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Gao Q, Zhang Y, Sun H, Wang T. Evaluation of propensity score methods for causal inference with high-dimensional covariates. Brief Bioinform 2022; 23:6603435. [PMID: 35667004 DOI: 10.1093/bib/bbac227] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 12/26/2021] [Revised: 05/11/2022] [Accepted: 05/17/2022] [Indexed: 11/12/2022] Open
Abstract
In recent work, researchers have paid considerable attention to the estimation of causal effects in observational studies with a large number of covariates, which makes the unconfoundedness assumption plausible. In this paper, we review propensity score (PS) methods developed in high-dimensional settings and broadly group them into model-based methods that extend models for prediction to causal inference and balance-based methods that combine covariate balancing constraints. We conducted systematic simulation experiments to evaluate these two types of methods, and studied whether the use of balancing constraints further improved estimation performance. Our comparison methods were post-double-selection (PDS), double-index PS (DiPS), outcome-adaptive LASSO (OAL), group LASSO and doubly robust estimation (GLiDeR), high-dimensional covariate balancing PS (hdCBPS), regularized calibrated estimators (RCAL) and approximate residual balancing method (balanceHD). For the four model-based methods, simulation studies showed that GLiDeR was the most stable approach, with high estimation accuracy and precision, followed by PDS, OAL and DiPS. For balance-based methods, hdCBPS performed similarly to GLiDeR in terms of accuracy, and outperformed balanceHD and RCAL. These findings imply that PS methods do not benefit appreciably from covariate balancing constraints in high-dimensional settings. In conclusion, we recommend the preferential use of GLiDeR and hdCBPS approaches for estimating causal effects in high-dimensional settings; however, further studies on the construction of valid confidence intervals are required.
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Affiliation(s)
- Qian Gao
- Department of Health Statistics, School of Public Health, Shanxi Medical University, Taiyuan, China
| | - Yu Zhang
- Department of Health Statistics, School of Public Health, Shanxi Medical University, Taiyuan, China
| | - Hongwei Sun
- Department of Health Statistics, School of Public Health and Management, Binzhou Medical University, Yantai, China
| | - Tong Wang
- Department of Health Statistics, School of Public Health, Shanxi Medical University, Taiyuan, China
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Wang C, Deng S, Sun L, Li L, Hu YQ. A nonparametric test for association with multiple loci in the retrospective case-control study. Stat Methods Med Res 2019; 29:589-602. [PMID: 30987531 DOI: 10.1177/0962280219842892] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.2] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 11/16/2022]
Abstract
The genome-wide association studies aim at identifying common or rare variants associated with common diseases and explaining more heritability. It is well known that common diseases are influenced by multiple single nucleotide polymorphisms (SNPs) that are usually correlated in location or function. In order to powerfully detect association signals, it is highly desirable to take account of correlations or linkage disequilibrium (LD) information among multiple SNPs in testing for association. In this article, we propose a test SLIDE that depicts the difference of the average multi-locus genotypes between cases and controls and derive its variance-covariance matrix in the retrospective design. This matrix is composed of the pairwise LD between SNPs. Thus SLIDE can borrow the strength from an external database in the population of interest with a few thousands to hundreds of thousands individuals to improve the power for detecting association. Extensive simulations show that SLIDE has apparent superiority over the existing methods, especially in the situation involving both common and rare variants, both protective and deleterious variants. Furthermore, the efficiency of the proposed method is demonstrated in the application to the data from the Wellcome Trust Case Control Consortium.
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Affiliation(s)
- Chan Wang
- State Key Laboratory of Genetic Engineering, School of Life Sciences, Institute of Biostatistics, Fudan University, Shanghai, China.,Division of Biostatistics, Department of Population Health, New York University School of Medicine, New York, NY, USA
| | - Shufang Deng
- State Key Laboratory of Genetic Engineering, School of Life Sciences, Institute of Biostatistics, Fudan University, Shanghai, China
| | - Leiming Sun
- State Key Laboratory of Genetic Engineering, School of Life Sciences, Institute of Biostatistics, Fudan University, Shanghai, China
| | - Liming Li
- State Key Laboratory of Genetic Engineering, School of Life Sciences, Institute of Biostatistics, Fudan University, Shanghai, China
| | - Yue-Qing Hu
- State Key Laboratory of Genetic Engineering, School of Life Sciences, Institute of Biostatistics, Fudan University, Shanghai, China.,Shanghai Center for Mathematical Sciences, Fudan University, Shanghai, China
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Geng P, Tong X, Lu Q. An integrative U method for joint analysis of multi-level omic data. BMC Genet 2019; 20:40. [PMID: 30967125 PMCID: PMC6457037 DOI: 10.1186/s12863-019-0742-z] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.4] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 07/19/2018] [Accepted: 03/20/2019] [Indexed: 11/30/2022] Open
Abstract
Background The advance of high-throughput technologies has made it cost-effective to collect diverse types of omic data in large-scale clinical and biological studies. While the collection of the vast amounts of multi-level omic data from these studies provides a great opportunity for genetic research, the high dimensionality of omic data and complex relationships among multi-level omic data bring tremendous analytic challenges. Results To address these challenges, we develop an integrative U (IU) method for the design and analysis of multi-level omic data. While non-parametric methods make less model assumptions and are flexible for analyzing different types of phenotypes and omic data, they have been less developed for association analysis of omic data. The IU method is a nonparametric method that can accommodate various types of omic and phenotype data, and consider interactive relationship among different levels of omic data. Through simulations and a real data application, we compare the IU test with commonly used variance component tests. Conclusions Results show that the proposed test attains more robust type I error performance and higher empirical power than variance component tests under various types of phenotypes and different underlying interaction effects. Electronic supplementary material The online version of this article (10.1186/s12863-019-0742-z) contains supplementary material, which is available to authorized users.
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Affiliation(s)
- Pei Geng
- Department of Mathematics, Illinois State University, Normal, IL, 61761, USA
| | - Xiaoran Tong
- Department of Epidemiology and Biostatistics, Michigan State University, East Lansing, MI, 48824, USA
| | - Qing Lu
- Department of Epidemiology and Biostatistics, Michigan State University, East Lansing, MI, 48824, USA.
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Zhang H, Liu D, Zhao J, Bi X. Modeling Hybrid Traits for Comorbidity and Genetic Studies of Alcohol and Nicotine Co-Dependence. Ann Appl Stat 2018; 12:2359-2378. [PMID: 30666272 PMCID: PMC6338437 DOI: 10.1214/18-aoas1156] [Citation(s) in RCA: 3] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [Abstract] [Key Words] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 01/21/2023]
Abstract
We propose a novel multivariate model for analyzing hybrid traits and identifying genetic factors for comorbid conditions. Comorbidity is a common phenomenon in mental health in which an individual suffers from multiple disorders simultaneously. For example, in the Study of Addiction: Genetics and Environment (SAGE), alcohol and nicotine addiction were recorded through multiple assessments that we refer to as hybrid traits. Statistical inference for studying the genetic basis of hybrid traits has not been well-developed. Recent rank-based methods have been utilized for conducting association analyses of hybrid traits but do not inform the strength or direction of effects. To overcome this limitation, a parametric modeling framework is imperative. Although such parametric frameworks have been proposed in theory, they are neither well-developed nor extensively used in practice due to their reliance on complicated likelihood functions that have high computational complexity. Many existing parametric frameworks tend to instead use pseudo-likelihoods to reduce computational burdens. Here, we develop a model fitting algorithm for the full likelihood. Our extensive simulation studies demonstrate that inference based on the full likelihood can control the type-I error rate, and gains power and improves the effect size estimation when compared with several existing methods for hybrid models. These advantages remain even if the distribution of the latent variables is misspecified. After analyzing the SAGE data, we identify three genetic variants (rs7672861, rs958331, rs879330) that are significantly associated with the comorbidity of alcohol and nicotine addiction at the chromosome-wide level. Moreover, our approach has greater power in this analysis than several existing methods for hybrid traits.Although the analysis of the SAGE data motivated us to develop the model, it can be broadly applied to analyze any hybrid responses.
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Affiliation(s)
- Heping Zhang
- Heping Zhang is Susan Dwight Bliss Professor , Department of Biostatistics, Yale School of Public Health, New Haven, Connecticut 06520; Dungang Liu is Assistant Professor , Department of Operations, Business Analytics and Information Systems, University of Cincinnati Lindner College of Business, Cincinnati, OH 45221; Jiwei Zhao is Assistant Professor , Department of Biostatistics, State University of New York at Buffalo, Buffalo, NY 14214; and Xuan Bi is Postdoctoral Associate, Department of Biostatistics, Yale School of Public Health, New Haven, Connecticut 06520
| | - Dungang Liu
- Heping Zhang is Susan Dwight Bliss Professor , Department of Biostatistics, Yale School of Public Health, New Haven, Connecticut 06520; Dungang Liu is Assistant Professor , Department of Operations, Business Analytics and Information Systems, University of Cincinnati Lindner College of Business, Cincinnati, OH 45221; Jiwei Zhao is Assistant Professor , Department of Biostatistics, State University of New York at Buffalo, Buffalo, NY 14214; and Xuan Bi is Postdoctoral Associate, Department of Biostatistics, Yale School of Public Health, New Haven, Connecticut 06520
| | - Jiwei Zhao
- Heping Zhang is Susan Dwight Bliss Professor , Department of Biostatistics, Yale School of Public Health, New Haven, Connecticut 06520; Dungang Liu is Assistant Professor , Department of Operations, Business Analytics and Information Systems, University of Cincinnati Lindner College of Business, Cincinnati, OH 45221; Jiwei Zhao is Assistant Professor , Department of Biostatistics, State University of New York at Buffalo, Buffalo, NY 14214; and Xuan Bi is Postdoctoral Associate, Department of Biostatistics, Yale School of Public Health, New Haven, Connecticut 06520
| | - Xuan Bi
- Heping Zhang is Susan Dwight Bliss Professor , Department of Biostatistics, Yale School of Public Health, New Haven, Connecticut 06520; Dungang Liu is Assistant Professor , Department of Operations, Business Analytics and Information Systems, University of Cincinnati Lindner College of Business, Cincinnati, OH 45221; Jiwei Zhao is Assistant Professor , Department of Biostatistics, State University of New York at Buffalo, Buffalo, NY 14214; and Xuan Bi is Postdoctoral Associate, Department of Biostatistics, Yale School of Public Health, New Haven, Connecticut 06520
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Satten GA, Kong M, Datta S. Multisample adjusted U-statistics that account for confounding covariates. Stat Med 2018; 37:3357-3372. [PMID: 29923344 DOI: 10.1002/sim.7825] [Citation(s) in RCA: 4] [Impact Index Per Article: 0.7] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/30/2017] [Revised: 02/11/2018] [Accepted: 04/19/2018] [Indexed: 01/19/2023]
Abstract
Multisample U-statistics encompass a wide class of test statistics that allow the comparison of 2 or more distributions. U-statistics are especially powerful because they can be applied to both numeric and nonnumeric data, eg, ordinal and categorical data where a pairwise similarity or distance-like measure between categories is available. However, when comparing the distribution of a variable across 2 or more groups, observed differences may be due to confounding covariates. For example, in a case-control study, the distribution of exposure in cases may differ from that in controls entirely because of variables that are related to both exposure and case status and are distributed differently among case and control participants. We propose to use individually reweighted data (ie, using the stratification score for retrospective data or the propensity score for prospective data) to construct adjusted U-statistics that can test the equality of distributions across 2 (or more) groups in the presence of confounding covariates. Asymptotic normality of our adjusted U-statistics is established and a closed form expression of their asymptotic variance is presented. The utility of our approach is demonstrated through simulation studies, as well as in an analysis of data from a case-control study conducted among African-Americans, comparing whether the similarity in haplotypes (ie, sets of adjacent genetic loci inherited from the same parent) occurring in a case and a control participant differs from the similarity in haplotypes occurring in 2 control participants.
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Affiliation(s)
- Glen A Satten
- Division of Reproductive Health, Centers for Disease Control and Prevention, Atlanta, Georgia, USA
| | - Maiying Kong
- Department of Bioinformatics and Biostatistics, SPHIS, University of Louisville, Louisville, Kentucky, USA
| | - Somnath Datta
- Department of Biostatistics, University of Florida, Gainesville, Florida, USA
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Deng Y, Pan W. Conditional analysis of multiple quantitative traits based on marginal GWAS summary statistics. Genet Epidemiol 2017; 41:427-436. [PMID: 28464407 PMCID: PMC5536980 DOI: 10.1002/gepi.22046] [Citation(s) in RCA: 24] [Impact Index Per Article: 3.4] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 11/22/2016] [Revised: 01/09/2017] [Accepted: 02/04/2017] [Indexed: 12/22/2022]
Abstract
There has been an increasing interest in joint association testing of multiple traits for possible pleiotropic effects. However, even in the presence of pleiotropy, most of the existing methods cannot distinguish direct and indirect effects of a genetic variant, say single-nucleotide polymorphism (SNP), on multiple traits, and a conditional analysis of a trait adjusting for other traits is perhaps the simplest and most common approach to addressing this question. However, without individual-level genotypic and phenotypic data but with only genome-wide association study (GWAS) summary statistics, as typical with most large-scale GWAS consortium studies, we are not aware of any existing method for such a conditional analysis. We propose such a conditional analysis, offering formulas of necessary calculations to fit a joint linear regression model for multiple quantitative traits. Furthermore, our method can also accommodate conditional analysis on multiple SNPs in addition to on multiple quantitative traits, which is expected to be useful for fine mapping. We provide numerical examples based on both simulated and real GWAS data to demonstrate the effectiveness of our proposed approach, and illustrate possible usefulness of conditional analysis by contrasting its result differences from those of standard marginal analyses.
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Affiliation(s)
- Yangqing Deng
- Division of Biostatistics, University of Minnesota, Minneapolis, MN 55455, USA
| | - Wei Pan
- Division of Biostatistics, University of Minnesota, Minneapolis, MN 55455, USA
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Zhao J, Zhang H. Modeling Multiple Responses via Bootstrapping Margins with an Application to Genetic Association Testing. STATISTICS AND ITS INTERFACE 2015; 9:47-56. [PMID: 26543519 PMCID: PMC4629876 DOI: 10.4310/sii.2016.v9.n1.a5] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.2] [Reference Citation Analysis] [Abstract] [Key Words] [Grants] [Track Full Text] [Subscribe] [Scholar Register] [Indexed: 06/05/2023]
Abstract
The need for analysis of multiple responses arises from many applications. In behavioral science, for example, comorbidity is a common phenomenon where multiple disorders occur in the same person. The advantage of jointly analyzing multiple correlated responses has been examined and documented. Due to the difficulties of modeling multiple responses, nonparametric tests such as generalized Kendall's Tau have been developed to assess the association between multiple responses and risk factors. These procedures have been applied to genomewide association studies of multiple complex traits. Unfortunately, those nonparametric tests only provide the significance of the association but not the magnitude. We propose a Gaussian copula model with discrete margins for modeling multivariate binary responses. This model separates marginal effects from between-trait correlations. We use a bootstrapping margins approach to constructing Wald's statistic for the association test. Although our derivation is based on the fully parametric Gaussian copula framework for simplicity, the underlying assumptions to apply our method can be weakened. The bootstrapping margins approach only requires the correct specification of the model margins. Our simulation and real data analysis demonstrate that our proposed method not only increases power over some existing association tests, but also provides further insight into genetic association studies of multivariate traits.
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Affiliation(s)
- Jiwei Zhao
- Department of Biostatistics, School of Public Health and Health Professions, University at Buffalo, The State University of New York, Buffalo, NY, 14214; ()
| | - Heping Zhang
- Department of Biostatistics, Yale School of Public Health, New Haven, Connecticut 06511
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