Nodal quasiparticles and antinodal charge ordering in Ca2-xNaxCuO2Cl2

A model of d-wave superconductivity, antiferromagnetism, and charge order on the square lattice

We describe the confining instabilities of a proposed quantum spin liquid underlying the pseudogap metal state of the hole-doped cuprates. The spin liquid can be described by a SU(2) gauge theory of Nf = 2 massless Dirac fermions carrying fundamental gauge charges-this is the low-energy theory of a mean-field state of fermionic spinons moving on the square lattice with π-flux per plaquette in the ℤ2 center of SU(2). This theory has an emergent SO(5)f global symmetry and is presumed to confine at low energies to the Néel state. At nonzero doping (or smaller Hubbard repulsion U at half-filling), we argue that confinement occurs via the Higgs condensation of bosonic chargons carrying fundamental SU(2) gauge charges also moving in π ℤ2-flux. At half-filling, the low-energy theory of the Higgs sector has Nb = 2 relativistic bosons with a possible emergent SO(5)b global symmetry describing rotations between a d-wave superconductor, period-2 charge stripes, and the time-reversal breaking "d-density wave" state. We propose a conformal SU(2) gauge theory with Nf = 2 fundamental fermions, Nb = 2 fundamental bosons, and a SO(5)f×SO(5)b global symmetry, which describes a deconfined quantum critical point between a confining state which breaks SO(5)f and a confining state which breaks SO(5)b. The pattern of symmetry breaking within both SO(5)s is determined by terms likely irrelevant at the critical point, which can be chosen to obtain a transition between Néel order and d-wave superconductivity. A similar theory applies at nonzero doping and large U, with longer-range couplings of the chargons leading to charge order with longer periods.

Atomic-scale interpretation of the quantum oscillations in cuprate superconductors

Cuprate superconductors display unusual features in bothkspace and real space as the superconductivity is suppressed-a broken Fermi surface, charge density wave, and pseudogap. Contrarily, recent transport measurements on cuprates under high magnetic fields report quantum oscillations (QOs), which imply rather a usual Fermi liquid behavior. To settle the disagreement, we investigated Bi₂Sr₂CaCu₂O_8+δunder a magnetic field in an atomic scale. A particle-hole (p-h) asymmetrically dispersing density of states (DOSs) modulation was found at the vortices on a slightly underdoped sample, while on a highly underdoped sample, no trace of the vortex was found even at 13 T. However, a similar p-h asymmetric DOS modulation persisted in almost an entire field of view. From this observation, we infer an alternative explanation of the QO results by providing a unifying picture where the aforementioned seemingly conflicting evidence from angle-resolved photoemission spectroscopy, spectroscopic imaging scanning tunneling microscopy, and magneto-transport measurements can be understood solely in terms of the DOS modulations.

Observations of Nematicity, Dopants, and Zero-Bias Conductance Peaks for the Ca0.9La0.1FeAs2 Superconductor

Ca_1-xLa_xFeAs₂ (CLFA112) belongs to a new family of Fe-based superconductors (FeSCs) and has a unique crystal structure featuring an arsenic zigzag chain layer, which has been proposed to be a possible two-dimensional topological insulator. This suggests that CLFA112 is a potential topological superconductor-a platform to realize Majorana fermions. Up to now, even a clear superconducting (SC) gap in CLFA112 has never been observed, and the SC properties of CLFA112 remain largely elusive. In this letter, we report the results of an atomic-scale investigation of the electronic structure of CLFA112 crystals using low-temperature scanning tunneling microscopy (STM). We revealed four different types of surfaces exhibiting distinct electronic properties, with all surfaces displaying dominating 2 × 1 surface reconstructions. On a Ca/La layer on top of an FeAs layer, a clear SC gap of ~12 mV was observed only at the crevices (vacancies) where the FeAs layer can be directly accessed. Remarkably, the FeAs termination layer displayed a dispersing nematic modulation both in real and q space. We also present peculiar zero-bias conductance peaks for the very As chain layer that is believed to exhibit a topological edge state as well as the influence of La dopants on the As chain layer.

Rotational Resonances and Regge-like Trajectories in Lightly Doped Antiferromagnets

Understanding the nature of charge carriers in doped Mott insulators holds the key to unravelling puzzling properties of strongly correlated electron systems, including cuprate superconductors. Several theoretical models suggested that dopants can be understood as bound states of partons, the analogues of quarks in high-energy physics. However, direct signatures of spinon-chargon bound states are lacking, both in experiment and theory. Here we propose a rotational variant of angle-resolved photo-emission spectroscopy (ARPES) and calculate rotational spectra numerically using the density-matrix renormalization group. We identify long-lived rotational resonances for an individual dopant, which we interpret as a direct indicator of the microscopic structure of spinon-chargon bound states. Similar to Regge trajectories reflecting the quark structure of mesons, we establish a linear dependence of the rotational energy on the superexchange coupling. The rotational peaks we find are strongly suppressed in standard ARPES spectra, but we suggest a multiphoton extension of ARPES which allows us to access rotational spectra. Our findings suggest that multiphoton spectroscopy experiments should provide new insights into emergent universal features of strongly correlated electron systems.

Momentum-resolved visualization of electronic evolution in doping a Mott insulator

High temperature superconductivity in cuprates arises from doping a parent Mott insulator by electrons or holes. A central issue is how the Mott gap evolves and the low-energy states emerge with doping. Here we report angle-resolved photoemission spectroscopy measurements on a cuprate parent compound by sequential in situ electron doping. The chemical potential jumps to the bottom of the upper Hubbard band upon a slight electron doping, making it possible to directly visualize the charge transfer band and the full Mott gap region. With increasing doping, the Mott gap rapidly collapses due to the spectral weight transfer from the charge transfer band to the gapped region and the induced low-energy states emerge in a wide energy range inside the Mott gap. These results provide key information on the electronic evolution in doping a Mott insulator and establish a basis for developing microscopic theories for cuprate superconductivity.

How a Mott insulating state evolves into a conducting or superconducting state is a central issue in doping a Mott insulator and important to understand the physics in high temperature cuprate superconductors. Here, the authors visualize the electronic structure evolution of a Mott insulator within the full Mott gap region and address the fundamental issues.

Calculations of quantum oscillations in cuprate superconductors considering the pseudogap

The observations of quantum oscillations frequencies in overdoped cuprates were in agreement with a charge density contained in a cylindrical Fermi surface but the measured frequencies of underdoped compounds were much smaller than expected. This was attributed to a topological transition into small pockets of Fermi surface associated with the existence of charge density waves. On the other hand, spectroscopic measurements suggested that the large two-dimensional Fermi surface changes continuously into a set of four disconnected arcs. Here we take into account the effect of the pseudogap that limits the availablek-space area where the Landau levels are developed on the Luttinger theorem and obtain the correct total carrier densities. The calculations show how the disconnected arcs evolve into a closed Fermi surface reconciling the experiments.

Mott gap collapse in lightly hole-doped Sr2-xKxIrO4

The evolution of Sr₂IrO₄ upon carrier doping has been a subject of intense interest, due to its similarities to the parent cuprates, yet the intrinsic behaviour of Sr₂IrO₄ upon hole doping remains enigmatic. Here, we synthesize and investigate hole-doped Sr_2-xK_xIrO₄ utilizing a combination of reactive oxide molecular-beam epitaxy, substitutional diffusion and in-situ angle-resolved photoemission spectroscopy. Upon hole doping, we observe the formation of a coherent, two-band Fermi surface, consisting of both hole pockets centred at (π, 0) and electron pockets centred at (π/2, π/2). In particular, the strong similarities between the Fermi surface topology and quasiparticle band structure of hole- and electron-doped Sr₂IrO₄ are striking given the different internal structure of doped electrons versus holes.

Charge ordering in high-temperature superconductors visualized by scanning tunneling microscopy

Since the discovery of stripe order in La_1.6-x Nd_0.4Sr _x CuO₄ superconductors in 1995, charge ordering in cuprate superconductors has been intensively studied by various experimental techniques. Among these studies, scanning tunneling microscope (STM) plays an irreplaceable role in determining the real space structures of charge ordering. STM imaging of different families of cuprates over a wide range of doping levels reveal similar checkerboard-like patterns, indicating that such a charge ordered state is likely a ubiquitous and intrinsic characteristic of cuprate superconductors, which may shed light on understanding the mechanism of high-temperature superconductivity. In another class of high-temperature superconductors, iron-based superconductors, STM studies reveal several charge ordered states as well, but their real-space patterns and the interplay with superconductivity are markedly different among different materials. In this paper, we present a brief review on STM studies of charge ordering in these two classes of high-temperature superconductors. Possible origins of charge ordering and its interplay with superconductivity will be discussed.

Emergence of superconductivity from fully incoherent normal state in an iron-based superconductor (Ba0.6K0.4)Fe2As2

In unconventional superconductors, it is generally believed that understanding the physical properties of the normal state is a pre-requisite for understanding the superconductivity mechanism. In conventional superconductors like niobium or lead, the normal state is a Fermi liquid with a well-defined Fermi surface and well-defined quasipartcles along the Fermi surface. Superconductivity is realized in this case by the Fermi surface instability in the superconducting state and the formation and condensation of the electron pairs (Cooper pairing). The high temperature cuprate superconductors, on the other hand, represent another extreme case that superconductivity can be realized in the underdoped region where there is neither well-defined Fermi surface due to the pseudogap formation nor quasiparticles near the antinodal regions in the normal state. Here we report a novel scenario that superconductivity is realized in a system with well-defined Fermi surface but without quasiparticles along the Fermi surface in the normal state. High resolution laser-based angle-resolved photoemission measurements have been performed on an optimally-doped iron-based superconductor (Ba_0.6K_0.4)Fe₂As₂. We find that, while sharp superconducting coherence peaks emerge in the superconducting state on the hole-like Fermi surface sheets, no quasiparticle peak is present in the normal state. Its electronic behaviours deviate strongly from a Fermi liquid system. The superconducting gap of such a system exhibits an unusual temperature dependence that it is nearly a constant in the superconducting state and abruptly closes at T_c. These observations have provided a new platform to study unconventional superconductivity in a non-Fermi liquid system.

Local particle-hole pair excitations by SU(2) symmetry fluctuations

Understanding the pseudo-gap phase which opens in the under-doped regime of cuprate superconductors is one of the most enduring challenges of the physics of these compounds. A depletion in the electronic density of states is observed, which is gapping out part of the Fermi surface, leading to the formation of mysterious lines of massless excitations- the Fermi arcs. Here we give a new theoretical account of the physics of the pseudo-gap phase in terms of the emergence of local patches of particle-hole pairs generated by SU(2) symmetry fluctuations. The proliferation of these local patches accounts naturally for the robustness of the pseudo-gap phase to disturbances like disorder or magnetic field and is shown to gap out part of the Fermi surface, leading to the formation of the Fermi arcs. Most noticeably, we show that these patches induce a modulated charge distribution on the Oxygen atoms, in remarkable agreement with recent X-ray and STM observations.

Emergent gauge fields and the high-temperature superconductors

The quantum entanglement of many states of matter can be represented by electric and magnetic fields, much like those found in Maxwell's theory. These fields 'emerge' from the quantum structure of the many-electron state, rather than being fundamental degrees of freedom of the vacuum. I review basic aspects of the theory of emergent gauge fields in insulators in an intuitive manner. In metals, Fermi liquid (FL) theory relies on adiabatic continuity from the free electron state, and its central consequence is the existence of long-lived electron-like quasi-particles around a Fermi surface enclosing a volume determined by the total density of electrons, via the Luttinger theorem. However, long-range entanglement and emergent gauge fields can also be present in metals. I focus on the 'fractionalized Fermi liquid' (FL*) state, which also has long-lived electron-like quasi-particles around a Fermi surface; however, the Luttinger theorem on the Fermi volume is violated, and this requires the presence of emergent gauge fields, and the associated loss of adiabatic continuity with the free electron state. Finally, I present a brief survey of some recent experiments in the hole-doped cuprate superconductors, and interpret the properties of the pseudogap regime in the framework of the FL* theory.This article is part of the themed issue 'Unifying physics and technology in light of Maxwell's equations'.

Charge orders, magnetism and pairings in the cuprate superconductors

We review the recent developments in the field of cuprate superconductors with special focus on the recently observed charge order in the underdoped compounds. We introduce new theoretical developments following the study of the antiferromagnetic quantum critical point in two dimensions, in which preemptive orders in both charge and superconducting (SC) sectors emerge, that are in turn related by an SU(2) symmetry. We consider the implications of this proliferation of orders in the underdoped region, and provide a study of the type of fluctuations which characterize the SU(2) symmetry. We identify an intermediate energy scale where the SC fluctuations are dominant and argue that they are unstable towards the formation of a resonant excitonic state at the pseudogap temperature T (*). We discuss the implications of this scenario for a few key experiments.

Short range smectic order driving long range nematic order: example of cuprates

We present a model for describing the combined presence of nematic and 'smectic' or stripe-like orders seen in recent scanning tunneling microscopy (STM) experiments on cuprates. The smectic order is treated as an electronic charge density wave with an associated Peierls distortion or a 'Pomeranchuk wave'. This primary order is restricted to nanoscale domains by disorder effects, while the secondary coupling to strain generates the nematic order with a considerably longer range. A variety of experimental results are shown to be consistent with our theoretical predictions.

Collapse of the Mott Gap and Emergence of a Nodal Liquid in Lightly Doped Sr(2)IrO(4)

We report angle resolved photoemission experiments on the electron doped Heisenberg antiferromagnet (Sr(1-x)La(x))(2)IrO(4). For a doping level of x=0.05, we find an unusual metallic state with coherent nodal excitations and an antinodal pseudogap bearing strong similarities with underdoped cuprates. This state emerges from a rapid collapse of the Mott gap with doping resulting in a large underlying Fermi surface that is backfolded by a (π,π) reciprocal lattice vector which we attribute to the intrinsic structural distortion of Sr(2)IrO(4).

Quantum dimer model for the pseudogap metal

We propose a quantum dimer model for the metallic state of the hole-doped cuprates at low hole density, p. The Hilbert space is spanned by spinless, neutral, bosonic dimers and spin S = 1/2, charge +e fermionic dimers. The model realizes a "fractionalized Fermi liquid" with no symmetry breaking and small hole pocket Fermi surfaces enclosing a total area determined by p. Exact diagonalization, on lattices of sizes up to 8 × 8, shows anisotropic quasiparticle residue around the pocket Fermi surfaces. We discuss the relationship to experiments.

Phase diagram of cuprate high-temperature superconductors described by a field theory based on anharmonic oxygen degrees of freedom

In high temperature superconductors, although some phenomena such as the Mott transition (MT) at low doping are clearly driven by electron correlations, recent experimental data imply that anharmonic oxygen degrees of freedom-characteristic of perovskite materials-are playing a significant role. A key test of the role of anharmonic oxygen is to reproduce the complex cuprate phase diagram from a simple model. Here, we show that a field theory based on nonlinear coupling to anharmonic oxygens, parametrized from ab initio calculations, quantitatively reproduces the cuprate phase diagram for dopings above the MT. Pairing is mediated by renormalized oxygen vibrations transmuted into excitations of the pseudogap. The observed strong dependence of gap to transition temperature ratio on Tc also emerges from this field theory. This work suggests that including vibrational degrees of freedom is key to developing a complete understanding of the cuprates.

Fermi arcs vs. Fermi pockets in electron-doped perovskite iridates

We report on an angle resolved photoemission (ARPES) study of bulk electron-doped perovskite iridate, (Sr_1−xLa_x)₃Ir₂O₇. Fermi surface pockets are observed with a total electron count in keeping with that expected from La substitution. Depending on the energy and polarization of the incident photons, these pockets show up in the form of disconnected “Fermi arcs”, reminiscent of those reported recently in surface electron-doped Sr₂IrO₄. Our observed spectral variation is consistent with the coexistence of an electronic supermodulation with structural distortion in the system.

Coherent quasiparticles with a small fermi surface in lightly doped Sr(3)Ir(2)O(7)

We characterize the electron doping evolution of (Sr_{1-x}La_{x})_{3}Ir_{2}O_{7} by means of angle-resolved photoemission. Concomitant with the metal insulator transition around x≈0.05 we find the emergence of coherent quasiparticle states forming a closed small Fermi surface of volume 3x/2, where x is the independently measured La concentration. The quasiparticle weight Z remains large along the entire Fermi surface, consistent with the moderate renormalization of the low-energy dispersion, and no pseudogap is observed. This indicates a conventional, weakly correlated Fermi liquid state with a momentum independent residue Z≈0.5 in lightly doped Sr_{3}Ir_{2}O_{7}.

Superconductivity. Fermi arcs in a doped pseudospin-1/2 Heisenberg antiferromagnet

High-temperature superconductivity in cuprates arises from an electronic state that remains poorly understood. We report the observation of a related electronic state in a noncuprate material, strontium iridate (Sr2IrO4), in which the distinct cuprate fermiology is largely reproduced. Upon surface electron doping through in situ deposition of alkali-metal atoms, angle-resolved photoemission spectra of Sr2IrO4 display disconnected segments of zero-energy states, known as Fermi arcs, and a gap as large as 80 millielectron volts. Its evolution toward a normal metal phase with a closed Fermi surface as a function of doping and temperature parallels that in the cuprates. Our result suggests that Sr2IrO4 is a useful model system for comparison to the cuprates.

Simultaneous transitions in cuprate momentum-space topology and electronic symmetry breaking

The existence of electronic symmetry breaking in the underdoped cuprates and its disappearance with increased hole density p are now widely reported. However, the relation between this transition and the momentum-space (k-space) electronic structure underpinning the superconductivity has not yet been established. Here, we visualize the Q = 0 (intra-unit-cell) and Q ≠ 0 (density-wave) broken-symmetry states, simultaneously with the coherent k-space topology, for Bi₂Sr₂CaCu₂O(8+δ) samples spanning the phase diagram 0.06 ≤ p ≤ 0.23. We show that the electronic symmetry-breaking tendencies weaken with increasing p and disappear close to a critical doping p(c) = 0.19. Concomitantly, the coherent k-space topology undergoes an abrupt transition, from arcs to closed contours, at the same p(c). These data reveal that the k-space topology transformation in cuprates is linked intimately with the disappearance of the electronic symmetry breaking at a concealed critical point.

Charge order driven by Fermi-arc instability in Bi2Sr(2-x)La(x)CuO(6+δ)

The understanding of the origin of superconductivity in cuprates has been hindered by the apparent diversity of intertwining electronic orders in these materials. We combined resonant x-ray scattering (REXS), scanning-tunneling microscopy (STM), and angle-resolved photoemission spectroscopy (ARPES) to observe a charge order that appears consistently in surface and bulk, and in momentum and real space within one cuprate family, Bi2Sr(2-x)La(x)CuO(6+δ). The observed wave vectors rule out simple antinodal nesting in the single-particle limit but match well with a phenomenological model of a many-body instability of the Fermi arcs. Combined with earlier observations of electronic order in other cuprate families, these findings suggest the existence of a generic charge-ordered state in underdoped cuprates and uncover its intimate connection to the pseudogap regime.

Universal features in the photoemission spectroscopy of high-temperature superconductors

The energy gap for electronic excitations is one of the most important characteristics of the superconducting state, as it directly reflects the pairing of electrons. In the copper-oxide high-temperature superconductors (HTSCs), a strongly anisotropic energy gap, which vanishes along high-symmetry directions, is a clear manifestation of the d-wave symmetry of the pairing. There is, however, a dramatic change in the form of the gap anisotropy with reduced carrier concentration (underdoping). Although the vanishing of the gap along the diagonal to the square Cu-O bond directions is robust, the doping dependence of the large gap along the Cu-O directions suggests that its origin might be different from pairing. It is thus tempting to associate the large gap with a second-order parameter distinct from superconductivity. We use angle-resolved photoemission spectroscopy to show that the two-gap behavior and the destruction of well-defined electronic excitations are not universal features of HTSCs, and depend sensitively on how the underdoped materials are prepared. Depending on cation substitution, underdoped samples either show two-gap behavior or not. In contrast, many other characteristics of HTSCs, such as the dome-like dependence of on doping, long-lived excitations along the diagonals to the Cu-O bonds, and an energy gap at the Brillouin zone boundary that decreases monotonically with doping while persisting above (the pseudogap), are present in all samples, irrespective of whether they exhibit two-gap behavior or not. Our results imply that universal aspects of high- superconductivity are relatively insensitive to differences in the electronic states along the Cu-O bond directions.

Implications of charge ordering in high Tc cuprate superconductors in far-infrared spectroscopy

We addressed the issue of the absence of far-infrared signatures pertaining to charge ordering in the published far-infrared reflectivity data of La2-xSrxCuO4 single crystals while other experimental probes reveal that charge ordering is a hallmark of superconducting cuprates. Through direct comparison of the far-infrared data reported by various groups side by side and also with the Raman scattering data, we found that the inconsistencies stem from the failure in capturing delicate spectral features embedded in the close-to-perfect ab-plane far-infrared reflectivity of La2-xSrxCuO4 single crystals by misidentifying the reflectivity as the Drude-like metallic reflectivity. The analysis of the close-to-true reflectivity data reveals that only a small fraction (<3%) of the total doping-induced charge carriers (electrons) are itinerant on the electron lattice made up with the rest of the electrons (>97%) at all doping levels up to 16%. We conclude that the far-infrared reflectivity study is far from being ready to construct a coherent picture of the ubiquitous charge ordering phenomenon and its relationship with the high Tc superconductivity.

Surface-enhanced charge-density-wave instability in underdoped Bi2Sr(2-x)La(x)CuO(6+δ)

Neutron and X-ray scattering experiments have provided mounting evidence for spin and charge ordering phenomena in underdoped cuprates. These range from early work on stripe correlations in Nd-LSCO to the latest discovery of charge-density-waves in YBa2Cu3O(6+x). Both phenomena are characterized by a pronounced dependence on doping, temperature and an externally applied magnetic field. Here, we show that these electron-lattice instabilities exhibit also a previously unrecognized bulk-surface dichotomy. Surface-sensitive electronic and structural probes uncover a temperature-dependent evolution of the CuO2 plane band dispersion and apparent Fermi pockets in underdoped Bi2 Sr(2-x) La(x) CuO(6+δ) (Bi2201), which is directly associated with an hitherto-undetected strong temperature dependence of the incommensurate superstructure periodicity below 130 K. In stark contrast, the structural modulation revealed by bulk-sensitive probes is temperature-independent. These findings point to a surface-enhanced incipient charge-density-wave instability, driven by Fermi surface nesting. This discovery is of critical importance in the interpretation of single-particle spectroscopy data, and establishes the surface of cuprates and other complex oxides as a rich playground for the study of electronically soft phases.

Microscopic theory of resonant soft-x-ray scattering in materials with charge order: the example of charge stripes in high-temperature cuprate superconductors

We present a microscopic theory of resonant soft-x-ray scattering that accounts for the delocalized character of valence electrons. Unlike past approaches based on local form factors, our functional determinant method treats realistic band structures. This method builds upon earlier theoretical work in mesoscopic physics and accounts for excitonic effects as well as the orthogonality catastrophe arising from interaction between the core hole and the valence band electrons. We show that the two-peak structure observed near the O K edge of stripe-ordered La1.875Ba0.125CuO4 is due to dynamical nesting within the canonical cuprate band structure. Our results provide evidence for reasonably well-defined, high-energy quasiparticles in cuprates and establish resonant soft-x-ray scattering as a bulk-sensitive probe of the electron quasiparticles.

New insights into the phase diagram of the copper oxide superconductors from electronic Raman scattering

The mechanism of unconventional superconductivity is still unknown despite over 25 years passing since the discovery of high-T(c) cuprate superconductors by Bednorz and Muller (1986 Z. Phys. B 64 189). Here, we explore the cuprate phase diagram by electronic Raman spectroscopy and shed light on the superconducting state in hole-doped curates, namely, how superconductivity and the critical temperature T(c) are affected by the pseudogap.

Spin-stripe density varies linearly with the hole content in single-layer Bi2+xSr2-xCuO6+y cuprate superconductors

We have performed inelastic neutron scattering measurements on the single-layer cuprate Bi(2+x) Sr(2-x) CuO(6+y) (Bi2201) with x = 0.2, 0.3, 0.4, and 0.5, a doping range that spans the spin-glass to superconducting phase boundary. The doping evolution of low energy spin fluctuations (11 </~ meV) was found to be characterized by a change in the incommensurate modulation wave vector from the tetragonal [110] to [100]/[010] directions, while maintaining a linear relation between the incommensurability and the hole concentration, δ ≈ p. In the superconducting regime, the spectral weight is strongly suppressed below ≈ 4 meV. Similarities and differences in the spin correlations between Bi2201 and the prototypical single-layer system La(2-x) Sr(x)CuO(4) are discussed.

Towards resolution of the Fermi surface in underdoped high-Tc superconductors

We survey recent experimental results including quantum oscillations and complementary measurements probing the electronic structure of underdoped cuprates, and theoretical proposals to explain them. We discuss quantum oscillations measured at high magnetic fields in the underdoped cuprates that reveal a small Fermi surface section, comprising quasiparticles that obey Fermi-Dirac statistics, unaccompanied by other states of comparable thermodynamic mass at the Fermi level. The location of the observed Fermi surface section at the nodes is indicated by a body of evidence including the collapse in Fermi velocity measured by quantum oscillations, which is found to be associated with the nodal density of states observed in angular resolved photoemission, the persistence of quantum oscillations down to low fields in the vortex state, the small value of density of states from heat capacity and the multiple frequency quantum oscillation pattern consistent with nodal magnetic breakdown of bilayer-split pockets. A nodal Fermi surface pocket is further consistent with the observation of a density of states at the Fermi level concentrated at the nodes in photoemission experiments, and the antinodal pseudogap observed by photoemission, optical conductivity, nuclear magnetic resonance (NMR) Knight shift, as well as other complementary diffraction, transport and thermodynamic measurements. One of the possibilities considered is that the small Fermi surface pockets observed at high magnetic fields can be understood in terms of Fermi surface reconstruction by a form of small wavevector charge order, observed over long lengthscales in experiments such as NMR and x-ray scattering, potentially accompanied by an additional mechanism to gap the antinodal density of states.

Indications of an electronic phase transition in two-dimensional superconducting YBa2Cu3O(7-x) thin films induced by electrostatic doping

We successfully tuned an underdoped ultrathin YBa2Cu3O(7-x) film into the overdoped regime by means of electrostatic doping using an ionic liquid as a dielectric material. This process proved to be reversible. Transport measurements showed a series of anomalous features compared to chemically doped bulk samples and a different two-step doping mechanism for electrostatic doping was revealed. The normal resistance increased with carrier concentration on the overdoped side and the high temperature (180 K) Hall number peaked at a doping level of p∼0.15. These anomalous behaviors suggest that there is an electronic phase transition in the Fermi surface around the optimal doping level.

A phenomenological theory of the anomalous pseudogap phase in underdoped cuprates

The theoretical description of the anomalous properties of the pseudogap phase in the underdoped region of the cuprate phase diagram lags behind the progress in spectroscopic and other experiments. A phenomenological ansatz, based on analogies to the approach to Mott localization at weak coupling in lower dimensional systems, has been proposed by Yang et al (2006 Phys. Rev. B 73 174501). This ansatz has had success in describing a range of experiments. The motivation underlying this ansatz is described and the comparisons with experiment are reviewed. Implications for a more microscopic theory are discussed together with the relation to theories that start directly from microscopic strongly coupled Hamiltonians.

d-Wave Superconductivity and s-Wave Charge Density Waves: Coexistence between Order Parameters of Different Origin and Symmetry

A review of the theory describing the coexistence between d-wave superconductivity and s-wave charge-density-waves (CDWs) is presented. The CDW gapping is identified with pseudogapping observed in high-Tc oxides. According to the cuprate specificity, the analysis is carried out for the two-dimensional geometry of the Fermi surface (FS). Phase diagrams on the σ0 − α plane—here, σ0 is the ratio between the energy gaps in the parent pure CDW and superconducting states, and the quantity 2α is connected with the degree of dielectric (CDW) FS gapping—were obtained for various possible configurations of the order parameters in the momentum space. Relevant tunnel and photoemission experimental data for high-Tc oxides are compared with theoretical predictions. A brief review of the results obtained earlier for the coexistence between s-wave superconductivity and CDWs is also given.

The phase diagram for coexisting d-wave superconductivity and charge-density waves: cuprates and beyond

Phase diagrams of d-wave superconductivity characterized by an order parameter Δ coexisting with charge-density waves (CDWs) characterized by an order parameter Σ were constructed for the two-dimensional Fermi surface (FS) appropriate to, e.g., cuprates. CDWs were considered as an origin of the pseudogap appearing at antinodal FS sections of the d(x2-y2) superconductor. Two types of the Σ-reentrance were found: with the temperature, T, and with the opening of the CDW sector, 2α. The angular plots in the momentum space for the resulting gap profile over the FS ('gap roses') were obtained. The gap patterns are rather involved, giving insight into the difficulties of the interpretation of photoemission spectra. It was shown that the Σ-Δ coexistence region exists even for the complete dielectric gapping due to the distinction between the superconducting and CDW order parameter symmetries. The checkerboard and unidirectional CDW configurations were examined, and both the phase diagrams and the behavior with T and α of the order parameters were found to differ. A more general case with a non-zero mismatch angle β between the superconducting lobes and the CDW sectors was analyzed, the case β = π/4 corresponding to the d(xy) symmetry of the superconducting order parameter. The phase diagrams were found to be sensitive to β-variations, showing that internal strains and external pressure can drastically affect the behavior of Σ(T) and Δ(T).

Protected nodal electron pocket from multiple-Q ordering in underdoped high temperature superconductors

A multiple wave vector (Q) reconstruction of the Fermi surface is shown to yield a profoundly different electronic structure to that characteristic of single wave vector reconstruction, despite their proximity in energy. We consider the specific case in which ordering is generated by Q(x)=[2πa,0] and Q(y)=[0,2πb] (in which a=b=1/4)-similar to those identified in neutron diffraction and scanning tunneling microscopy experiments-and more generally show that an isolated pocket adjacent to the nodal point k(nodal)=[±π/2,±π/2] is a protected feature of such a multiple-Q model, potentially corresponding to the nodal "Fermi arcs" observed in photoemission and the small size of the electronic heat capacity found in high magnetic fields-importantly, containing electron carriers which can yield negative Hall and Seebeck coefficients observed in high magnetic fields.

Quantum criticality and incipient phase separation in the thermodynamic properties of the Hubbard model

Transport measurements on the cuprates suggest the presence of a quantum critical point (QCP) hiding underneath the superconducting dome near optimal hole doping. We provide numerical evidence in support of this scenario via a dynamical cluster quantum Monte Carlo study of the extended two-dimensional Hubbard model. Single-particle quantities, such as the spectral function, the quasi-particle weight and the entropy, display a crossover between two distinct ground states: a Fermi liquid at low filling and a non-Fermi liquid with a pseudo-gap at high filling. Both states are found to cross over to a marginal Fermi-liquid state at higher temperatures. For finite next-nearest-neighbour hopping t', we find a classical critical point at temperature T(c). This classical critical point is found to be associated with a phase-separation transition between a compressible Mott gas and an incompressible Mott liquid corresponding to the Fermi liquid and the pseudo-gap state, respectively. Since the critical temperature T(c) extrapolates to zero as t' vanishes, we conclude that a QCP connects the Fermi liquid to the pseudo-gap region, and that the marginal Fermi-liquid behaviour in its vicinity is the analogue of the supercritical region in the liquid-gas transition.

Structural origin of apparent Fermi surface pockets in angle-resolved photoemission of Bi₂Sr(2-x)La(x)CuO(6+δ)

We observe apparent hole pockets in the Fermi surfaces of single-layer Bi-based cuprate superconductors from angle-resolved photoemission. From detailed low-energy electron diffraction measurements and an analysis of the angle-resolved photoemission polarization dependence, we show that these pockets are not intrinsic but arise from multiple overlapping superstructure replicas of the main and shadow bands. We further demonstrate that the hole pockets reported recently from angle-resolved photoemission [Meng et al., Nature (London) 462, 335 (2009)] have a similar structural origin and are inconsistent with an intrinsic hole pocket associated with the electronic structure of a doped CuO₂ plane.

Pseudogap of metallic layered nickelate R(2-x)Sr(x)NiO4 (R = Nd, Eu) crystals measured using angle-resolved photoemission spectroscopy

We have investigated charge dynamics and electronic structures for single crystals of metallic layered nickelates, R(2-x)Sr(x)NiO4 (R = Nd, Eu), isostructural to La(2-x)Sr(x)CuO4. Angle-resolved photoemission spectroscopy on the barely metallic Eu(0.9)Sr(1.1)NiO4 (R = Eu, x = 1.1) has revealed a large hole surface of x2-y2 character with a high-energy pseudogap of the same symmetry and comparable magnitude with those of underdoped (x<0.1) cuprates, although the antiferromagnetic interactions are 1 order of magnitude smaller. This finding strongly indicates that the momentum-dependent pseudogap feature in the layered nickelate arises from the real-space charge correlation.

Theory of extrinsic and intrinsic tunnelling in cuprate superconductors

There has been a huge theoretical and experimental push to try to illuminate the mechanism behind the high-temperature superconductivity of copper oxides. Cuprates are distinguishable from conventional metallic superconductors in originating from the doping of the parent charge-transfer insulators. The superconducting parts are weakly coupled two-dimensional doped layers held together by the parent lattice. Apart from their high-T(c) they have other characteristic features including the 'superconducting' gap (SG) which develops below the superconducting critical temperature and can be seen in extrinsic and intrinsic tunnelling experiments as well as using high-resolution angle-resolved photoemission (ARPES); there also exists another energy gap, the 'pseudogap' (PG), which is a large anomalous gap that exists well above T(c). We present a brief review of recent theories behind the pseudogap and discuss in detail one specific (polaronic) approach which explains the SG, PG and unusual tunnelling characteristics of cuprate superconductors.

Coexistence of Fermi arcs and Fermi pockets in a high-T(c) copper oxide superconductor

In the pseudogap state of the high-transition-temperature (high-T(c)) copper oxide superconductors, angle-resolved photoemission (ARPES) measurements have seen Fermi arcs-that is, open-ended gapless sections in the large Fermi surface-rather than a closed loop expected of an ordinary metal. This is all the more puzzling because Fermi pockets (small closed Fermi surface features) have been suggested by recent quantum oscillation measurements. The Fermi arcs cannot be understood in terms of existing theories, although there is a solution in the form of conventional Fermi surface pockets associated with competing order, but with a back side that is for detailed reasons invisible to photoemission probes. Here we report ARPES measurements of Bi(2)Sr(2-x)La(x)CuO(6+delta) (La-Bi2201) that reveal Fermi pockets. The charge carriers in the pockets are holes, and the pockets show an unusual dependence on doping: they exist in underdoped but not overdoped samples. A surprise is that these Fermi pockets appear to coexist with the Fermi arcs. This coexistence has not been expected theoretically.

X-ray absorption spectra reveal the inapplicability of the single-band Hubbard model to overdoped cuprate superconductors

X-ray absorption spectra on the overdoped high-temperature superconductors Tl2Ba2CuO(6+delta) and La(2-x)SrxCuO(4+/-delta) reveal a striking departure in the electronic structure from that of the underdoped regime. The upper Hubbard band, identified with strong correlation effects, is not observed on the oxygen K edge, while the lowest-energy prepeak gains less intensity than expected above p approximately 0.21. This suggests a breakdown of the Zhang-Rice singlet approximation and a loss of correlation effects or a significant shift in the most fundamental parameters of the system, rendering single-band Hubbard models inapplicable. Such fundamental changes suggest that the overdoped regime may offer a distinct route to understanding in the cuprates.

Evolution of a pairing-induced pseudogap from the superconducting gap of (Bi,Pb)2Sr2CuO6

We have performed an ultrahigh-resolution angle-resolved photoemission spectroscopy study of slightly overdoped (Bi,Pb)2Sr2CuO6 to elucidate the origin of the pseudogap. By using a newly developed xenon-plasma light source, we determined the comprehensive momentum and temperature dependencies of the superconducting gap and the pseudogap. We found that the antinodal pseudogap persists far above the superconducting transition temperature and is smoothly connected to the nodal gap. The characteristic temperature of the pseudogap scales well with the superconducting gap size irrespective of the momentum location. The present experimental results point to the pairing origin of the pseudogap.

Evidence for pairing above the transition temperature of cuprate superconductors from the electronic dispersion in the pseudogap phase

In the underdoped high temperature superconductors, instead of a complete Fermi surface above Tc, only disconnected Fermi arcs appear, separated by regions that still exhibit an energy gap. We show that in this pseudogap phase, the energy-momentum relation of electronic excitations near EF behaves like the dispersion of a normal metal on the Fermi arcs, but like that of a superconductor in the gapped regions. We argue that this dichotomy in the dispersion is difficult to reconcile with a competing order parameter, but is consistent with pairing without condensation.

Evolution with hole doping of the electronic excitation spectrum in the cuprate superconductors

The recent scanning tunnelling results of Alldredge and co-workers on Bi-2212 and of Hanaguri and co-workers on Na-CCOC (Ca(2-x)Na(x)CuO(2)Cl(2)) are examined from the perspective of the Bardeen-Cooper-Schrieffer (BCS)/Bose-Einstein condensation boson-fermion resonant crossover model for the mixed-valence high temperature superconductor (HTSC) cuprates. The model specifies the two energy scales controlling the development of HTSC behaviour and the dichotomy often now alluded to between nodal and antinodal phenomena in the HTSC cuprates. An indication is extracted from the data as to how the choice of the particular HTSC system sees these two basic energy scales ([Formula: see text], the local pair binding energy, and Δ(sc), the nodal BCS-like gap parameter) evolve with doping and change in the degree of metallization of the structurally and electronically perturbed mixed-valent environment.

How Cooper pairs vanish approaching the Mott insulator in Bi2Sr2CaCu2O8+delta

The antiferromagnetic ground state of copper oxide Mott insulators is achieved by localizing an electron at each copper atom in real space (r-space). Removing a small fraction of these electrons (hole doping) transforms this system into a superconducting fluid of delocalized Cooper pairs in momentum space (k-space). During this transformation, two distinctive classes of electronic excitations appear. At high energies, the mysterious 'pseudogap' excitations are found, whereas, at lower energies, Bogoliubov quasi-particles-the excitations resulting from the breaking of Cooper pairs-should exist. To explore this transformation, and to identify the two excitation types, we have imaged the electronic structure of Bi(2)Sr(2)CaCu(2)O(8+delta) in r-space and k-space simultaneously. We find that although the low-energy excitations are indeed Bogoliubov quasi-particles, they occupy only a restricted region of k-space that shrinks rapidly with diminishing hole density. Concomitantly, spectral weight is transferred to higher energy r-space states that lack the characteristics of excitations from delocalized Cooper pairs. Instead, these states break translational and rotational symmetries locally at the atomic scale in an energy-independent way. We demonstrate that these unusual r-space excitations are, in fact, the pseudogap states. Thus, as the Mott insulating state is approached by decreasing the hole density, the delocalized Cooper pairs vanish from k-space, to be replaced by locally translational- and rotational-symmetry-breaking pseudogap states in r-space.

Temperature dependence of the gap size near the brillouin-zone nodes of HgBa2CuO4+delta superconductors

Although more than 20 years have passed, the identification of the superconducting order parameter in cuprates is still under debate. Here, we show that the gap size near the nodes is a good candidate for the order parameter: it scales with the critical temperature Tc over a wide doping range and displays a significant temperature dependence below Tc in both the underdoped and the overdoped regimes. In contrast, the gap size at the antinodes does not scale with Tc in the underdoped regime and appears to be controlled by the pseudogap which persists below Tc.

Effective masses in a strongly anisotropic fermi liquid

Motivated by the recent experimental observation of quantum oscillations in the underdoped cuprates, we study the cyclotron and infrared Hall effective masses in an anisotropic Fermi liquid characterized by an angle-dependent quasiparticle residue Z_{q}. Our primary motivation is to explain the relatively large value of the cyclotron mass observed experimentally and its relation with the effective Hall mass. Using a phenomenological model of an anisotropic Fermi liquid, we find that the cyclotron mass is enhanced by a factor 1/Z_{q}, while the effective Hall mass is proportional to Z_{q}/Z_{q};{2}, where cdots, three dots, centered implies an averaging over the Fermi surface. If the Z-factor becomes small in some part of the Fermi surface (e.g., in the case of a Fermi arc), the cyclotron mass is enhanced sharply while the infrared Hall mass may remain small.

Novel mechanism of a charge density wave in a transition metal dichalcogenide

The charge density wave (CDW) is usually associated with Fermi surfaces nesting. We here report a new CDW mechanism discovered in a 2H-structured transition metal dichalcogenide, where the two essential ingredients of the CDW are realized in very anomalous ways due to the strong-coupling nature of the electronic structure. Namely, the CDW gap is only partially open, and charge density wave vector match is fulfilled through participation of states of the large Fermi patch, while the straight Fermi surface sections have secondary or negligible contributions.

Cuprate Fermi orbits and Fermi arcs: the effect of short-range antiferromagnetic order

We consider the effect of a short antiferromagnetic correlation length xi on the electronic band structure of the underdoped cuprates. Starting with a Fermi-surface topology consistent with magnetic-quantum-oscillation data, we show that a reduced xi gives an asymmetric broadening of the quasiparticle dispersion, resulting in simulated ARPES data very similar to those observed in experiment. Predicted features include "Fermi arcs" close to ak=(pi/2,pi/2), where a is the in-plane lattice parameter, without the need to invoke a d-wave pseudogap order parameter. The statistical variation in the k-space areas of the reconstructed Fermi-surface pockets causes the quantum oscillations to be strongly damped, even in very strong magnetic fields, in agreement with experiment.

Nonlocal composite spin-lattice polarons in high temperature superconductors

The nonlocal nature of the polaron formation in t - t '- t'' - J model is studied in large lattices up to 64 sites by developing a new numerical method. We show that the effect of longer-range hoppings t' and t'' is a large anisotropy of the electron-phonon interaction (EPI) leading to a completely different influence of EPI on the nodal and antinodal points in agreement with the experiments. Furthermore, nonlocal EPI preserves polaron's quantum motion, which destroys the antiferromagnetic order effectively, even in the strong coupling regime, although the quasiparticle weight in angle-resolved-photoemission spectroscopy is strongly suppressed.

Anomalous momentum dependence of the superconducting coherence peak and its relation to the pseudogap of La1.85Sr0.15CuO4

We performed high-resolution angle-resolved photoemission spectroscopy on La1.85Sr0.15CuO4 to study the nature of the single-particle excitation gap. We found that there is a well-defined superconducting coherence peak in the off-nodal region while it is strongly suppressed around the antinode. The momentum dependence of the single-particle excitation gap shows a striking deviation from the dx-y2--wave symmetry with anomalous enhancement around the antinode in both the superconducting and the pseudogap state. The observed close correlation between the superconducting coherence peak and the pseudogap suggests a substantial contribution of the pseudogap to the anomalous behavior of the gap in the superconducting state.