A history of spine biomechanics. Focus on 20th century progress

The application of mechanical principles to problems of the spine dates to antiquity. Significant developments related to spinal anatomy and biomechanical behaviour made by Renaissance and post-Renaissance scholars through the end of the 19th century laid a strong foundation for the developments since that time. The objective of this article is to provide a historical overview of spine biomechanics with a focus on the developments in the 20th century. The topics of spine loading, spinal posture and stability, spinal kinematics, spinal injury, and surgical strategies were reviewed.

Cervical spine injuries and flexibilities following axial impact with lateral eccentricity

PURPOSE

Determine the effects of dynamic injurious axial compression applied at various lateral eccentricities (lateral distance to the centre of the spine) on mechanical flexibilities and structural injury patterns of the cervical spine.

METHODS

13 three-vertebra human cadaver cervical spine specimens (6 C3-5, 3 C4-6, 2 C5-7, 2 C6-T1) were subjected to pure moment flexibility tests (±1.5 Nm) before and after impact trauma was applied in two groups: low and high lateral eccentricity (1 and 150 % of the lateral diameter of the vertebral body, respectively). Relative range of motion (ROM) and relative neutral zone (NZ) were calculated as the ratio of post and pre-trauma values. Injuries were diagnosed by a spine surgeon and scored. Classification functions were developed using discriminant analysis.

RESULTS

Low and high eccentric loading resulted in primarily bony fractures and soft tissue injuries, respectively. Axial impacts with high lateral eccentricities resulted in greater spinal motion in lateral bending [median relative ROM 3.5 (interquartile range, IQR 2.3) vs. 1.4 (IQR 0.5) and median relative NZ 4.7 (IQR 3.7) vs. 2.3 (IQR 1.1)] and in axial rotation [median relative ROM 5.3 (IQR 13.7) vs. 1.3 (IQR 0.5), p < 0.05 for all comparisons] than those that resulted from low eccentricity impacts. The developed classification functions had 92 % classification accuracy.

CONCLUSIONS

Dynamic axial compression loading of the cervical spine with high lateral eccentricities produced primarily soft tissue injuries resulting in more post-injury spinal flexibility in lateral bending and axial rotation than that associated with the bony fractures resulting from low eccentricity impacts.

The effect of lateral eccentricity on failure loads, kinematics, and canal occlusions of the cervical spine in axial loading

Current neck injury criteria do not include limits for lateral bending combined with axial compression and this has been observed as a clinically relevant mechanism, particularly for rollover motor vehicle crashes. The primary objectives of this study were to evaluate the effects of lateral eccentricity (the perpendicular distance from the axial force to the centre of the spine) on peak loads, kinematics, and spinal canal occlusions of subaxial cervical spine specimens tested in dynamic axial compression (0.5 m/s). Twelve 3-vertebra human cadaver cervical spine specimens were tested in two groups: low and high eccentricity with initial eccentricities of 1 and 150% of the lateral diameter of the vertebral body. Six-axis loads inferior to the specimen, kinematics of the superior-most vertebra, and spinal canal occlusions were measured. High speed video was collected and acoustic emission (AE) sensors were used to define the time of injury. The effects of eccentricity on peak loads, kinematics, and canal occlusions were evaluated using unpaired Student t-tests. The high eccentricity group had lower peak axial forces (1544 ± 629 vs. 4296 ± 1693 N), inferior displacements (0.2 ± 1.0 vs. 6.6 ± 2.0 mm), and canal occlusions (27 ± 5 vs. 53 ± 15%) and higher peak ipsilateral bending moments (53 ± 17 vs. 3 ± 18 Nm), ipsilateral bending rotations (22 ± 3 vs. 1 ± 2°), and ipsilateral displacements (4.5 ± 1.4 vs. -1.0 ± 1.3 mm, p<0.05 for all comparisons). These results provide new insights to develop prevention, recognition, and treatment strategies for compressive cervical spine injuries with lateral eccentricities.

Design and biomechanical evaluation of a rodent spinal fixation device

Study Design

An in vitro and in vivo study in rats.

Objectives

To design a novel rat spinal fixation device and investigate its biomechanical effectiveness in stabilizing the spine up to eight weeks post injury.

Methods

A fixation device made of polyetheretherketone was designed to stabilize the spine via bilateral clamping pieces. The device effectiveness was assessed in a Sprague-Dawley rat model after it was applied to a spine with a fracture-dislocation injury produced at C5–C6. Animals were euthanized either immediately (n=6) or eight weeks (n=9) post-injury and the C3-T1 segment of the cervical spine was removed for biomechanical evaluation. Segments of intact spinal columns (C3-T1) (n=6) served as uninjured controls. In these tests, anterior-posterior shear forces were applied to the C3 vertebra to produce flexion and extension bending moments at the injury site (peak 12.8Nmm). The resultant two-dimensional motions at the injury site (i.e. C5–C6) were measured using digital imaging and reported as ranges of motion (ROM) or neutral zones (NZ).

Results

Flexion/extension ROMs (average ± S.D.) were 18.1 ± 3.3°, 19.9 ± 7.5°, and 1.5 ± 0.7°, respectively for the intact, injured/fixed, and injured/8-week groups, with the differences being highly significant for the injured/8-week group (p=0.0002). Flexion/extension NZs were 3.4 ± 2.8°, 5.0 ± 2.4°, and 0.7 ± 0.5°, respectively for the intact, injured/fixed, and injured/8-week groups, with the differences being significant for the injured/8-week group (p =0.04).

Conclusion

The device acutely stabilizes the spine and promotes fusion at the site of injury.

Strength indices from pQCT imaging predict up to 85% of variance in bone failure properties at tibial epiphysis and diaphysis

Our primary objective was to validate the Bone Strength Index for compression (BSIC) by determining the amount of variance in failure load and stiffness that was explained by BSIC and bone properties at two distal sites in human cadaveric tibiae when tested in axial compression. Our secondary objective was to assess the variance in failure moment and flexural rigidity that was explained by bone properties, geometry and strength indices in the tibial diaphysis when tested in 4-point bending. Twenty cadaver tibiae pairs from 5 female and 5 male donors (mean age 74 yrs, SD 6 yrs) were measured at the distal epiphysis (4 and 10% sites of the tibial length from the distal end) and diaphysis (50 and 66% sites) by peripheral Quantitative Computed Tomography (pQCT; XCT 2000, Stratec). After imaging, we conducted axial compression tests on the distal tibia and 4-point bending tests on the diaphysis. Total bone mineral content and BSIC (product of total area and squared density of the cross-section) at the 4% site predicted 75% and 85% of the variance in the failure load and 52% and 57% in stiffness, respectively. At the diaphyseal sites 80% or more of the variance in failure moment and/or flexural rigidity was predicted by total and cortical area and content, geometry and strength indices corresponding to the axes of bending.

Can extra-articular strains be used to measure facet contact forces in the lumbar spine? An in-vitro biomechanical study

Experimental measurement of the load-bearing patterns of the facet joints in the lumbar spine remains a challenge, thereby limiting the assessment of facet joint function under various surgical conditions and the validation of computational models. The extra-articular strain (EAS) technique, a non-invasive measurement of the contact load, has been used for unilateral facet joints but does not incorporate strain coupling, i.e. ipsilateral EASs due to forces on the contralateral facet joint. The objectives of the present study were to establish a bilateral model for facet contact force measurement using the EAS technique and to determine its effectiveness in measuring these facet joint contact forces during three-dimensional flexibility tests in the lumbar spine. Specific goals were to assess the accuracy and repeatability of the technique and to assess the effect of soft-tissue artefacts.

In the accuracy and repeatability tests, ten uniaxial strain gauges were bonded to the external surface of the inferior facets of L3 of ten fresh lumbar spine specimens. Two pressure-sensitive sensors (Tekscan) were inserted into the joints after the capsules were cut. Facet contact forces were measured with the EAS and Tekscan techniques for each specimen in flexion, extension, axial rotation, and lateral bending under a ±7.5 N m pure moment. Four of the ten specimens were tested five times in axial rotation and extension for repeatability. These same specimens were disarticulated and known forces were applied across the facet joint using a manual probe (direct accuracy) and a materials-testing system (disarticulated accuracy). In soft-tissue artefact tests, a separate set of six lumbar spine specimens was used to document the virtual facet joint contact forces during a flexibility test following removal of the superior facet processes.

Linear strain coupling was observed in all specimens. The average peak facet joint contact forces during flexibility testing was greatest in axial rotation (71±25 N), followed by extension (27±35 N) and lateral bending (25±28 N), and they were most repeatable in axial rotation (coefficient of variation, 5 per cent). The EAS accuracy was about 20 per cent in the direct accuracy assessment and about 30 per cent in the disarticulated accuracy test. The latter was very similar to the Tekscan accuracy in the same test. Virtual facet loads (r.m.s.) were small in axial rotation (12 N) and lateral bending (20 N), but relatively large in flexion (34 N) and extension (35 N).

The results suggested that the bilateral EAS model could be used to determine the facet joint contact forces in axial rotation but may result in considerable error in flexion, extension, and lateral bending.

Tibial geometry is associated with failure load ex vivo: a MRI, pQCT and DXA study

We studied the relations between bone geometry and density and the mechanical properties of human cadaveric tibiae. Bone geometry, assessed by MRI and pQCT, and bone density, assessed by DXA, were significantly associated with bone's mechanical properties. However, cortical density assessed by pQCT was not associated with mechanical properties.

INTRODUCTION

The primary objective of this study was to determine the contribution of cross-sectional geometry (by MRI and pQCT) and density (by pQCT and DXA) to mechanical properties of the human cadaveric tibia.

METHODS

We assessed 20 human cadaveric tibiae. Bone cross-sectional geometry variables (total area, cortical area, and section modulus) were measured with MRI and pQCT. Cortical density and areal BMD were measured with pQCT and DXA, respectively. The specimens were tested to failure in a four-point bending apparatus. Coefficients of determination between imaging variables of interest and mechanical properties were determined.

RESULTS

Cross-sectional geometry measurements from MRI and pQCT were strongly correlated with bone mechanical properties (r(2) range from 0.55 to 0.85). Bone cross-sectional geometry measured by MRI explained a proportion of variance in mechanical properties similar to that explained by pQCT bone cross-sectional geometry measurements and DXA measurements.

CONCLUSIONS

We found that there was a close association between geometry and mechanical properties regardless of the imaging modality (MRI or pQCT) used.

Femoral neck cortical geometry measured with magnetic resonance imaging is associated with proximal femur strength

INTRODUCTION

Magnetic resonance imaging (MRI) is a promising medical imaging technique that we used to assess femoral neck cortical geometry.

OBJECTIVES

Our primary objective was to assess whether cortical bone in the femoral neck assessed by MRI was associated with failure load in a simulated sideways fall, with and without adjustment for total bone size. Our secondary objective was to assess the reliability of the MRI measurements.

MATERIALS AND METHODS

We imaged 34 human cadaveric proximal femora using MRI and dual-energy X-ray absorptiometry (DXA). MRI measurements of cross-sectional geometry at the femoral neck were the cortical cross-sectional area (CoCSA(MRI)), second area moment of inertia (x axis; Ix(MRI)), and section modulus (x axis; Zx(MRI)). DXA images were analyzed with the standard Hologic protocol. From DXA, we report the areal bone mineral density (aBMD(DXA)) in the femoral neck and trochanteric subregions of interest. The femora were loaded to failure at 100 mm/s in a sideways fall configuration (15 degrees internal rotation, 10 degrees adduction).

RESULTS AND OBSERVATIONS

Failure load (N) was the primary outcome. We observed that the femoral neck CoCSA(MRI) and Ix(MRI) were strongly associated with failure load (r (2)=0.46 and 0.48, respectively). These associations were similar to those between femoral neck aBMD and failure load (r (2)=0.40), but lower than the associations between trochanteric aBMD and failure load (r (2)=0.70).

CONCLUSION

We report that MRI holds considerable promise for measuring cortical bone geometry in the femoral neck and for predicting strength at the proximal femur.

Ipsilateral shoulder and elbow replacements: on the risk of periprosthetic fracture

BACKGROUND

Ipsilateral shoulder and elbow replacements may leave only a short segment of bone bridging the two implants in the humerus. The potential for high stress concentrations as a result of this geometry has been a concern with regard to periprosthetic fracture, especially with osteoporotic bone. The study aims to determine the optimum length of the bone-bridge between shoulder and elbow humeral implants, and to assess the effect of filling the canal with cement.

METHODS

A three-dimensional finite element model was used to compare the stresses between a humerus with a solitary prosthesis and a humerus with both proximal and distal cemented prostheses. The length of the bone-bridge and the effect of filling the canal with cement were studied under bending and torsion.

FINDINGS

Gradual load transfer from prosthesis to bone was observed for all cases, and no stress concentration was evident. The length of the bone-bridge had no deleterious effect on stresses in the humerus, and filling the canal with cement did not appreciably decrease the loads carried by the humerus.

INTERPRETATION

The length of the bone-bridge between stem tips has little effect on the resultant stresses in the humerus. Filling the canal with cement adds little benefit to the structural integrity of the humerus. Ipsilateral shoulder and elbow prostheses may be considered independent of one another in terms of risk of periprosthetic fracture.

Allograft impaction and cement penetration after revision hip replacement

We studied various aspects of graft impaction and penetration of cement in an experimental model. Cancellous bone was removed proximally and local diaphyseal lytic defects were simulated in six human cadaver femora. After impaction grafting the specimens were sectioned and prepared for histomorphometric analysis.

The porosity of the graft was lowest in Gruen zone 4 (52%) and highest in Gruen zone 1 (76%). At the levels of Gruen zones 6 and 2 the entire cross-section was almost filled with cement. Cement sometimes reached the endosteal surface in other Gruen zones. The mean peak impaction forces exerted with the impactors were negatively correlated with the porosity of the graft.

Fixation of trochanteric slide osteotomies: a biomechanical study

OBJECTIVE

(1) Determine the effect of a compressive force on the stability of trochanteric slide osteotomies repaired with a cable repair system or a suturing technique. (2) Develop an approach to surgical decision making for trochanteric repair.

DESIGN

Muscle forces acting on the greater trochanter were experimentally modeled by the application of shear and compressive loads to osteotomized greater trochanters. A repeated measures design was used to compare suture and cable fixation.

BACKGROUND

The use of cables and wires for trochanteric repair has been associated with a high incidence of acetabular loosening and trochanteric bursitis. With trochanteric slide osteotomies, the vastus lateralis remains attached to the trochanter, which results in a compressive force being generated across the osteotomy and relatively small shear forces. The use of less rigid fixation techniques for trochanteric repair, such as sutures, may reduce the complications of cables and wires.

METHODS

Seven cadaveric femora with trochanteric osteotomies were tested sequentially after repair with a cable system and with a suturing technique. A cyclic shear load of constant amplitude was applied while a compressive load was decreased in a stepwise fashion. Migration and cyclic motion of the trochanter were measured, and the coefficient of friction was also determined.

RESULTS

Cyclic motions of the trochanter in both superior and anterior directions were generally less than 0.5 mm and were not significantly different between the cables and sutures at high compressive loads. At low compressive loads, cyclic motion was significantly lower with the cable system.

CONCLUSIONS

Compression across the trochanteric slide osteotomy has a significant effect on stability. Cyclic motion of the trochanter is similar for both suture or cable repair of a trochanteric slide with good preservation of soft tissue attachments.

RELEVANCE

Based on theoretical and experimental evidence, repair of trochanteric slide osteotomies with a suture technique may be a viable alternative to the use of cables and wires in selected cases.

Does anterolateral cage insertion enhance immediate stabilization of the functional spinal unit? A biomechanical investigation

STUDY DESIGN

The three-dimensional flexibility of six human lumbar functional spinal units was measured after the anterolateral insertion of an interbody cage.

OBJECTIVES

To determine whether an interbody cage inserted from an anterolateral direction stabilizes the spine with respect to the intact state and to compare the finding with that from the same cage inserted from an anterior direction.

SUMMARY OF BACKGROUND DATA

Several biomechanical studies have shown that interbody cages do not stabilize the spine in extension. It is suspected that this may be caused by the destruction of the anterior longitudinal ligament and anterior anulus fibrosus.

METHODS

Six human cadaveric lumbar functional spinal units were tested under pure moments of flexion, extension, bilateral axial rotation, and bilateral lateral bending to a maximum of 10 Nm. The relative intervertebral motions were measured by an optoelectronic camera system with the spinal units in the intact condition, after discectomy, after anterolateral interbody cage stabilization, and with additional translaminar screw fixation. The implant used was a central, porous, contoured implant with endplate fit. The results were compared with those of a previous study, which used the same implant inserted from an anterior direction.

RESULTS

The anterolateral cage insertion significantly decreased the motion in comparison with the intact situation in flexion and lateral bending, but not in extension or axial rotation. No differences were found between the anterior and anterolateral insertion approaches in flexion or extension, but differences were observed in axial rotation and lateral bending, in which the anterolateral approach resulted in more motion. Additional translaminar screw fixation reduced motion to below intact levels in all loading directions. None of the surgical procedures introduced asymmetrical behavior.

CONCLUSIONS

Anterolateral cage insertion did not stabilize the spine in extension or axial rotation and was not different from the anterior approach in flexion and extension. Additional translaminar screw fixation stabilized in all directions.

The effect of nucleotomy on lumbar spine mechanics in compression and shear loading

STUDY DESIGN

An in vitro biomechanical investigation on human cadaveric specimens was conducted before and after nucleotomy. Endplate and vertebral body deformation patterns were measured under compression and shear loading, in addition to kinematics and disc pressure.

OBJECTIVE

The working hypotheses of this study were that in compression, nucleotomy results in an altered deformation pattern of the endplate and that in shear, nucleotomy does not result in an altered endplate deformation pattern or disc pressure.

SUMMARY OF BACKGROUND DATA

The pressure distributions within the intervertebral disc have been studied in compression loading but not in shear loading. Severe degeneration and surgical nucleotomy result in small nuclear pressure and altered loading distribution in compression. The effect of these changes on the vertebral endplate and the response under shear loads are not well understood.

METHODS

Five L3-L4 and two L4-L5 functional spinal units were tested under compression and shear loading, intact and after nucleotomy. Vertebral body deformations, intradiscal pressure, and intervertebral kinematics were measured. A series of compression-type (maximum 1000 N) and shear-type (maximum 500 N) loads were applied.

RESULTS

With nucleotomy, the disc pressure and the endplate strains decreased under compression, but the vertebral rim strains did not change. In shear, the vertebral rim and endplate strains did not change with nucleotomy. Disc pressure was lower in shear than in compression.

CONCLUSION

Nucleotomy resulted in decreased disc pressure, decreased endplate deformation, and modified loading patterns onto the inferior vertebra in compression loading. However, nucleotomy did not appreciably affect the behavior of the disc in shear loading.

Mapping the structural properties of the lumbosacral vertebral endplates

STUDY DESIGN

A biomechanical investigation using indentation tests in a human cadaveric model to seek variation in the structural properties across the lower lumbar and sacral endplates.

OBJECTIVES

To determine 1) if there are regional differences in endplate strength and 2) whether any differences identified are affected by spinal level (lumbar spine vs. sacrum) or endplate (superior vs. inferior).

SUMMARY OF BACKGROUND DATA

It has been postulated that some regions of the vertebral body may be stronger than others. Conclusive data, either supporting or disproving this theory, would be valuable for both spine surgeons and implant designers because one mode of failure of interbody implants is subsidence into one or both adjacent vertebrae.

METHODS

Indentation tests were performed at 27 standardized test sites in 62 bony endplates of intact human vertebrae (L3-S1) using a 3-mm-diameter, hemispherical indenter with a test rate of 0.2 mm/sec to a depth of 3 mm. The failure load and stiffness at each test site were determined using the load-displacement curves. Three-way analyses of variance were used to analyze the resulting data.

RESULTS

Both the failure load and stiffness varied significantly across the endplate surfaces (P < 0.0001), with posterolateral regions being stronger and stiffer than the central regions. Characteristic distributions were identified in the lumbar superior, lumbar inferior, and sacral endplates. The failure load distributions were found to differ in 1) the superior lumbar and sacral endplates (P = 0.0077), 2) the inferior lumbar and sacral endplates (P = 0.0014), and 3) the superior and inferior lumbar endplates (P < 0.0001). The sacral and inferior lumbar endplates were both found to be stronger than the superior lumbar endplates (sacrum, P = 0.054; inferior, P = 0.008) but were not themselves significantly different (P = 0.89).

CONCLUSIONS

Highly significant regional strength and stiffness variations were identified in the lumbar and sacral endplates. The center of the bone, where implants are currently placed, is the weakest part of the lumbar endplates and is not the strongest region of the sacral endplate.

Design and evaluation of a cryogenic soft tissue fixation device -- load tolerances and thermal aspects

Mechanical studies of soft connective tissues often encounter methodological difficulties, particularly in the secure fixation of the tissues. A simple, inexpensive technique which allowed stable cryofixation of soft tissues in uniaxial loading machines was developed. The cryogenic fixation device was evaluated in terms of its fixation strength and the temperature gradients within the tested tissues. Human patellar ligaments and quadriceps tendons were tested successfully to an average failure load of 2219N (S.D. 448N) with mid-substance failures occurring in 90% of the specimens. The temperature gradients within porcine flexor and extensor tendons were determined and found to exhibit a typical diffusion profile. The fixation quality was dependent upon the initial block temperature and the desired testing time. In summary, the cryofixation device presented here is an effective tool for soft tissue fixation but the effect of this type of fixation on internal tissue temperatures and possible testing times must be acknowledged.

In vitro axial preload application during spine flexibility testing: towards reduced apparatus-related artefacts

Presently, there is little consensus about how, or even if, axial preload should be incorporated in spine flexibility tests in order to simulate the compressive loads naturally present in vivo. Some preload application methods are suspected of producing unwanted "artefact" forces as the specimen rotates and, in doing so, influencing the resulting kinematics. The objective of this study was to quantitatively compare four distinct types of preload which have roots in contemporary experimental practice. The specific quantities compared were the reaction moments and forces resulting at the intervertebral disc and specimen kinematics. The preload types incorporated increasing amounts of caudal constraint on the preload application vector ranging from an unconstrained dead-load arrangement to an apparatus that allowed the vector to follow rotations of the specimen. Six human cadaveric spine segments were tested (1-L1/L2, 3-L2/L3, 1-L3/L4 and 1-L4/L5). Pure moments were applied to the specimens with each of the four different types of compressive preload. Kinematic response was measured using an opto-electronic motion analysis system. A six-axis load cell was used to measure reaction forces and moments. Artefact reaction moments and shear forces were significantly affected by preload application method and magnitude. Unconstrained preload methods produced high artefact moments and low artefact shear forces while more constrained methods did the opposite. A mechanical trade-off is suggested by our results, whereby unwanted moment can only be prevented at the cost of shear force production. When comparing spine flexibility studies, caution should be exercised to ensure preload was applied in a similar manner for all studies. Unwanted moments or forces induced as a result of preload application method may render the comparison of two seemingly similar studies inappropriate.

A comparative biomechanical investigation of anterior lumbar interbody cages: central and bilateral approaches

BACKGROUND

Some biomechanical studies have been performed to evaluate the stabilization provided by interbody cages, but there are virtually no comparative data for the different designs. Furthermore, most investigators have used animal models, which may have led to different results due to morphological variation in the end plates and articular facets. The objectives of the current study were to evaluate whether two different anterior cage designs (BAK and SynCage) performed differently with respect to immediate stabilization of the spine, whether the cages stabilized the spine significantly compared with its intact condition, and whether the addition of supplementary translaminar screw fixation further stabilized the spine. Stabilization was defined as a reduction in motion after insertion of an implant.

METHODS

Twelve lumbar functional spinal units from human cadavera were tested under pure moments of flexion, extension, bilateral axial rotation, and bilateral lateral bending to a maximum of ten newton-meters. The relative intervertebral motions were measured, with use of an optoelectronic camera system, under three test conditions: with the spine intact, after insertion of anterior interbody cages, and after insertion of anterior interbody cages supplemented with translaminar screw fixation. Six specimens were tested for each type of cage: a bilateral, porous, threaded cylinder (BAK) and a central, porous, contoured implant with end-plate fit (SynCage).

RESULTS

The cages performed in a similar manner in all directions of loading, with no significant differences between the two designs. The cages significantly stabilized the spine compared with its intact condition in flexion, axial rotation, and lateral bending (the median value for motion was 40, 48, and 29 percent of the value for the intact condition, respectively; p = 0.002 for all three directions). Compared with the cages alone, translaminar screw fixation provided no additional stabilizing effect in these directions but it significantly increased the stability of the spine in extension (the median value for motion was 34 percent of the value with the cages alone; p = 0.013).

CONCLUSIONS

There were no differences in the stabilization provided by the two different cage designs. Use of the cages alone stabilized the spine in all directions except extension, and use of supplementary translaminar screw fixation provided additional stabilization only in extension.

CLINICAL RELEVANCE

This study demonstrated that interbody cages do not stabilize the lumbar spine in extension, and this observation was not altered by the use of substantially different designs. If the lack of stabilization in extension is a clinical problem, possible solutions include the avoidance of extension postoperatively or the use of supplementary fixation.

Biomechanics of stand-alone cages and cages in combination with posterior fixation: a literature review

Interbody cages in the lumbar spine have met with mixed success in clinical studies. This has led many investigators to supplement cages with posterior instrumentation. The objective of this literature review is to address the mechanics of interbody cage fixation in the lumbar spine with respect to three-dimensional stabilization and the strength of the cage-vertebra interface. The effect of supplementary posterior fixation is reviewed. Only three-dimensional stabilization evaluations in human cadaveric models are included. These studies involve the application of different loads to the spine and the measurement of vertebral motion in flexion-extension, axial rotation, and lateral bending. There are no published studies which detected any differences between different cage designs. However, it does seem that cages inserted from an anterior direction provide better stabilization to the spine than those inserted from a posterior direction. In general, anterior cages stabilize better than posterior cages in axial rotation and lateral bending. Cages from both directions stabilized well in flexion, but not in extension. Supplementary posterior fixation with pedicle or translaminar screws substantially improves the stabilization in all directions. The strength of the cage-vertebra interface from studies using human cadaveric specimens is also reviewed. The axial compressive strength of this interface is highly dependent upon vertebral body bone density. Other factors such as preservation of the subchondral bony end-plate and cage design are clearly less important in the compressive strength. Supplementary posterior instrumentation does not enhance substantially the interface strength in axial compression.

Biomechanical properties of sterilized human auditory ossicles

Bone allograft material is treated with sterilization methods to prevent the transmission of diseases from the donor to the recipient. The effect of some of these treatments on the integrity of the bone is unknown. This study was performed to evaluate the effect of several sterilization methods on the mechanical behaviour of human middle ear bones. Due to the size and composition of the bones (approximately 1.5 mm diameter by 4 mm long), mechanical testing options were limited to the traditional platens compression test. Experiments were first performed with synthetic bone to evaluate the precision of this test applied to small specimens. Following this, fresh frozen human ossicles were thawed and sterilized with (i) 1 N NaOH (n = 12); (ii) 0.9% LpH, a phenolic solution (n = 12); or (iii) steam at 134 degrees C (n = 18). A group of 26 control specimens did not receive any sterilization treatment. Material and structural properties were determined from axial compression testing. Results from the synthetic bone showed that the test was reproducible, with standard deviations less than 20% of the means. Significant differences occurred in stiffness and ultimate force values between NaOH-treated and autoclaved bones when compared to normals (p<0.05), but not for LpH-treated bones. LpH is not approved for medical use, so NaOH is the most appropriate of the treatments studied for the sterilization of ossicle allografts.

The external spinal fixator does not reduce anterior column motion under axial compressive loads. A mechanical in vitro study

We performed an in vitro study to investigate the effect of external spinal fixation on anterior column motion under physiological axial compression loading. The AO external spinal fixator (ESF) was applied to 5 human cadaveric lumbar spine specimens (L3-S1) at levels L4 to S1. All specimens were tested in 4 configurations: i) intact, ii) ESF in a neutral position, iii) ESF in distraction (12 mm), and iv) ESF in compression (8-12 mm). Cyclic sinusoidal axial compressive loads from 60 to 600 N were applied for 10 cycles in each test condition. The axial displacement of the load application point was recorded as an indicator of anterior column axial translation. The axial motion with the fixator in distraction was significantly greater than all other conditions, including intact. Compression of the fixator resulted in the least axial displacement. External fixation in the neutral position did not significantly affect the overall axial translation, when compared to the intact state. In conclusion, the external spinal fixator did not significantly reduce anterior column axial translation and, in distraction, this motion exceeded that of the intact specimen. Since pain relief is frequently observed during distraction of the painful segment/s with the external fixator, the mechanical basis of the pain relief is not well understood.

Subfailure injury affects the relaxation behavior of rabbit ACL

OBJECTIVE

To study changes in viscoelasticity of a ligament due to an incomplete or a subfailure injury.

DESIGN

An in vitro study of anterior cruciate ligament preparations.

BACKGROUND

The viscoelastic properties are an inherent part of the physical characteristics of a ligament. An injury to a ligament alters both its elastic and viscous properties. Although the effects of several parameters on the mechanical properties of a ligament have been studied, there is no information in the literature concerning the effect of an incomplete or subfailure injury on its viscoelastic behavior.

METHODS

Ten pairs of rabbit femur-anterior cruciate ligament-tibia specimens were used. A standardized relaxation (Relax) test was adopted to quantify the viscoelastic behavior, before and after a subfailure injury. One member of the pair was subjected to three sequential tests: Relax 1; Relax 2; and stretch to failure. The other member of the pair was subjected to other three tests: Relax 3; 80% subfailure injury, i.e. stretch of 80% of failure deformation; and Relax 4.

RESULTS

We found that the relaxation test by itself (Relax 1 vs Relax 2), did not affect the viscoelasticity of the ligament. On the other hand, the 80% subfailure injury (Relax 3 vs Relax 4) affected the ligament viscoelastic behavior. The force was decreased by about 50% at time zero (10.46 vs 4.79 N, p = 0.014), and at 180 s (8.14 vs 4.11 N, p = 0.018). Fitting a three-element linear viscoelastic solid model to our data, we found the serial spring stiffness to decrease by about 50% (p = 0.01), the parallel spring remained unchanged, and there was a tendency for the dashpot coefficient to decrease (by 57%, p = 0.09).

CONCLUSIONS

The 80% subfailure injury decreased the initial stiffness of the ligament, and tended to decrease its viscoelastic property.

RELEVANCE

Subfailure or incomplete injuries of ligaments are more common than the complete injuries. The present study describes the effects, on both the elastic and viscous properties, of a ligament subjected to a subfailure injury.

The role of supplemental translaminar screws in anterior lumbar interbody fixation: a biomechanical study

The immediate stabilization provided by anterior interbody cage fixation is often questioned. Therefore, the role of supplementary posterior fixation, particularly minimally invasive techniques such as translaminar screws, is relevant. The purpose of this biomechanical study was to determine the immediate three-dimensional flexibility of the lumbar spine, using six human cadaveric functional spinal units, in four different conditions: (1) intact, (2) fixed with translaminar screws (TLS), (3) instrumented with anterior interbody cage insertion with the BAK system and (4) instrumented with BAK cage with additional TLS fixation. Flexibility was determined in each testing condition by measuring the vertebral motions under applied pure moments (i.e. flexion-extension, bilateral axial rotation, bilateral lateral bending) in an unconstrained manner. Anterior fixation with the BAK alone provided significant stability in flexion and lateral bending. Additional posterior TLS significantly reduced the motion in extension and axial rotation. TLS fixation alone resulted in smaller rotations than BAK fixation in all loading directions. Based on these results, it seems that interbody cage fixation with the BAK system stabilizes the spine in some, but not all, loading directions. The problematic loading directions of extension and axial rotation can be substantially stabilized by using translaminar screw fixation. However, one should emphasize that the degree of stability needed to achieve solid fusion is not known.

Graded thoracolumbar spinal injuries: development of multidirectional instability

Injuries of the thoracolumbar spine are serious, disabling, and costly to society. These injuries vary from mild ligament tears to severe bony fractures. Increased range of motion (ROM) and neutral zone (NZ) have been suggested as indicators of the resulting clinical instability. The purpose of the present study was to investigate the relative sensitivities and merits of the ROM and NZ in relation to spinal injuries of the thoracolumbar junction. A graded spinal trauma experiment was designed, in which the threshold of injury and injury progression were examined. Ten thoracolumbar human spine specimens (T11-L1) were traumatized using a high-speed incremental trauma model. The ROM and NZ, which indicate altered mechanical properties, were determined for three physiological motions: flexion/extension (FE), lateral bending (LB), and axial rotation (AR). The injury threshold was found to be 84 J (or 84 Nm) by examining both ROM and NZ for all motion types (P < 0.05), but the NZ was more sensitive. At the injury threshold, the NZ showed an overall average increase of 566% above that of the intact, while the equivalent increase in the ROM was only 94%. The NZ was also a more sensitive parameter documenting the progression of the injury beyond the injury threshold. After the maximum trauma of 137 J, the NZs for the three motions (FE, LB, and AR) increased by 700%, 1700%, and 3000% above their respective intact values. Corresponding increases in the ROM were much smaller: 115%, 184%, and 425% respectively. Direct extrapolation of the in vitro experimental findings to the clinical situation, as always, should be done with care. Our findings, however, suggest that the ROM, as measured from functional radiographs of a traumatized patient, may underestimate the true injury to the spinal column.

Moments and forces during pedicle screw insertion. In vitro and in vivo measurements

STUDY DESIGN

Moments and forces during pedicle screw insertion were measured in vivo and in vitro and were correlated to several parameters of the screw-bone interface.

OBJECTIVES

To compare the in vitro and in vivo screw insertion loads and to relate these measurements to bone mineral density, pedicle size, and other screw parameters (material, diameter).

SUMMARY OF BACKGROUND DATA

The in vitro screw insertion torque has been correlated to the screw pullout forces and the number of cycles to ultimate interface failure. However, there are no comparable in vivo data.

METHODS

One hundred three pedicle screws were included in the study, 43 in vivo and 60 in vitro. Duel-energy x-ray absorptiometry boen mineral density data were available for 20 in vivo and 32 in vitro specimens. A custom-made sterilizable six-axis load cell was integrated into a torque wrench, enabling the recording of the applied moments and forces during screw insertion. Statistical analysis was performed to detect differences and correlations.

RESULTS

The mean in vivo insertion torque (1.29 Nm) was significantly greater than the in vitro value (0.67 Nm). The linear correlation between insertion torque and bone mineral density was significant for the in vitro data but not for the in vivo data. No correlation was observed between insertion torque and pedicle diameter. Two patterns of torque were observed during the insertion process.

CONCLUSIONS

There is a significant difference between the insertion loads measured in vivo and those measured in vitro. Additional research is needed to verify whether this method provides an indication of screw fixation quality.

Constrained testing conditions affect the axial rotation response of lumbar functional spinal units

STUDY DESIGN

Human cadaveric spine specimens were tested in axial rotation using constrained and unconstrained methods.

OBJECTIVES

To determine the degree to which constrained methods affect the response of the functional spinal unit in axial rotation at lumbar and lumbosacral levels.

SUMMARY OF BACKGROUND DATA

A substantial controversy exists in the literature regarding the appropriateness of different testing methods. No study has been found in which the effect of constraint on axial rotation behavior was objectively examined.

METHODS

Ten human cadaveric spine specimens (five L3-L4, five L5-S1) were tested in axial rotation, using both constrained and unconstrained methods. In the unconstrained test, pure moments were applied to the upper vertebra, and its complete three-dimensional motion was measured using an optoelectronic camera system. In the constrained test, the specimens were loaded in a fixed-axis servohydraulic test machine individually around five rotational axis positions within the vertebral body, and the rotational motion was measured.

RESULTS

The rotational angles in the constrained tests were not different among the five rotational axis positions. However, the maximum rotation from the five axis positions was approximately 40% greater than the minimum rotation, a significant difference. The axial rotational motion of the unconstrained tests was always less than the maximum rotation measured in the constrained test. However, the total rotational angle using the helical axis of motion was not significantly different from the constrained angles.

CONCLUSIONS

The large differences between maximum and minimum rotation angles demonstrate that the behavior of the functional spinal unit in axial rotation is sensitive to the axis's position but the location of the axis is not repeatable. This supports the use of unconstrained methods in spinal testing.

Compressive strength of interbody cages in the lumbar spine: the effect of cage shape, posterior instrumentation and bone density

One goal of interbody fusion is to increase the height of the degenerated disc space. Interbody cages in particular have been promoted with the claim that they can maintain the disc space better than other methods. There are many factors that can affect the disc height maintenance, including graft or cage design, the quality of the surrounding bone and the presence of supplementary posterior fixation. The present study is an in vitro biomechanical investigation of the compressive behaviour of three different interbody cage designs in a human cadaveric model. The effect of bone density and posterior instrumentation were assessed. Thirty-six lumbar functional spinal units were instrumented with one of three interbody cages: (1) a porous titanium implant with endplate fit (Stratec), (2) a porous, rectangular carbon-fibre implant (Brantigan) and (3) a porous, cylindrical threaded implant (Ray). Posterior instrumentation (USS) was applied to half of the specimens. All specimens were subjected to axial compression displacement until failure. Correlations between both the failure load and the load at 3 mm displacement with the bone density measurements were observed. Neither the cage design nor the presence of posterior instrumentation had a significant effect on the failure load. The loads at 3 mm were slightly less for the Stratec cage, implying lower axial stiffness, but were not different with posterior instrumentation. The large range of observed failure loads overlaps the potential in vivo compressive loads, implying that failure of the bone-implant interface may occur clinically. Preoperative measurements of bone density may be an effective tool to predict settling around interbody cages.

Interbody cage stabilisation in the lumbar spine: biomechanical evaluation of cage design, posterior instrumentation and bone density

We performed a biomechanical study on human cadaver spines to determine the effect of three different interbody cage designs, with and without posterior instrumentation, on the three-dimensional flexibility of the spine. Six lumbar functional spinal units for each cage type were subjected to multidirectional flexibility testing in four different configurations: intact, with interbody cages from a posterior approach, with additional posterior instrumentation, and with cross-bracing. The tests involved the application of flexion and extension, bilateral axial rotation and bilateral lateral bending pure moments. The relative movements between the vertebrae were recorded by an optoelectronic camera system. We found no significant difference in the stabilising potential of the three cage designs. The cages used alone significantly decreased the intervertebral movement in flexion and lateral bending, but no stabilisation was achieved in either extension or axial rotation. For all types of cage, the greatest stabilisation in flexion and extension and lateral bending was achieved by the addition of posterior transpedicular instrumentation. The addition of cross-bracing to the posterior instrumentation had a stabilising effect on axial rotation. The bone density of the adjacent vertebral bodies was a significant factor for stabilisation in flexion and extension and in lateral bending.

Interbody cage stabilisation in the lumbar spine

We performed a biomechanical study on human cadaver spines to determine the effect of three different interbody cage designs, with and without posterior instrumentation, on the three-dimensional flexibility of the spine. Six lumbar functional spinal units for each cage type were subjected to multidirectional flexibility testing in four different configurations: intact, with interbody cages from a posterior approach, with additional posterior instrumentation, and with cross-bracing. The tests involved the application of flexion and extension, bilateral axial rotation and bilateral lateral bending pure moments. The relative movements between the vertebrae were recorded by an optoelectronic camera system.

We found no significant difference in the stabilising potential of the three cage designs. The cages used alone significantly decreased the intervertebral movement in flexion and lateral bending, but no stabilisation was achieved in either extension or axial rotation. For all types of cage, the greatest stabilisation in flexion and extension and lateral bending was achieved by the addition of posterior transpedicular instrumentation. The addition of cross-bracing to the posterior instrumentation had a stabilising effect on axial rotation. The bone density of the adjacent vertebral bodies was a significant factor for stabilisation in flexion and extension and in lateral bending.

Significant roentgenographic parameters for evaluating the flexibility of acute thoracolumbar burst fractures. An in vitro study

Plain lateral radiographs in a neutral position were studied in ten acute thoracolumbar burst fractures produced by high speed impact on three vertebrae human cadaveric spine segments. Six linear geometric parameters were measured on each film. The ratio of each value in the neutral injured to the intact condition was correlated linearly with the motion parameters obtained from post-traumatic three-dimensional flexibility data (neutral zone NZ; range of motion ROM). Anterior unit height (vertebra+adjacent discs) had the highest correlation with the neutral zone and flexibility in all directions, especially flexion-extension (NZ, R2 = 0.93; flexion ROM, R2 = 0.86; extension ROM, R2 = 0.79) lateral bending (NZ, R2 = 0.83; ROM, R2 = 0.90) and right axial rotation (NZ, R2 = 0.53; ROM, R2 = 0.86). The deformation ratio (average height to depth) correlated most with the neutral zone in left axial rotation (R2 = 0.91) and right lateral bending (R2 = 0.92). Due to the high correlations obtained, these parameters should be evaluated in clinical situations to assess their effectiveness in predicting the instability of burst fractures. Ultimately, prospective clinical studies are required to verify their clinical utility.

Design and evaluation of a device for measuring three-dimensional micromotions of press-fit femoral stem prostheses

Implant micromotion is considered to be a major factor in the loosening of cementless total hip replacements. Translational micromotion at the bone-implant interface generally occurs in all three spatial directions. Under physiological loading, the interfacial micromotion consists of a cyclic amplitude and changes in the mean, which, in the cranio-caudal direction, represents subsidence of the prosthesis. Existing measurement strategies, which are based on dial gauges, extensometers, LVDTs, hall-effect transducers or strain gauge techniques provide information about only one component of the general three-dimensional micromovement. Moreover, in the majority of the studies, the data are difficult to interpret due to the measured motions being composed of interfacial micromotion and femoral strains. A new transducer was designed that allows the accurate measurement of all three isolated components of micromotion. An optoelectronic approach, based on silicon position-sensitive detectors (PSD) in combination with high precision mechanical parts, was chosen. To exclude thermodrifts during long-term testing, a thermistor was integrated in the sensor. Validation experiments on a precision positioning table indicated the high precision and resolution of the developed sensors. Furthermore, in-vitro tests on a standard press-fit prosthesis demonstrated the easy handling and reliability of the system.

The relative importance of vertebral bone density and disc degeneration in spinal flexibility and interbody implant performance. An in vitro study

STUDY DESIGN

An in vitro biomechanical investigation in the human lumbar spine focuses on the functional significance of vertebral bone density and intervertebral disc degenerations.

OBJECTIVE

To determine that interrelationship between vertebral bone density and intervertebral disc degeneration, their effect on normal spine motion, and their significance in the biotechnical performance of interbody fixation techniques.

SUMMARY OF BACKGROUND DATA

A relationship between vertebral bone density and intervertebral disc degeneration has been suggested, but a definitive relationship has not been established. The effect of vertebral bone density and intervertebral disc degeneration on interbody stabilization remains unknown despite the rapidly increasing use of this surgical method for patients with chronic low back pain.

METHODS

The vertebral bone density and intervertebral disc degeneration of 72 functional spinal units were determined using dual energy x-ray absorptiometry scans and macroscopic grading, respectively. A three-dimensional flexibility test was performed on 24 functional spinal units in the intact and stabilised conditions. The compressive behavior of the bone-implant interface was evaluated in 48 functional spinal units.

RESULTS

The vertebral bone density in moderately degenerated disc was significantly lower than at all other levels of intervertebral disc degeneration. Increasing intervertebral disc degeneration resulted in more axial rotation and less lateral bending. In flexion-extension and lateral bending, better vertebral bone resulted in significantly better stabilization. This trend was observed also in axial compression in which higher failure loads were observed with greater bone densities.

CONCLUSION

The authors conclude a significant relationship exists between bone density and disc degeneration, bone density is a highly important factor in the performance of interbody stabilization, and disc degeneration, is of moderate importance in signal motion.

Effects of posture and structure on three-dimensional coupled rotations in the lumbar spine. A biomechanical analysis

STUDY DESIGN

A biomechanical lumbar spine model was constructed to simulate three-dimensional spinal kinematics under the application of pure moments. Parametric analysis of the model allowed for the estimation of how much of the coupled motions could be predicted by the lumbar lordosis and the intrinsic mechanical properties of the spine.

OBJECTIVES

To evaluate the relative effects of lordosis and intrinsic mechanical spine properties on the magnitude and direction of coupled rotations.

SUMMARY OF BACKGROUND DATA

Clinical evidence suggests that abnormal coupled motion in the lumbar spine may be an indicator of low back disorders.

METHODS

The biomechanical lumbar spine model consisted of five vertebrae separated by intervertebral joints that provided three rotational degrees of freedom. In vitro experimental data, obtained from nine fresh-frozen (L1-S1) cadaveric specimens, were used to establish the mechanical properties of the intervertebral joints. Two different submodels were considered in simulating the three-dimensional intervertebral rotations in response to the applied moments. In the first, it was assumed that the coupled motions were generated solely as a result of the vertebral orientation caused by lordosis. In the second, additional intrinsic motion coupling was assumed.

RESULTS

Intervertebral coupling was partially predicted by lumbar lordosis; however, the inclusion of intrinsic mechanical coupling dramatically improved the simulation of the intervertebral rotations (root mean square error < 1 degree). Comparison of the results from the two models demonstrated that the lumbar lordosis and intrinsic mechanical properties of the spine had about an equal effect in predicting the coupling between axial rotation and lateral bending. In contrast, coupled flexion, associated with lateral bending, was almost fully accounted for by the presence of lumbar lordosis.

CONCLUSIONS

The lumbar lordosis and intrinsic mechanical properties of the spine were equally important in predicting the magnitude and direction of the coupled rotations.

Subfailure injury of the rabbit anterior cruciate ligament

Ligamentous injuries range in severity from a simple sprain to a complete rupture. Although sprains occur more frequently than complete failures, only a few studies have investigated the phenomena of these subfailure injuries. The purpose of our study was to document the changes in the load-deformation curve until the failure point, after the ligament has been subjected to an 80% subfailure stretch. Thirteen paired fresh rabbit bone-anterior cruciate ligament-bone preparations were used. One of the pairs (control) was stretched until failure; the other (experimental) was first stretched to 80% of the failure deformation of the control and then stretched to failure. Comparisons were made between the load-deformation curves of the experimental and control specimens. The nonlinear load-deformation curves were characterized by eight parameters: failure load (Ffail), failure deformation (Dfail), energy until failure (Efail), deformations measured at 5, 10, 25, and 50% of the failure load (D5, D10, D25, and D50, respectively), and stiffness measured at 50% of the failure force (K50). There were no significant differences in the values for Ffail, Dfail, and Efail between the experimental and control ligaments (p > 0.33). In contrast, the deformation values were all larger for the experimental than the control ligaments (p > 0.01). The deformations D5, D10, D25, and D50 (mean +/- SD) for the control were 0.36 +/- 0.13, 0.49 +/- 0.23, 0.81 +/- 0.35, and 1.23 +/- 0.41 mm. The corresponding deformations for the experimental ligaments were, respectively, 209, 186, 153, and 130% of the control values. K50 was also greater for the experimental ligament (125.0 +/- 41.7 N/mm compared with 108.7 +/- 31.4 N/mm, p < 0.03). These findings indicate that even though the strength of the ligament did not change due to a subfailure injury, the shape of the load-displacement curve, especially at low loads, was significantly altered. Under the dynamic in vivo loading conditions of daily living, this may result in increased joint laxity, additional loads being applied to other joint structures, and, with time, to joint problems.

Validity of the three-column theory of thoracolumbar fractures. A biomechanic investigation

STUDY DESIGN

This study validated the three-column theory of fractures by correlating the multidirectional instabilities and the vertebral injuries to each of the three columns, using a biomechanic trauma model.

OBJECTIVES

The objective was to validate the three-column theory as applied to the thoracolumbar fractures.

SUMMARY OF BACKGROUND DATA

The widely used three-column theory of fractures for classification and evaluation was based on retrospective analysis of radiographs. No biomechanic study, using realistic spinal fractures and multidirectional instability measurements, was available.

METHODS

Using 16 fresh cadaveric thoracolumbar human spine specimens, two groups of burst fractures were produced by either simple axial compression or flexion-compression, using a high-speed trauma model. Multidirectional flexibility was measured before and after the trauma, thus quantifying the instability of the burst fracture. Computed tomography scans were taken after the fracture, and a newly developed injury scoring scheme quantified the injuries to the anterior, middle, and posterior columns. Statistical correlations were obtained between the flexibility parameters and injuries to each of the three columns.

RESULTS

In the axial compression group, the middle column injury, compared with the other two columns, showed the highest correlations to eight of the nine flexibility parameters (average R2 = 0.77). In the flexion-compression group, again the middle column injury showed the highest correlations to eight of the nine flexibility parameters (average R2 = 0.85).

CONCLUSIONS

The results of this study supported the three-column theory of the thoracolumbar fractures and bolstered the concept of the middle column being the primary determinant of mechanical stability of this region of the spine.

Dynamic canal encroachment during thoracolumbar burst fractures

In the burst fractures seen clinically, often poor correlation exists between the neurological deficit and the canal encroachment measured on post-trauma radiographic images. The purpose of the present study was to determine whether the dynamic canal encroachment during the trauma is greater than the static canal encroachment posttrauma. We successfully produced burst fractures in nine of 15 fresh human cadaveric thoracolumbar spine specimens (T11-L1). The specimens were incrementally impacted in a high-speed trauma apparatus until fracture occurred. During the trauma, dynamic canal encroachments were measured using three specially designed transducers placed in the canal at the levels of the superior end-plates of the T12 and L1 and the T12/L1 disk. After the trauma, residual static spinal canal encroachments were measured from the radiographs of the specimens that were prepared with 1.6-mm diameter steel balls lining the canal in the midsagittal plane. We found that the average canal diameter was 16.6 +/- 1.3 mm and the static canal encroachment was 18.0% of the canal diameter. The corresponding dynamic canal encroachment was 33.3%. Thus, the dynamic canal encroachment was 85% more than the static measurement. The clinical significance of this study lies in providing awareness to the clinician that the dynamic canal encroachment is significantly greater than the static canal encroachment seen on posttrauma radiographs or computed tomography scans. The finding may also explain the clinical observation of poor correlation between the canal encroachment measured radiographically and the neurological deficit.

Disc degeneration affects the multidirectional flexibility of the lumbar spine

STUDY DESIGN

An in vitro biomechanical investigation using human lumbar cadaveric spine specimens was undertaken to determine any relationship between intervertebral disc degeneration and nonlinear multidirectional spinal flexibility.

SUMMARY OF BACKGROUND DATA

Previous clinical and biomechanical studies have not established conclusively such a relationship.

METHODS

Forty-seven discs from 12 whole lumbar spine specimens were studied under the application of flexion-extension, axial rotation, and lateral bending pure moments. Three flexibility parameters were defined (neutral zone (NZ), range of motion (ROM), and neutral zone ratio (NZR = NZ/ROM)) and correlated with the macroscopic and radiographic degeneration.

RESULTS AND CONCLUSIONS

In flexion-extension, the ROM decreased and NZR increased with degeneration. In axial rotation, NZ and NZR increased with degeneration. In lateral bending, the ROM significantly decreased and the NZR increased with degeneration. In all three loading directions, the NZR increased, indicating greater joint laxity with degeneration.

Axes of motion of thoracolumbar burst fractures

The neurological injury associated with thoracolumbar burst fractures may be due to the acute trauma event or due to chronic instability. For functional diagnosis and appropriate treatment, knowledge of the altered motion patterns of burst fractures may be helpful. Thirteen human cadaveric spine specimens were impacted at high speed in axial compression, resulting in 10 clinically relevant burst fractures. The specimens were subjected to a three-dimensional flexibility test (flexion, extension, bilateral lateral bending, and bilateral axial torque) before and after trauma. The vertebral motion across the burst fracture was described in terms of the helical axis of motion (HAM), a set of parameters that concisely and completely describes the three-dimensional motion. The vertebral rotations about the HAM increased significantly with burst fracture in all loading directions: flexion 8.1-17.7 degrees, extension 7.2-12.5 degrees, lateral bending 8.5-20.6 degrees (to one side), and axial torque 3.6-12.6 degrees (to one side). The HAM shifted significantly in a posterior direction with burst fracture in flexion (11-mm shift), extension (15-mm shift), and axial torque (11-mm shift). No other significant shifts in the HAM position were observed. The translation along the HAM and the orientation of the HAM did not change significantly with injury in any of the loading directions. The results provide clinically relevant information regarding the optimal treatment of thoracolumbar burst fractures. Specifically, fixation methods for burst fractures must be particularly stiff in lateral bending and axial rotation, the directions of greatest instability.

Mechanical behavior of the human lumbar and lumbosacral spine as shown by three-dimensional load-displacement curves

The lumbar region is a frequent site of spinal disorders, including low-back pain, and of spinal trauma. Clinical studies have established that abnormal intervertebral motions occur in some patients who have low-back pain. A knowledge of normal spinal movements, with all of the inherent complexities, is needed as a baseline. The present study documents the complete three-dimensional elastic physical properties of each lumbar intervertebral level from the level between the first and second lumbar vertebrae through the level between the fifth lumbar and first sacral vertebrae. Nine whole fresh-frozen human cadaveric lumbar-spine specimens were used. Pure moments of flexion-extension, bilateral axial torque, and bilateral lateral bending were applied, and three-dimensional intervertebral motions were determined with use of stereophotogrammetry. The motions were presented in the form of a set of six load-displacement curves, quantitating intervertebral rotations and translations. The curves were found to be non-linear, and the motions were coupled. The ranges of motion were found to compare favorably with reported values from in vivo studies.

Thoracolumbar burst fracture. A biomechanical investigation of its multidirectional flexibility

Assessment of clinical instability of thoracolumbar burst fractures remains controversial and subjective. The purpose of the study was to obtain objective measures of acute instability of these fractures. Thirteen fresh cadaveric human spine specimens (T11-L1) were subjected to high-speed axial trauma, resulting in burst fractures in 10 specimens. Multidirectional flexibilities were measured when the specimen was intact and after the trauma. The average ranges of motion of the burst fractures, measured as percentages of the corresponding intact values at 7.5 Newton-meters, were 202%, 403%, 266%, and 462% for flexion/extension, axial rotation, lateral bending, and tension/compression, respectively. For the neutral zone motion parameter, the motions of the burst fracture were even greater: 670%, 1650%, 779%, and 650%, respectively. All of the increases were significant (P < 0.05). The clinical significance of the study lies in its finding of high multidirectional acute instability of the thoracolumbar burst fracture, especially in axial rotation.

Quantitative discomanometry and acute disk injuries: an experimental model

Quantitative discomanometry is a study of intradiscal pressure changes during quantitative injection. The purpose of this study was to determine if correlations exist between discomanometric parameters and disk injuries. Sixteen three-vertebrae porcine spine segments, with two intervening disks, were subjected to standardized high-speed trauma. The injuries were documented by a radiographic injury score (RIS), using pre- and posttrauma lateral radiographs. An anatomic injury score (AIS) also was obtained, based on an anatomic dissection and mid-sagittal plane cuts of the frozen specimen. Before the cutting, each of the disks was subjected to quantitative discomanometry, providing pressure/volume curves. Significant negative correlations were found between the RIS and the maximum pressure sustained (R = -0.60, p < 0.001), and pressure/volume slope (R = -0.60, p < 0.001). Similar relationships were found between the AIS and the maximum pressure (R = -0.71, p < 0.001), and pressure/volume slope (R = -0.63, p < 0.001). This study suggests that quantitative discomanometry can be used to quantify disk injuries. Because the intradiscal pressurization mimics the physiology with weight bearing, its use as a measure of integrity of the end-plate-annulus-end-plate enclosure might be justified.

Functional radiographs of acute thoracolumbar burst fractures. A biomechanical study

The geometric changes of acute thoracolumbar burst fractures under extension and traction loadings were analyzed using functional radiographs. The injuries were produced in an in vitro high-speed impact model. The changes in nine geometric parameters (three angular and six linear) were analyzed from neutral posture to extension and traction positions. In the extended position, all parameters, except the posterior vertebral height and vertebral diameter, were significantly different from the neutral posture values. Also in extension, the posterior vertebral height, vertebral diameter, and posterior unit height were significantly different from their intact values. In the traction position, all nine geometric parameters changed significantly from the neutral posture, whereas only the vertebral diameter remained significantly different from its intact value. These findings demonstrated the treatment advantages of applying traction force to acute burst fractures in contrast to extension moments. Further, changes in the angular parameters due to motion from neutral to extension posture demonstrated that the acute flexibility of the three-vertebrae segment was contributed almost equally by the upper disc (35%), lower disc (27%), and fractured vertebra (38%).

Multidirectional instabilities of experimental burst fractures of the atlas

For the purpose of understanding the acute instability of a burst (Jefferson) fracture of the atlas, the authors produced the fractures experimentally and measured multidirectional flexibilities in seven cadaveric C0-C3 specimens. The flexibilities were measured by the authors' standardized method: they applied six types of physiologically pure moments (up to 1.5 Nm) and recorded the ensuing C0-C2 motions by stereophotogrammetry. The flexibility tests were performed before and after the production of the fracture. The greatest increase in flexibility due to the injury was in flexion-extension (+22.0 degrees, 41.7%). In lateral bending, the increase was 7.7 degrees, or 23.9%. The flexibility was mostly maintained in axial rotation (+4.8 degrees, 5.4%). The increase in motion was due to an increase in neutral zone in flexion-extension, and an increase in the elastic zone in lateral bending. These flexibility results of experimentally produced fractures reflect quite well the acute instabilities seen clinically.

Stress relaxation of the respiratory system in developing piglets

To characterize the effect of postnatal development on the viscoelastic behavior of the respiratory system, we quantified the amplitude and time course of stress relaxation in the lungs and chest wall of seven newborn and eight 8-wk-old anesthetized piglets. Stress relaxation was distinguished from other dissipative pressure losses by performing airway occlusions at various constant inspiratory flows and fitting the pressure decays that ensue during the occlusions to a double-exponential function. We found that the amplitude of stress relaxation related linearly to the increase in elastic recoil (and, by extension, in the volume) of the lungs, chest wall, and respiratory system during the inflations preceding the occlusions. On the average, the slope of this relationship was 38-44% lower in the 8-wk-old than in the newborn piglets for the lungs and was not different for the chest wall. The time course of stress relaxation, expressed as a time constant, was not influenced by age. Our results indicate that respiratory system viscoelasticity is sensitive to the geometric and structural changes experienced by the lungs during the period of rapid somatic growth that follow birth in most mammals.

The onset and progression of spinal injury: a demonstration of neutral zone sensitivity

Spinal injuries are a great cost to society and the afflicted individuals. It is well known that most spinal injuries are not bony fractures but rather soft tissue lesions falling in the 'subfailure' region. For the clinical diagnosis of spinal injuries, abnormal motion patterns under physiological loads are considered an important factor. The purpose of the present study was to determine the onset and progression of spinal injury, and compare the sensitivity of three motion parameters: neutral zone (NZ), elastic zone (EZ), and range of motion (ROM). Spinal injury was defined as a significant increase in any of the three motion parameters. A repeatable high-speed flexion-compression load vector was applied individually to six porcine cervical spine specimens. Several impacts of increasing severity were applied to each specimen. After each impact, flexion-extension motion was measured. Neutral zone was the residual deformation from the neutral position to the position under zero load at the start of the final load cycle. Elastic zone was the displacement from zero load to the maximum load on the final load cycle. Range of motion was the sum of the neutral and elastic zones. The first significant increase in motion was determined by the neutral zone parameter with few observable anatomic lesions on the specimens. This was the onset of spinal injury. The next significant motion increase was also determined by the neutral zone parameter. After this motion increase, termed the progression of injury, ligament ruptures were observed in some specimens. It was concluded that the neutral zone was the most sensitive motion parameter in defining the onset and progression of spinal injury.(ABSTRACT TRUNCATED AT 250 WORDS)

Three-dimensional mechanical properties of the thoracolumbar junction

The thoracolumbar junction region is a frequent site of spinal trauma. Accurate knowledge of the normal mechanical behavior of the intervertebral joints in this region is of importance to the clinician in treating the spinal injuries. The present study documented the complete three-dimensional motions of levels T11-T12 and T12-L1 in the thoracolumbar region. Pure moments of flexion/extension, bilateral axial torque, and bilateral lateral bending were applied to 11 three-vertebrae human cadaveric specimens (T11-L1) to a maximum of 7.5 Nm. Intervertebral motions were calculated using stereophotogrammetry and presented in the form of load-displacement curves, each containing three rotations and three translations at one intervertebral level. Average +/- SD flexion, extension, axial rotation, and lateral bending ranges of motion to one side were 2.7 +/- 1.3 degrees, 2.4 +/- 1.3 degrees, 1.8 +/- 0.7 degrees, and 3.5 +/- 1.1 degrees, respectively, at level T11-T12. The same ranges of motion at T12-L1 were 2.9 +/- 1.4 degrees, 3.9 +/- 1.4 degrees, 1.2 +/- 0.7 degrees, and 3.7 +/- 1.1 degrees, respectively. The extension and axial rotation ranges of motion at level T11-T12 were found to be significantly different than the same motions at T12-L1. The different geometry in the facet joints explains these observed differences in the mechanical behavior of T11-T12 and T12-L1.

Euler stability of the human ligamentous lumbar spine. Part II: Experiment

The lateral backing and postbuckling behaviour of the intact and injured whole human lumbar spine was experimentally studied using six fresh cadaveric specimens. The ligamentous lumbar spine was loaded in axial compression and the lateral rotation of each vertebra was recorded. At the point of the load application, the most superior vertebrae, the specimens were constrained to move in the frontal plane since sagittal plane buckling will not occur due to the lumbar lordosis. The average load required to buckle an intact whole lumbar specimen was 88 N, and significantly decreased with injury. Once the spines had buckled, the postbuckling behaviour was recorded. These results were compared to theoretical predictions of a model (see Part I). The model was demonstrated to be in excellent agreement with the experimental results.

The effect of injury on rotational coupling at the lumbosacral joint. A biomechanical investigation

The lumbosacral joint is frequently indicated as a source of low-back pain, a cause of which may be abnormal patterns of vertebral motions. The goal of this study was to describe the influence of injury on the coupled motions of the L5-S1 joint in a human cadaveric model. Nine whole lumbosacral spine specimens were studied under the application of flexion, extension, left/right axial torque and right/left lateral bending pure moments. Injuries to the posterior ligaments, intervertebral disc, and articular facets at L5-S1 were produced, and the motion at L5-S1 was determined after each sequential injury. No significant coupled rotations were observed under flexion or extension moments. Under axial torque, lateral rotation at L5-S1 occurred to the same side as the applied torque and increased significantly only after injury to the intervertebral disc. Also coupled to axial torque was flexion rotation in the intact specimen, which became extension rotation after facetectomy. Under lateral bending moments, coupled axial rotation was to the opposite side of the applied moment and increased significantly only after removal of the facets of L5. Based on these results, it was concluded that intervertebral disc most resisted the coupled motion of lateral rotation under the application of axial torque, whereas the articular facets most resisted the coupled axial rotation under the application of lateral bending at the lumbosacral joint. Also, the facets were the structures that produced the flexion rotation of L5 on S1 under axial torque loading.

Biomechanical stability of five pedicle screw fixation systems in a human lumbar spine instability model

In this study, the three-dimensional biomechanical stabilizing capabilities of five pedicle screw fixation systems and facet screw fixation were determined. These systems were the Ace device without and with transverse wiring, AO device, CD device, Steffee plate, Wiltse device with single and double rods, and facet screw fixation. All systems were applied to the L5S1 level in a human in vitro spine rendered unstable by transection of the posterior ligaments and transverse holes drilled through the intervertebral disc. There were no statistically significant differences in the biomechanical stability provided by any of the pedicle screw devices, where stability was defined as the average stiffness from the load-displacement curve. All devices restored motion to less than 50% of intact levels under flexion moments. In extension, all devices, except the facet screw method, restored motion to below intact levels. In lateral bending, all devices restricted motion to less than 50% of intact motion. Under axial torque, the CD device provided the least motion while the AO device did not restore motion to the intact level.