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Diekhof EK, Deinert L, Keller JK, Degner J. The COVID-19 pandemic and changes in social behavior: Protective face masks reduce deliberate social distancing preferences while leaving automatic avoidance behavior unaffected. Cogn Res Princ Implic 2024; 9:2. [PMID: 38185759 PMCID: PMC10772029 DOI: 10.1186/s41235-023-00528-4] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 07/18/2023] [Accepted: 12/09/2023] [Indexed: 01/09/2024] Open
Abstract
Protective face masks were one of the central measures to counteract viral transmission in the COVID-19 pandemic. Prior research indicates that face masks impact various aspects of social cognition, such as emotion recognition and social evaluation. Whether protective masks also influence social avoidance behavior is less clear. Our project assessed direct and indirect measures of social avoidance tendencies towards masked and unmasked faces in two experiments with 311 participants during the first half of 2021. Two interventions were used in half of the participants from each sample (Experiment 1: protective face masks; Experiment 2: a disease prime video) to decrease or increase the salience of the immediate contagion threat. In the direct social avoidance measure, which asked for the deliberate decision to approach or avoid a person in a hypothetical social encounter, participants showed an increased willingness to approach masked as opposed to unmasked faces across experiments. This effect was further related to interindividual differences in pandemic threat perception in both samples. In the indirect measure, which assessed automatic social approach and avoidance tendencies, we neither observed an approach advantage towards masked faces nor an avoidance advantage for unmasked faces. Thus, while the absence of protective face masks may have led to increased deliberate social avoidance during the pandemic, no such effect was observed on automatic regulation of behavior, thus indicating the relative robustness of this latter behavior against changes in superordinate social norms.
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Affiliation(s)
- Esther K Diekhof
- Department of Biology, Neuroendocrinology and Human Biology Unit, Faculty of Mathematics, Informatics and Natural Sciences, Institute for Animal Cell and Systems Biology, Universität Hamburg, Martin-Luther-King-Platz 3, 20146, Hamburg, Germany.
| | - Laura Deinert
- Department of Biology, Neuroendocrinology and Human Biology Unit, Faculty of Mathematics, Informatics and Natural Sciences, Institute for Animal Cell and Systems Biology, Universität Hamburg, Martin-Luther-King-Platz 3, 20146, Hamburg, Germany
| | - Judith K Keller
- Department of Biology, Neuroendocrinology and Human Biology Unit, Faculty of Mathematics, Informatics and Natural Sciences, Institute for Animal Cell and Systems Biology, Universität Hamburg, Martin-Luther-King-Platz 3, 20146, Hamburg, Germany
| | - Juliane Degner
- Department of Psychology, Universität Hamburg, Hamburg, Germany
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Thomas L, von Castell C, Hecht H. How facial masks alter the interaction of gaze direction, head orientation, and emotion recognition. Front Neurosci 2022; 16:937939. [PMID: 36213742 PMCID: PMC9533556 DOI: 10.3389/fnins.2022.937939] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/06/2022] [Accepted: 09/01/2022] [Indexed: 11/22/2022] Open
Abstract
The COVID-19 pandemic has altered the way we interact with each other: mandatory mask-wearing obscures facial information that is crucial for emotion recognition. Whereas the influence of wearing a mask on emotion recognition has been repeatedly investigated, little is known about the impact on interaction effects among emotional signals and other social signals. Therefore, the current study sought to explore how gaze direction, head orientation, and emotional expression interact with respect to emotion perception, and how these interactions are altered by wearing a face mask. In two online experiments, we presented face stimuli from the Radboud Faces Database displaying different facial expressions (anger, fear, happiness, neutral, and sadness), gaze directions (−13°, 0°, and 13°), and head orientations (−45°, 0°, and 45°) – either without (Experiment 1) or with mask (Experiment 2). Participants categorized the displayed emotional expressions. Not surprisingly, masks impaired emotion recognition. Surprisingly, without the mask, emotion recognition was unaffected by averted head orientations and only slightly affected by gaze direction. The mask strongly interfered with this ability. The mask increased the influence of head orientation and gaze direction, in particular for the emotions that were poorly recognized with mask. The results suggest that in case of uncertainty due to ambiguity or absence of signals, we seem to unconsciously factor in extraneous information.
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Verroca A, de Rienzo CM, Gambarota F, Sessa P. Mapping the perception-space of facial expressions in the era of face masks. Front Psychol 2022; 13:956832. [PMID: 36176786 PMCID: PMC9514388 DOI: 10.3389/fpsyg.2022.956832] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/30/2022] [Accepted: 08/05/2022] [Indexed: 11/28/2022] Open
Abstract
With the advent of the severe acute respiratory syndrome-Corona Virus type 2 (SARS-CoV-2) pandemic, the theme of emotion recognition from facial expressions has become highly relevant due to the widespread use of face masks as one of the main devices imposed to counter the spread of the virus. Unsurprisingly, several studies published in the last 2 years have shown that accuracy in the recognition of basic emotions expressed by faces wearing masks is reduced. However, less is known about the impact that wearing face masks has on the ability to recognize emotions from subtle expressions. Furthermore, even less is known regarding the role of interindividual differences (such as alexithymic and autistic traits) in emotion processing. This study investigated the perception of all the six basic emotions (anger, disgust, fear, happiness, sadness, and surprise), both as a function of the face mask and as a function of the facial expressions’ intensity (full vs. subtle) in terms of participants’ uncertainty in their responses, misattribution errors, and perceived intensity. The experiment was conducted online on a large sample of participants (N = 129). Participants completed the 20-item Toronto Alexithymia Scale and the Autistic Spectrum Quotient and then performed an emotion-recognition task that involved face stimuli wearing a mask or not, and displaying full or subtle expressions. Each face stimulus was presented alongside the Geneva Emotion Wheel (GEW), and participants had to indicate what emotion they believed the other person was feeling and its intensity using the GEW. For each combination of our variables, we computed the indices of ‘uncertainty’ (i.e., the spread of responses around the correct emotion category), ‘bias’ (i.e., the systematic errors in recognition), and ‘perceived intensity’ (i.e., the distance from the center of the GEW). We found that face masks increase uncertainty for all facial expressions of emotion, except for fear when intense, and that disgust was systematically confused with anger (i.e., response bias). Furthermore, when faces were covered by the mask, all the emotions were perceived as less intense, and this was particularly evident for subtle expressions. Finally, we did not find any evidence of a relationship between these indices and alexithymic/autistic traits.
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Affiliation(s)
- Alessia Verroca
- Department of Developmental and Social Psychology, University of Padova, Padova, Italy
| | | | - Filippo Gambarota
- Department of Developmental and Social Psychology, University of Padova, Padova, Italy
- Padova Neuroscience Center (PNC), University of Padova, Padova, Italy
| | - Paola Sessa
- Department of Developmental and Social Psychology, University of Padova, Padova, Italy
- Padova Neuroscience Center (PNC), University of Padova, Padova, Italy
- *Correspondence: Paola Sessa,
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Hartmann TJ, Hartmann JBJ, Friebe-Hoffmann U, Lato C, Janni W, Lato K. Novel Method for Three-Dimensional Facial Expression Recognition Using Self-Normalizing Neural Networks and Mobile Devices. Geburtshilfe Frauenheilkd 2022; 82:955-969. [PMID: 36110895 PMCID: PMC9470291 DOI: 10.1055/a-1866-2943] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 03/08/2022] [Accepted: 05/26/2022] [Indexed: 11/25/2022] Open
Abstract
Introduction To date, most ways to perform facial expression recognition rely on two-dimensional images, advanced approaches with three-dimensional data exist. These however demand stationary apparatuses and thus lack portability and possibilities to scale deployment. As human emotions, intent and even diseases may condense in distinct facial expressions or changes therein, the need for a portable yet capable solution is signified. Due to the superior informative value of three-dimensional data on facial morphology and because certain syndromes find expression in specific facial dysmorphisms, a solution should allow portable acquisition of true three-dimensional facial scans in real time. In this study we present a novel solution for the three-dimensional acquisition of facial geometry data and the recognition of facial expressions from it. The new technology presented here only requires the use of a smartphone or tablet with an integrated TrueDepth camera and enables real-time acquisition of the geometry and its categorization into distinct facial expressions. Material and Methods Our approach consisted of two parts: First, training data was acquired by asking a collective of 226 medical students to adopt defined facial expressions while their current facial morphology was captured by our specially developed app running on iPads, placed in front of the students. In total, the list of the facial expressions to be shown by the participants consisted of "disappointed", "stressed", "happy", "sad" and "surprised". Second, the data were used to train a self-normalizing neural network. A set of all factors describing the current facial expression at a time is referred to as "snapshot". Results In total, over half a million snapshots were recorded in the study. Ultimately, the network achieved an overall accuracy of 80.54% after 400 epochs of training. In test, an overall accuracy of 81.15% was determined. Recall values differed by the category of a snapshot and ranged from 74.79% for "stressed" to 87.61% for "happy". Precision showed similar results, whereas "sad" achieved the lowest value at 77.48% and "surprised" the highest at 86.87%. Conclusions With the present work it can be demonstrated that respectable results can be achieved even when using data sets with some challenges. Through various measures, already incorporated into an optimized version of our app, it is to be expected that the training results can be significantly improved and made more precise in the future. Currently a follow-up study with the new version of our app that encompasses the suggested alterations and adaptions, is being conducted. We aim to build a large and open database of facial scans not only for facial expression recognition but to perform disease recognition and to monitor diseases' treatment progresses.
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Affiliation(s)
- Tim Johannes Hartmann
- 155913Universitäts-Hautklinik Tübingen, Tübingen, Germany,266771Universitätsfrauenklinik Ulm, Ulm, Germany,Korrespondenzadresse Tim Johannes Hartmann 155913Universitäts-Hautklinik TübingenLiebermeisterstraße
2572076 TübingenGermany
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Prete G, D'Anselmo A, Tommasi L. A neural signature of exposure to masked faces after 18 months of COVID-19. Neuropsychologia 2022; 174:108334. [PMID: 35850282 PMCID: PMC9283123 DOI: 10.1016/j.neuropsychologia.2022.108334] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/10/2022] [Revised: 07/08/2022] [Accepted: 07/11/2022] [Indexed: 12/02/2022]
Abstract
In the last two years, face-to-face interactions have drastically changed worldwide, because of the COVID-19 pandemic: the persistent use of masks has had the advantage of reducing viral transmission, but it has also had the cost of impacting on the perception and recognition of social information from faces, especially emotions. To assess the cerebral counterpart to this condition, we carried out an EEG experiment, extracting Event-Related Potentials (ERPs) evoked by emotional faces with and without surgical masks. Besides the expected impairment in emotion recognition in both accuracy and response times, also the classical face-related ERPs (N170 and P2) are altered by the presence of surgical masks. Importantly, the effect is stronger in individuals with a lower daily exposure to masks, suggesting that the brain must adapt to an extra constraint in decoding social input, due to masks hiding crucial facial information.
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Affiliation(s)
- Giulia Prete
- Department of Psychological, Health and Territorial Sciences, "G. d'Annunzio" University of Chieti-Pescara, Chieti, Italy
| | - Anita D'Anselmo
- Department of Psychological, Health and Territorial Sciences, "G. d'Annunzio" University of Chieti-Pescara, Chieti, Italy
| | - Luca Tommasi
- Department of Psychological, Health and Territorial Sciences, "G. d'Annunzio" University of Chieti-Pescara, Chieti, Italy.
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Levitan CA, Rusk I, Jonas-Delson D, Lou H, Kuzniar L, Davidson G, Sherman A. Mask wearing affects emotion perception. Iperception 2022; 13:20416695221107391. [PMID: 35782826 PMCID: PMC9248045 DOI: 10.1177/20416695221107391] [Citation(s) in RCA: 2] [Impact Index Per Article: 1.0] [Reference Citation Analysis] [Abstract] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 01/29/2022] [Accepted: 05/27/2022] [Indexed: 11/21/2022] Open
Abstract
To reduce the spread of COVID-19, mask wearing has become ubiquitous in much of the
world. We studied the extent to which masks impair emotion recognition and dampen the
perceived intensity of facial expressions by naturalistically inducing positive, neutral,
and negative emotions in individuals while they were masked and unmasked. Two groups of
online participants rated the emotional intensity of each presented image. One group rated
full faces (N=104); the other (N=102) rated cropped images where only the upper face was
visible. We found that masks impaired the recognition of and rated intensity of positive
emotions. This happened even when the faces were cropped and the lower part of the face
was not visible. Masks may thus reduce positive emotion and/or expressivity of positive
emotion. However, perception of negativity was unaffected by masking, perhaps because
unlike positive emotions like happiness which are signaled more in the mouth, negative
emotions like anger rely more on the upper face.
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Affiliation(s)
- Carmel A. Levitan
- Occidental College, 1600 Campus Road, Los Angeles, California, 90041, United States
| | - Isabelle Rusk
- Occidental College, 1600 Campus Road, Los Angeles, California, 90041, United States
| | | | - Hanyun Lou
- Occidental College, 1600 Campus Road, Los Angeles, California, 90041, United States
| | - Lennon Kuzniar
- Occidental College, 1600 Campus Road, Los Angeles, California, 90041, United States
| | - Gray Davidson
- Occidental College, 1600 Campus Road, Los Angeles, California, 90041, United States
| | - Aleksandra Sherman
- Occidental College, 1600 Campus Road, Los Angeles, California, 90041, United States
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Pavlova MA, Sokolov AA. Reading Covered Faces. Cereb Cortex 2021; 32:249-265. [PMID: 34521105 DOI: 10.1093/cercor/bhab311] [Citation(s) in RCA: 21] [Impact Index Per Article: 7.0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 07/12/2021] [Revised: 08/06/2021] [Accepted: 08/06/2021] [Indexed: 12/19/2022] Open
Abstract
Covering faces with masks, due to mandatory pandemic safety regulations, we can no longer rely on the habitual daily-life information. This may be thought-provoking for healthy people, but particularly challenging for individuals with neuropsychiatric and neurodevelopmental conditions. Au fait research on reading covered faces reveals that: 1) wearing masks hampers facial affect recognition, though it leaves reliable inferring basic emotional expressions; 2) by buffering facial affect, masks lead to narrowing of emotional spectrum and dampen veridical evaluation of counterparts; 3) masks may affect perceived face attractiveness; 4) covered (either by masks or other veils) faces have a certain signal function introducing perceptual biases and prejudices; 5) reading covered faces is gender- and age-specific, being more challenging for males and more variable even in healthy aging; 6) the hampering effects of masks on social cognition occur over the globe; and 7) reading covered faces is likely to be supported by the large-scale assemblies of the neural circuits far beyond the social brain. Challenges and limitations of ongoing research and parallels to the Reading the Mind in the Eyes Test are assessed. Clarification of how masks affect face reading in the real world, where we deal with dynamic faces and have entrée to additional valuable social signals such as body language, as well as the specificity of neural networks underlying reading covered faces calls for further tailored research.
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Affiliation(s)
- Marina A Pavlova
- Social Neuroscience Unit, Department of Psychiatry and Psychotherapy, Medical School and University Hospital, Eberhard Karls University of Tübingen, and Tübingen Center for Mental Health (TüCMH), Tübingen 72076, Germany
| | - Arseny A Sokolov
- Service de neuropsychologie et de neuroréhabilitation, Département des neurosciences cliniques, Centre Hospitalier Universitaire Vaudois (CHUV), Lausanne 1011, Switzerland
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