction of this field and the challenges for further clinical development.

Selective cellular imaging with lanthanide-based upconversion nanoparticles

Upconversion nanoparticles (UCNPs) with sodium yttrium fluoride, NaYF4 (host lattice) doped with Yb3+ (sensitizer) and Er3+ (activator) were synthesized via hydrothermal route incorporating polyethyleneimine (PEI) for their long-term stability in water. The cationic PEI-modified UCNPs with diameter 20 ± 4 nm showed a zeta potential value of +36.5 mV and showed an intense, visible red luminescence and low-intensity green emission with 976 nm laser excitation. The particles proven to be nontoxic to endothelial cells, with a 3-(4,5-dimethylthiazol-2yl)-2,5-diphenyltetrazolium bromide (MTT) assay, showing 90% to 100% cell viability, across a wide range of UCNP concentrations (0.3 ng/mL-0.3 mg/mL) were used in multiphoton imaging. Multiphoton cellular imaging and emission spectroscopy data reported here prove that the UCNPs dispersed in cell culture media are predominantly concentrated in the cytoplasm than the cell nucleus. The energy transfer from PEI-coated UCNPs to surrounding media for red luminescence in the biological system is also highlighted with spectroscopic measurements. Results of this study propose that UCNPs can, therefore, be used for cytoplasm selective imaging together with multiphoton dyes (eg, 4',6-diamidino-2-phenylindole (DAPI)) that are selective to cell nucleus.

Tunable Resonator-Upconverted Emission (TRUE) Color Printing and Applications in Optical Security

Lanthanide-doped nanophosphors are promising in anti-counterfeiting and security printing applications. These nanophosphors can be incorporated as transparent inks that fluoresce by upconverting near-infrared illumination into visible light to allow easy verification of documents. However, these inks typically exhibit a single luminescent color, low emission efficiency, and low print resolutions. Tunable resonator-upconverted emission (TRUE) is achieved by placing upconversion nanoparticles (UCNPs) within plasmonic nanoresonators. A range of TRUE colors are obtained from a single-UCNP species self-assembled within size-tuned gap-plasmon resonances in Al nanodisk arrays. The luminescence intensities are enhanced by two orders of magnitude through emission and absorption enhancements. The enhanced emissive and plasmonic colors are simultaneously employed to generate TRUE color prints that exhibit one appearance under ambient white light, and a multicolored luminescence appearance that is revealed under near-infrared excitation. The printed color and luminescent images are of ultrahigh resolutions (≈50 000 dpi), and enable multiple colors from a single excitation source for increased level of security.

Facile synthesis of upconversion nanoparticles with high purity using lanthanide oleate compounds

A novel strategy for preparing highly pure NaYF₄-based upconversion nanoparticles (UCNPs) was developed using lanthanide oleate compounds [Ln(OA)₃] as the precursor, denoted as the Ln-OA preparation method. Compared to the conventional solvothermal method for synthesizing UCNPs using lanthanide chloride compounds (LnCl₃) as the precursor (denoted as the Ln-Cl method), the Ln-OA strategy exhibited the merits of high purity, reduced purification process and a uniform size in preparing core and core-shell UCNPs excited by a 980 or 808 nm near infrared (NIR) laser. This work sheds new insight on the preparation of UCNPs and promotes their application in biomedical fields.

Upconversion Nanoparticles/Hyaluronate-Rose Bengal Conjugate Complex for Noninvasive Photochemical Tissue Bonding

The recent progress in photonic nanomaterials has contributed greatly to the development of photomedicines. However, the finite depth of light penetration is still a serious limitation, constraining their clinical applications. Here, we developed a poly(allylamine) (PAAm)-modified upconversion nanoparticle/hyaluronate-rose bengal (UCNP/PAAm/HA-RB) conjugate complex for photochemical bonding of deep tissue with near-infrared (NIR) light illumination. Compared to the conventional invasive treatment via suturing and stapling, the UCNP/PAAm/HA-RB conjugate complex could be noninvasively delivered into the deep tissue and accelerate the tissue bonding upon NIR light illumination. HA in the outer layer of the complex facilitated the penetration of RB into the collagen layer of the dermis. The NIR light triggered UCNP of NaYF₄: Yb/Er (Y:Yb:Er = 78:20:2) in the complex to illuminate visible green light under the skin tissue. The activated RB in the HA-RB conjugate by the green light induced radical formation for the cross-linking of incised collagen matrix. An in vitro light propagation test and collagen fibrillogenesis analysis, an in vivo animal tissue bonding test, and an ex vivo tensile strength test of dissected skin tissues confirmed the successful photochemical tissue bonding effect of the UCNP/PAAm/HA-RB conjugate complex.

Magnetic tuning of upconversion luminescence in Au/NaGdF4:Yb3+/Er3+ nanocomposite

Lanthanide-doped upconversion nanoparticles (UCNPs) NaGdF₄:Yb³⁺/Er³⁺ have received increasing attention due to their unique optical-magnetic bifunctional properties. Here, we show that the luminescent intensity from NaGdF₄:Yb³⁺/Er³⁺ nanoparticles decreases monotonously with increasing the applied magnetic field from 0 to 37.1 T, while plasmon-enhanced upconversion luminescence in Au/NaGdF₄:Yb³⁺/Er³⁺ nanocomposite is independent of a magnetic field lower than 6 T. The surface plasmon resonances could compensate for the energetic mismatching between the excitation light and the energy-level gaps induced by magnetic field and enhance the radiative efficiency, which is the main factor for achieving this stable upconversion emission in this nanocomposite under a magnetic field not higher than 6 T. These findings provide a novel route for exploring the magnetic control of upconversion luminescence in lanthanide-doped bifunctional nanoparticles.

Hyaluronate modified upconversion nanoparticles for near infrared light-triggered on–off tattoo systems

We successfully developed an NIR light-triggered in vivo on–off tattoo system using hyaluronate modified upconversion nanoparticles for various biomedical applications.

Upconversion luminescence enhancement and temperature sensing behavior of F− co-doped Ba3Lu4O9:Er3+/Yb3+ phosphors

F⁻ doping to enhance upconversion luminescence and temperature sensitivity of Ba₃Lu₄O₉:Er³⁺/Yb³⁺ (EYBLO) phosphors is ascribed to the modification of local crystal field of activator ions and reduction of crystal site symmetry.

Lanthanide upconversion luminescence at the nanoscale: fundamentals and optical properties

Upconversion photoluminescence is a nonlinear effect where multiple lower energy excitation photons produce higher energy emission photons. This fundamentally interesting process has many applications in biomedical imaging, light source and display technology, and solar energy harvesting. In this review we discuss the underlying physical principles and their modelling using rate equations. We discuss how the understanding of photophysical processes enabled a strategic influence over the optical properties of upconversion especially in rationally designed materials. We subsequently present an overview of recent experimental strategies to control and optimize the optical properties of upconversion nanoparticles, focussing on their emission spectral properties and brightness.

Sensitized luminescence from water-soluble LaF3:Eu nanocrystals via partially-capped 1,10-phenanthroline: time-gated emission and multiple lifetimes

Novel LaF₃:Eu(5%) nanocrystals containing partially-capped 1,10-phenanthroline ligands have been obtained, which display intense phen-sensitized europium emission in water and multiple lifetimes from Eu³⁺-dopant sites.

Time-resolved luminescent biosensing based on inorganic lanthanide-doped nanoprobes

In this feature article, we review the latest advancements in lanthanide-doped luminescent nanocrystals as time-resolved luminescent nano-bioprobes, from their fundamental optical properties to their potential applications for ultrasensitive biodetection and high-resolution bioimaging.

Stimuli responsive upconversion luminescence nanomaterials and films for various applications

This review highlights recent advances in upconversion luminescence materials in response to various stimuli for a broad spectrum of applications.

Li+ ion doping: an approach for improving the crystallinity and upconversion emissions of NaYF4:Yb3+, Tm3+ nanoparticles

The application of upconversion nanoparticles (UCNPs), especially in vivo, has so far been hampered by their relatively low upconversion efficiency. In this work, a strategy of Li(+) doping was revisited with the aim of enhancing UV to blue UC luminescence of NaYF4:Yb(3+), Tm(3+) nanocrystals. We have demonstrated that the short wavelength UC emission bands were indeed significantly enhanced. Compared to lithium-free NaYF4:Yb(3+), Tm(3+), the UC emission intensities of 452 nm and 479 nm of the NPs co-doped with 7 mol% Li(+) ions were increased by 8 and 5 times, respectively. The mechanism of the enhancement was discussed and the improvement of the nanoparticles' crystallinity and the distortion of the local symmetry around the Tm(3+) ions, when the Li(+) ions were introduced, were confirmed to be the origin of the improvement.

Multicolor tunability and upconversion enhancement of fluoride nanoparticles by oxygen dopant

The ability to manipulate the upconversion luminescence of lanthanide-ion doped fluoride upconversion nanoparticles (UCNPs) is particularly important and highly desired due to their wide applications in color displays, multiplexing bioassays and multicolor imaging. Here, we developed a strategy for simultaneously tuning color output and enhancing upconversion emission of Yb/Er doped fluoride UCNPs, based on adjusting the oxygen doping level. The synthesis of multicolored multifunctional NaGdF4:Yb,Er UCNPs was used as the model host system to demonstrate this protocol. Ammonium nitrate (NH4NO3) was used as the oxygen source and added into the reaction system at the beginning stage of nucleation and growth process of fluoride UCNPs, which facilitates the formation of enough oxygen atoms and the diffusion of these into the fluoride host matrix. The results revealed that multicolour output and upconversion enhancement mainly resulted from the variation of phonon energy and crystal field symmetry of the host lattice, respectively. This strategy can be further expanded to other fluoride host matrices. As an example of an application, multicolored UCNPs were used as a color converter in light emitting diodes, which can effectively convert near-infrared light into visible light. It is expected that these multicolored UCNPs will be promising for applications in multiplexing biodetection, bioimaging (optical and magnetic resonance imaging) and other optical technologies, and the present method for the control of O(2-) doping may also be used in other functional nanomaterials.

Upconversion luminescence with tunable lifetime in NaYF4:Yb,Er nanocrystals: role of nanocrystal size

Despite recent achievements to reduce surface quenching in NaYF(4):Yb,Er nanocrystals, a complete understanding of how the nanocrystal size affects the brightness of upconversion luminescence is still incomplete. Here we investigated upconversion luminescence of Yb,Er-doped nanocrystals in a broad range of sizes from 6 nm to 45 nm (cubic or hexagonal phases), displaying an increasing red-to-green luminescence intensity ratio and reduced luminescence lifetimes with decreasing size. By analyzing the upconversion process with a set of rate equations, we found that their asymptotic analytic solutions explain lower decay rates of red compared to green upconversion luminescence. Furthermore, we quantified the effect of the surface on luminescence lifetime in a model where nanocrystal emitters are divided between the near-surface and inside regions of each nanocrystal. We clarify the influence of the four nonradiative recombination mechanisms (intrinsic phonon modes, vibration energy of surface ligands, solvent-mediated quenching, and surface defects) on the decay rates for different-size nanocrystals, and find that the defect density dominates decay rates for small (below 15 nm) nanocrystals. Our results indicate that a defect-reduction strategy is a key step in producing small upconversion nanocrystals with increased brightness for a variety of bioimaging and biosensing applications.

Fluorescence in nanobiotechnology: sophisticated fluorophores for novel applications

Nanobiotechnology is one of the fastest growing and broadest-ranged interdisciplinary subfields of the nanosciences. Countless hybrid bio-inorganic composites are currently being pursued for various uses, including sensors for medical and diagnostic applications, light- and energy-harvesting devices, along with multifunctional architectures for electronics and advanced drug-delivery. Although many disparate biological and nanoscale materials will ultimately be utilized as the functional building blocks to create these devices, a common element found among a large proportion is that they exert or interact with light. Clearly continuing development will rely heavily on incorporating many different types of fluorophores into these composite materials. This review covers the growing utility of different classes of fluorophores in nanobiotechnology, from both a photophysical and a chemical perspective. For each major structural or functional class of fluorescent probe, several representative applications are provided, and the necessary technological background for acquiring the desired nano-bioanalytical information are presented.

Light-harvesting fullerene dyads as organic triplet photosensitizers for triplet-triplet annihilation upconversions

Visible light-harvesting C(60)-bodipy dyads were devised as universal organic triplet photosensitizers for triplet-triplet annihilation (TTA) upconversion. The antennas in the dyad were used to harvest the excitation energy, and then the singlet excited state of C(60) will be populated via the intramolecular energy transfer from the antenna to C(60) unit. In turn with the intrinsic intersystem crossing (ISC) of the C(60), the triplet excited state of the C(60) will be produced. Thus, without any heavy atoms, the triplet excited states of organic dyads are populated upon photoexcitation. Different from C(60), the dyads show strong absorption of visible light at 515 nm (C-1, ε = 70400 M(-1) cm(-1)) or 590 nm (C-2, ε = 82500 M(-1) cm(-1)). Efficient intramolecular energy transfer from the bodipy moieties to C(60) unit and localization of the triplet excited state on C(60) were confirmed by steady-state and time-resolved spectroscopy as well as DFT calculations. The dyads were used as triplet photosensitizers for TTA upconversion, and an upconversion quantum yield up to 7.0% was observed. We propose that C(60)-organic chromophore dyads can be used as a general molecular structural motif for organic triplet photosensitizers, which can be used for photocatalysis, photodynamic therapy, and TTA upconversions.

Mn2+ dopant-controlled synthesis of NaYF4:Yb/Er upconversion nanoparticles for in vivo imaging and drug delivery

Pure dark red emission (650-670 nm) of NaYF(4):Yb/Er upconversion nanoparticles (UCNPs) is achieved by manganese ions (Mn(2+)) doping. In addition, the Mn(2+)-doping can also control the crystalline phase and size of the resulting UCNPs simultaneously. Drug delivery studies suggest the promise of these UCNPs as drug carriers for intracellular drug delivery and eventually as a multifunctional nanoplatform for simultaneous diagnosis and therapy.

Enhanced upconversion emission in Yb3+ and Er3+ codoped NaGdF4 nanocrystals by introducing Li+ ions

β-NaGdF(4) : Yb(3+)/Er(3+) nanoparticles (NPs) codoped with Li(+) ions were prepared for the first time via a thermal decomposition reaction of trifluoroacetates in oleylamine. The influence of site occupancy of Li(+) on the upconversion emission of β-NaGdF(4) : Yb(3+)/Er(3+) NPs was investigated in detail. The upconversion emission intensity was significantly enhanced by introducing different concentrations of Li(+) ions. In contrast to lithium-free β-NaGdF(4) : Yb(3+)/Er(3+), the green and red UC emission intensities of the NPs codoped with 7 mol% Li(+) ions were enhanced by about 47 and 23 times, respectively. The luminescence enhancement should be attributed to the distortion of the local asymmetry around Er(3+) ions. The mechanisms for the enhancement of upconversion emission were discussed. In addition, it was found in our research work that β-NaGdF(4) : Yb(3+)/Er(3+) NPs exhibited paramagnetic features at room temperature and the magnetization was slightly increased by introducing Li(+) ions.

Synthesis of NaYF4:Yb3+, Er3+ upconversion nanoparticles in normal microemulsions

An interface-controlled reaction in normal microemulsions (water/ethanol/sodium oleate/oleic acid/n-hexane) was designed to prepare NaYF4:Yb3+, Er3+ upconversion nanoparticles. The phase diagram of the system was first studied to obtain the appropriate oil-in-water microemulsions. Transmission electron microscopy and X-ray powder diffractometer measurements revealed that the as-prepared nanoparticles were spherical, monodisperse with a uniform size of 20 nm, and of cubic phase with good crystallinity. Furthermore, these nanoparticles have good dispersibility in nonpolar organic solvents and exhibit visible upconversion luminescence of orange color under continuous excitation at 980 nm. Then, a thermal treatment for the products was found to enhance the luminescence intensity. In addition, because of its inherent merit in high yielding and being economical, this synthetic method could be utilized for preparation of the UCNPs on a large scale.

Nanomaterials: applications in cancer imaging and therapy

The application of nanomaterials (NMs) in biomedicine is increasing rapidly and offers excellent prospects for the development of new non-invasive strategies for the diagnosis and treatment of cancer. In this review, we provide a brief description of cancer pathology and the characteristics that are important for tumor-targeted NM design, followed by an overview of the different types of NMs explored to date, covering synthetic aspects and approaches explored for their application in unimodal and multimodal imaging, diagnosis and therapy. Significant synthetic advances now allow for the preparation of NMs with highly controlled geometry, surface charge, physicochemical properties, and the decoration of their surfaces with polymers and bioactive molecules in order to improve biocompatibility and to achieve active targeting. This is stimulating the development of a diverse range of nanometer-sized objects that can recognize cancer tissue, enabling visualization of tumors, delivery of anti-cancer drugs and/or the destruction of tumors by different therapeutic techniques.

Highly spectral dependent enhancement of upconversion emission with sputtered gold island films

We report a five-fold overall enhancement of upconversion emission in NaYF(4) : Yb/Er nanocrystals when coupled with gold island films. Spectroscopic studies show that the enhancement factors are highly dependent on the exact spectral positions and excitation power density, with a largest enhancement factor of more than 12 observed at selected spectral positions, which may be attributed to different upconversion processes involved.