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Celikovic S, Poms J, Khinast J, Horn M, Rehrl J. Development and application of control concepts for twin-screw wet granulation in the ConsiGma TM-25, Part 1: Granule composition. Int J Pharm 2024:124124. [PMID: 38636678 DOI: 10.1016/j.ijpharm.2024.124124] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 01/23/2024] [Revised: 04/09/2024] [Accepted: 04/12/2024] [Indexed: 04/20/2024]
Abstract
Continuous manufacturing of pharmaceuticals offers several benefits, such as increased production efficiency, enhanced product quality control, and lower environmental footprint. To fully exploit these benefits, standard operation mode (production processes with no or minimal disturbance mitigation measures) should be supported by adopting novel quality-by-control (QbC) methodologies. The paper at hand is the first part of a study focused on developing QbC algorithms for optimizing twin-screw wet granulation in the industrial manufacturing line ConsiGmaTM-25, specifically addressing granule composition. This work relieson previously established process-analytical-technology (PAT) equipment for real-time monitoring of the granule composition, i.e., the active pharmaceutical ingredient (API) and liquid content in wet granules. The developed control platform integrates model-based process control algorithms that aim to keep the API- and liquid content at target values through real-time adjustments of the process parameters. Furthermore, the platform integrates a digital operator assistant, which aims to detect and classify granulation disturbances and provides messages and instructions for the plant operator. The present manuscript systematically outlines all design steps from the development phase in the simulation environment to the final real system application and validation. The control platform's performance is demonstrated through selected test scenarios on the ConsiGmaTM-25 manufacturing line. The obtained results indicate improved disturbance robustness and an increase in intermediate/final product quality (compared to conventional operating modes): The process control algorithms successfully maintained the API- and liquid content at target values despite process disturbances. Furthermore, realistic disturbances (feeder, pump, and material) were accurately detected and classified by the digital assistant algorithm. The information was provided through a user interface, offering real-time support for plant personnel.
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Affiliation(s)
- Selma Celikovic
- Research Center Pharmaceutical Engineering GmbH, Inffeldgasse 13/2, 8010 Graz, Austria; Institute of Automation and Control, Graz University of Technology, Inffeldgasse 21b, 8010 Graz, Austria
| | - Johannes Poms
- Research Center Pharmaceutical Engineering GmbH, Inffeldgasse 13/2, 8010 Graz, Austria
| | - Johannes Khinast
- Research Center Pharmaceutical Engineering GmbH, Inffeldgasse 13/2, 8010 Graz, Austria; Institute of Process and Particle Engineering, Graz University of Technology, Inffeldgasse 13/III, 8010 Graz, Austria
| | - Martin Horn
- Institute of Automation and Control, Graz University of Technology, Inffeldgasse 21b, 8010 Graz, Austria
| | - Jakob Rehrl
- Research Center Pharmaceutical Engineering GmbH, Inffeldgasse 13/2, 8010 Graz, Austria.
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2
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Stallon SRD, Anand R, Kannan R, Rajasekaran S. Optimal detection and classification of grid connected system using MSVM-FSO technique. Environ Sci Pollut Res Int 2024:10.1007/s11356-024-32921-x. [PMID: 38625469 DOI: 10.1007/s11356-024-32921-x] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 12/30/2022] [Accepted: 03/11/2024] [Indexed: 04/17/2024]
Abstract
This paper, a hybrid method, is proposed for protecting the hybrid photovoltaic (PV) and wind turbine (WT) system. The proposed protecting method is the hybrid wrapper of both the multiple support vector machine (MSVM) and firebug swarm optimization (FSO), commonly named as MSVM-FSO method. The proposed technique is diagnosing the appropriate fault occurring in the hybrid system. The main purpose of the proposed system is to assure the system with lower complexity for the fault diagnosis and detection (FDD) for improving the power quality (PQ) of hybrid method. Here, the MSVM approach is used to detect the fault conditions of grid-tied system. To evaluate the events of voltages, fault and the currents of hybrid systems are analyzed at the feeder of buses. The FSO categorizes the types of fault, which is occurred in grid-connected system. By then, the proposed method's performance is done in the MATLAB software and it is contrasted with different existing methods. From this, the proposed method provides accuracy as 99.7% and efficiency as 98%, which is high compared to existing methods.
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Affiliation(s)
- Samuel Raj Daison Stallon
- Department of Electrical and Electronics Engineering, Nehru Institute of Engineering and Technology, Coimbatore, Tamil Nadu, India.
| | - Ramanpillai Anand
- Department of Electrical and Electronics Engineering, Nehru Institute of Engineering and Technology, Coimbatore, Tamil Nadu, India
| | - Ramasamy Kannan
- Department of Electrical and Electronics Engineering, Nehru Institute of Engineering and Technology, Coimbatore, Tamil Nadu, India
| | - Seenakesavan Rajasekaran
- Department of Electrical and Electronics Engineering, KSR College of Engineering, Thiruchengode, Tamil Nadu, India
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3
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Lin WJ, Wang Q, Tan G. Asynchronous adaptive event-triggered fault detection for delayed Markov jump neural networks: A delay-variation-dependent approach. Neural Netw 2024; 171:53-60. [PMID: 38091764 DOI: 10.1016/j.neunet.2023.12.010] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 07/04/2023] [Revised: 10/31/2023] [Accepted: 12/06/2023] [Indexed: 01/29/2024]
Abstract
This paper presents a delay-variation-dependent approach to fault detection of a discrete-time Markov jump neural network (MJNN) with a time-varying delay and mismatched modes. The goal is to detect the potential fault of delayed MJNNs by constructing an appropriate adaptive event-triggered and asynchronous H∞ filter. By choosing a delay-product-type Lyapunov-Krasovskii (L-K) functional with a delay-dependent matrix and exploiting some matrix polynomial inequalities, bounded real lemmas (BRLs) are obtained on the existence of suitable adaptive event generator and filters. These BRLs are dependent not only on the delay bounds but also on the delay variation rate. Simulation results are given to show the validity of the proposed theoretical method.
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Affiliation(s)
- Wen-Juan Lin
- School of Automation, Qingdao University, Qingdao, 266071, China; Shandong Key Laboratory of Industrial Control Technology, Qingdao University, Qingdao, 266071, China.
| | - Qingzhi Wang
- School of Automation, Qingdao University, Qingdao, 266071, China; Shandong Key Laboratory of Industrial Control Technology, Qingdao University, Qingdao, 266071, China
| | - Guoqiang Tan
- Department of Aeronautical and Automotive Engineering, Loughborough University, Loughborough, LE11 3TU, UK
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Yan S, Gao L, Wang W, Cao G, Han S, Wang S. An algorithm for power transmission line fault detection based on improved YOLOv4 model. Sci Rep 2024; 14:5046. [PMID: 38424258 PMCID: PMC10904752 DOI: 10.1038/s41598-024-55768-1] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 11/14/2023] [Accepted: 02/27/2024] [Indexed: 03/02/2024] Open
Abstract
In response to the escalating demand for real-time and accurate fault detection in power transmission lines, this paper undertook an optimization of the existing YOLOv4 network. This involved the substitution of the main feature extraction network within the original YOLOv4 model with a lighter EfficientNet network. Additionally, the inclusion of Grouped Convolution modules in the feature pyramid structure replaced conventional convolution operations. The resulting model not only reduced model parameters but also effectively ensured detection accuracy. Moreover, in enhancing the model's reliability, data augmentation techniques were employed to bolster the robustness of the power transmission line fault detection algorithm. This optimization further utilized the DIoU loss function to stabilize target box regression. Comparative experiments demonstrated the improved YOLOv4 model's superior performance in terms of loss function optimization while significantly enhancing detection speed under equivalent configurations. The parameter capacity was reduced by 81%, totaling merely 43.65 million, while the frame rate surged by 85% to achieve 24 frames per second. These experimental findings validate the effectiveness of the algorithm.
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Affiliation(s)
- Su Yan
- Nanjing Suyi Industry Co., Ltd, Nanjing, 210000, Jiangsu Province, China
| | - Lisha Gao
- Nanjing Power Supply Branch, State Grid Corporation of Jiangsu Province, Nanjing, 210009, Jiangsu Province, China
| | - Wendi Wang
- Nanjing Suyi Industry Co., Ltd, Nanjing, 210000, Jiangsu Province, China.
| | - Gang Cao
- Nanjing Suyi Industry Co., Ltd, Nanjing, 210000, Jiangsu Province, China
| | - Shuo Han
- Nanjing Power Supply Branch, State Grid Corporation of Jiangsu Province, Nanjing, 210009, Jiangsu Province, China
| | - Shufan Wang
- Nanjing Suyi Industry Co., Ltd, Nanjing, 210000, Jiangsu Province, China
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Bruinsma S, Geertsma R, Loendersloot R, Tinga T. Motor current and vibration monitoring dataset for various faults in an E-motor-driven centrifugal pump. Data Brief 2024; 52:109987. [PMID: 38152499 PMCID: PMC10751838 DOI: 10.1016/j.dib.2023.109987] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 10/26/2023] [Revised: 11/28/2023] [Accepted: 12/14/2023] [Indexed: 12/29/2023] Open
Abstract
Induction motor driven pumps are a staple in many sectors of industry, and crucial equipment in naval ships. Such machines can suffer from a wide variety of issues, which may cause it to not perform its function. This can either be due to degradation of components over time, or due to incorrect installation or usage. Unexpected failure of the machine causes downtime and lowers the availability. In some cases, it can even lead to collateral damage. To prevent collateral damage and optimise the availability, many asset owners apply condition monitoring, measuring the dynamic response of the system while in operation. Two high-frequency measurement methods are widely accepted for the detection of faults in rotating machinery at an early stage: vibration measurements, and motor current and voltage measurements. These methods can also distinguish between different failure mechanisms and severities. The dataset described in this article presents experimental data of two centrifugal pumps, driven by induction motors through a variable frequency drive. Besides measurements of behaviour that is considered healthy (new bearings, well aligned), the machines have also been subjected to a variety of (simulated) faults. These faults include bearing defects, loose foot, impeller damage, stator winding short, broken rotor bar, soft foot, misalignment, unbalance, coupling degradation, cavitation and bent shaft. Most faults were implemented at multiple levels of severity for multiple motor speeds. Both vibration measurements, and current and voltage measurements were recorded for all cases. The dataset holds value for a wide range of engineers and researchers working on the development and validation of methods for damage detection, identification and diagnostics. Due to the extensive documentation of the presented data, labelling of the data is close to perfect, which makes the data particularly suitable for developing and training machine learning and other AI algorithms.
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Affiliation(s)
- S. Bruinsma
- Royal Netherlands Navy, Den Helder, The Netherlands
- University of Twente, Faculty of Engineering Technology, Enschede, The Netherlands
| | - R.D. Geertsma
- Netherlands Defence Academy, Den Helder, The Netherlands
| | - R. Loendersloot
- University of Twente, Faculty of Engineering Technology, Enschede, The Netherlands
| | - T. Tinga
- Netherlands Defence Academy, Den Helder, The Netherlands
- University of Twente, Faculty of Engineering Technology, Enschede, The Netherlands
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6
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Judith Idellette HS, Cocquempot V, Aitouche A. Fault detection using PDE-based observer in transport flow. ISA Trans 2023; 142:112-122. [PMID: 37689582 DOI: 10.1016/j.isatra.2023.07.041] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 08/01/2022] [Revised: 01/25/2023] [Accepted: 07/28/2023] [Indexed: 09/11/2023]
Abstract
This paper deals with the state fault detection scheme for distribution flow networks subject to continuously varying conditions at boundaries. A robust PDE detection observer for transport flow systems is designed. Directly built on the nonlinear hyperbolic systems of balance laws model with anti-collocated setup, the PDE observer based on backstepping theory provide the on-line estimation of signals that are not measured. The stability of the error equation is proved. The estimation and the observability time are used for fault detection; an adaptive threshold is defined for the purpose. The performances of the observer and the fault detection method are validated on actual flow data collected from a real water distribution system (WDS) for leakage detection. The leak detection time corresponds to the first alarm activation, confirms the effectiveness of proposed approach.
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Affiliation(s)
- Hermine Som Judith Idellette
- National Higher Polytechnic School of Douala- University of Douala, P.O. BOX 2701, Douala, Cameroon; University of Lille - UMR 9189 - CRIStAL, Lille, France.
| | | | - Abdel Aitouche
- University of Lille - UMR 9189 - CRIStAL, Lille, France; Catholic University of Lille- HEI, 59000, Lille, France.
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7
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Liu Z, Houari A, Machmoum M, Benkhoris MF, Djerioui A, Tang T. Experimental investigation of a real-time singularity-based fault diagnosis method for five-phase PMSG-based tidal current applications. ISA Trans 2023; 142:501-514. [PMID: 37696733 DOI: 10.1016/j.isatra.2023.07.038] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 12/18/2020] [Revised: 07/28/2023] [Accepted: 07/28/2023] [Indexed: 09/13/2023]
Abstract
This paper presents a novel real-time singularity-based fault diagnosis method for tidal current applications, specifically utilizing a five-phase permanent magnet synchronous generator with trapezoidal back electromotive forces. The proposed method incorporates an innovative orthogonal signal generator through a second-order filter, enabling the extraction of detectable singularity signatures from phase current signals. The principle of the method is elucidated through step-by-step design procedures, outlining the indicator enhancement approach and adaptive thresholds employed for enhanced robustness and adaptability. Fault detection is performed based on the improved fault indicators and an adaptive threshold law, followed by immediate fault localization that is achieved via twice average operations of the phase currents. To demonstrate the effectiveness and efficiency of the proposed method, a comparative study is carried out with a classical mean current vector-based fault diagnosis method. A small-scale experimental platform emulating a tidal current application is established for a comprehensive evaluation of both methods. The experimental results highlight the superior fault diagnosis performance of the proposed method, particularly in detecting single and multiple open circuit faults in phases or switches, while exhibiting enhanced robustness against variations in torque and speed. The simplicity of implementation and rapid detection mechanism are principal merits for the proposed method.
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Affiliation(s)
- Zhuo Liu
- IREENA Laboratory, University of Nantes, 37 Boulevard de L'université BP 406, 44602 Saint-Nazaire, France; Department of Electrical Automation, Shanghai Maritime University, 1550 Haigang Ave, 201306 Shanghai, PR China.
| | - Azeddine Houari
- IREENA Laboratory, University of Nantes, 37 Boulevard de L'université BP 406, 44602 Saint-Nazaire, France.
| | - Mohamed Machmoum
- IREENA Laboratory, University of Nantes, 37 Boulevard de L'université BP 406, 44602 Saint-Nazaire, France.
| | - Mohamed Fouad Benkhoris
- IREENA Laboratory, University of Nantes, 37 Boulevard de L'université BP 406, 44602 Saint-Nazaire, France.
| | - Ali Djerioui
- IREENA Laboratory, University of Nantes, 37 Boulevard de L'université BP 406, 44602 Saint-Nazaire, France; LGE Laboratory, Department of Electrical Engineering, University of M'sila, M'Sila, Algeria.
| | - Tianhao Tang
- Department of Electrical Automation, Shanghai Maritime University, 1550 Haigang Ave, 201306 Shanghai, PR China.
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Liu S, Gao M, Feng Y, Sheng L. Dynamic event-triggered fault detection for rotary steerable systems with unknown time-varying noise covariances. ISA Trans 2023; 142:478-491. [PMID: 37659869 DOI: 10.1016/j.isatra.2023.08.018] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 01/28/2023] [Revised: 06/23/2023] [Accepted: 08/19/2023] [Indexed: 09/04/2023]
Abstract
This paper is concerned with the fault detection problem for the rotary steerable drilling tool system under unknown vibrations and limited computational resources. Firstly, the drilling tool system can be modeled by a nonlinear stochastic system with unknown time-varying noise covariances. Then, the dynamic event-triggered mechanism is introduced to save computational resources, and the caused transmission error is completely decoupled by nonuniform sampling. Subsequently, a novel unscented Kalman filter is proposed by combining the expectation maximization method to estimate states when noise covariances are unknown. A residual and an evaluation function are constructed to detect faults. Finally, a numerical simulation and an experiment on a drilling tool prototype validate the superior performance of the proposed fault detection scheme, which has lower missed alarm rates and consumes less time than existing methods.
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Affiliation(s)
- Shiyang Liu
- College of Control Science and Engineering, China University of Petroleum (East China), Qingdao 266580, China
| | - Ming Gao
- College of Control Science and Engineering, China University of Petroleum (East China), Qingdao 266580, China
| | - Yang Feng
- College of Control Science and Engineering, China University of Petroleum (East China), Qingdao 266580, China
| | - Li Sheng
- College of Control Science and Engineering, China University of Petroleum (East China), Qingdao 266580, China.
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Ren M, Liang Y, Chen J, Xu X, Cheng L. Fault detection for NOx emission process in thermal power plants using SIP-PCA. ISA Trans 2023; 140:46-54. [PMID: 37391290 DOI: 10.1016/j.isatra.2023.06.004] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 07/12/2019] [Revised: 06/01/2023] [Accepted: 06/02/2023] [Indexed: 07/02/2023]
Abstract
With the era of big data, data-driven models are increasingly vital to just-in-time decision support in pollution emission management and planning. This article aims to evaluate the usability of the proposed data-driven model to monitor NOx emission from a coal-fired boiler process using easily measured process variables. As the emission process is highly complex, process variables interact with each other, and they cannot guarantee that all the variables in the actual operation obey the Gaussian distributions. As conventional principal component analysis (PCA) can only extract variance information, a novel data-driven model is proposed, called survival information potential-based PCA (SIP-PCA) model, is proposed in this work. First, an improved PCA model is established based on the SIP performance index. SIP-PCA can extract more information in the latent space from the process variables following the non-Gaussian distributions. Then, the control limits for fault detection are determined based on the kernel density estimation method. Finally, the proposed algorithm is successfully applied to a real NOx emission process. By monitoring the operation of process variables, possible failures can be detected as soon as possible. Fault isolation and system reconstruction can be implemented in time, preventing NOx emissions from exceeding its standard.
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Affiliation(s)
- Mifeng Ren
- College of Electrical Power and Engineering, Taiyuan University of Technology, 79 Yingze West Street, Taiyuan, 030024, China
| | - Yan Liang
- College of Electrical Power and Engineering, Taiyuan University of Technology, 79 Yingze West Street, Taiyuan, 030024, China
| | - Junghui Chen
- Department of Chemical Engineering, Chung-Yuan Christian University, Chung-Li, Taoyuan, 32023, Taiwan, Republic of China.
| | - Xinying Xu
- College of Electrical Power and Engineering, Taiyuan University of Technology, 79 Yingze West Street, Taiyuan, 030024, China
| | - Lan Cheng
- College of Electrical Power and Engineering, Taiyuan University of Technology, 79 Yingze West Street, Taiyuan, 030024, China
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10
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Cerdà-Alabern L, Iuhasz G. Dataset for anomaly detection in a production wireless mesh community network. Data Brief 2023; 49:109342. [PMID: 37448738 PMCID: PMC10336394 DOI: 10.1016/j.dib.2023.109342] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/15/2023] [Revised: 06/13/2023] [Accepted: 06/20/2023] [Indexed: 07/15/2023] Open
Abstract
Wireless community networks, WCN, have proliferated around the world. Cheap off-the-shelf WiFi devices have enabled this new network paradigm where users build their own network infrastructure in a do-it-yourself alternative to traditional network operators. The fact that users are responsible for the administration of their own nodes makes the network very dynamic. There are frequent reboots of the networking devices, and users that join and leave the network. In addition, the unplanned deployment of the network makes it very heterogeneous, with both high and low capacity links. Therefore, anomaly detection in such dynamic scenario is challenging. In this paper we provide a dataset gathered from a production WCN. The data was obtained from a central server that collects data from the mesh nodes that build the network. In total, 63 different nodes were encountered during the data collection. The WCN is used daily to access the Internet from 17 subscribers of the local ISP available on the mesh. We have produced a dataset gathering a large set of features related not only to traffic, but other parameters such as CPU and memory. Furthermore, we provide the network topology of each sample in terms of the adjacency matrix, routing table and routing metrics. In the data we provide there is a known unprovoked gateway failure. Therefore, the dataset can be used to investigate the performance of unsupervised machine learning algorithms for fault detection in WCN. To our knowledge, this is the first dataset that allows fault detection to be investigated from a production WCN.
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Affiliation(s)
- Llorenç Cerdà-Alabern
- Departament d’Arquitectura de Computadors (DAC), Universitat Politécnica de Catalunya - BarcelonaTech (UPC), Campus Nord, Edif. D6, C. Jordi Girona, 1-3, Barcelona 08034, Spain
| | - Gabriel Iuhasz
- West University of Timisoara, Blvd. Vasile Parvan, Nr. 4, Timisoara, 300223, Romania
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Wang Z, Li G, Yao L, Cai Y, Lin T, Zhang J, Dong H. Intelligent fault detection scheme for constant-speed wind turbines based on improved multiscale fuzzy entropy and adaptive chaotic Aquila optimization-based support vector machine. ISA Trans 2023; 138:582-602. [PMID: 36966057 DOI: 10.1016/j.isatra.2023.03.022] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 11/17/2021] [Revised: 03/05/2023] [Accepted: 03/18/2023] [Indexed: 06/16/2023]
Abstract
Timely and effective fault detection is essential to ensure the safe and reliable operation of wind turbines. However, due to the complex kinematic mechanisms and harsh working environments of wind turbine equipment, it is difficult to extract sensitive features and detect faults from acquired wind turbine signals. To address this challenge, a novel intelligent fault detection scheme for constant-speed wind turbines based on refined time-shifted multiscale fuzzy entropy (RTSMFE), supervised isometric mapping (SI), and adaptive chaotic Aquila optimization-based support vector machine (ACAOSVM) is proposed. In the first step, the RTSMFE method is used to fully extract features of the wind turbine system. The time-shifted coarse-grained construction technique and a refined computing technique are adopted in the RTSMFE method to enhance the capability of traditional multiscale fuzzy entropy for measuring the complexity of signals. Subsequently, an effective manifold learning approach, SI, is applied to obtain the important and low-dimensional feature set from the high-dimensional feature set. Finally, sensitive features are fed into the ACAOSVM classifier to identify faults. The proposed ACAO algorithm is used to optimize important parameters of the SVM, thereby improving its detection performance. Simulations and wind turbine experiments verified that the proposed RTSMFE outperforms existing entropy techniques in terms of complexity measurement and feature extraction. Furthermore, the proposed ACAOSVM classifier is superior to existing advanced classifiers for fault pattern recognition. Finally, the proposed intelligent fault detection scheme can more correctly and efficiently detect wind turbine single/hybrid faults than other recently published schemes.
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Affiliation(s)
- Zhenya Wang
- School of Mechanical Engineering and Automation, Fuzhou University, Fuzhou 350108, PR China.
| | - Gaosong Li
- School of Mechanical Engineering and Automation, Fuzhou University, Fuzhou 350108, PR China
| | - Ligang Yao
- School of Mechanical Engineering and Automation, Fuzhou University, Fuzhou 350108, PR China.
| | - Yuxiang Cai
- School of Mechanical Engineering and Automation, Fuzhou University, Fuzhou 350108, PR China
| | - Tangxin Lin
- School of Mechanical Engineering and Automation, Fuzhou University, Fuzhou 350108, PR China
| | - Jun Zhang
- School of Mechanical Engineering and Automation, Fuzhou University, Fuzhou 350108, PR China
| | - Hui Dong
- School of Mechanical Engineering and Automation, Fuzhou University, Fuzhou 350108, PR China.
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12
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Abdel Karim AK, Atoui MA, Degardin V, Laly P, Cocquempot V. Bus network decomposition for fault detection and isolation through power line communication. ISA Trans 2023; 137:492-505. [PMID: 36682899 DOI: 10.1016/j.isatra.2023.01.023] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 02/22/2022] [Revised: 01/15/2023] [Accepted: 01/15/2023] [Indexed: 06/04/2023]
Abstract
This paper deals with fault detection and isolation (FDI) in complex embedded wired communication networks. The considered faults are soft faults which do not prevent the communication, but may evolve into hard faults, i.e. short or open circuit. A novel FDI method based on power line communication (PLC) transmission systems is proposed. In these PLC systems, the transmission coefficients between the source and each receiver are estimated for communication purposes using orthogonal frequency division multiplexing (OFDM). Health indicators and residuals are computed by comparing the online estimated transmission coefficients with the reference coefficients. A methodology for dealing with complex networks, such as bus networks, is proposed. It is based on the decomposition of the network into several Y-shaped sub-networks. Each of these sub-networks is monitored to detect the presence of a fault. The FDI method is first validated using real data extracted from a Y-shaped network test bench. Then, the proposed approach is validated on a more complex network using realistic simulated data.
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Affiliation(s)
- Abdel Karim Abdel Karim
- Univ. Lille, CNRS, Centrale Lille, UMR 9189 - CRIStAL - Centre de Recherche en Informatique Signal et Automatique de Lille, F-59000 Lille, France; Univ. Lille, CNRS, Centrale Lille, Univ. Polytechnique Hauts-de-France, UMR 8520 - IEMN, F-59000 Lille, France.
| | - M Amine Atoui
- Univ. Lille, CNRS, Centrale Lille, UMR 9189 - CRIStAL - Centre de Recherche en Informatique Signal et Automatique de Lille, F-59000 Lille, France; Univ. Lille, CNRS, Centrale Lille, Univ. Polytechnique Hauts-de-France, UMR 8520 - IEMN, F-59000 Lille, France.
| | - Virginie Degardin
- Univ. Lille, CNRS, Centrale Lille, Univ. Polytechnique Hauts-de-France, UMR 8520 - IEMN, F-59000 Lille, France.
| | - Pierre Laly
- Univ. Lille, CNRS, Centrale Lille, Univ. Polytechnique Hauts-de-France, UMR 8520 - IEMN, F-59000 Lille, France.
| | - Vincent Cocquempot
- Univ. Lille, CNRS, Centrale Lille, UMR 9189 - CRIStAL - Centre de Recherche en Informatique Signal et Automatique de Lille, F-59000 Lille, France.
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13
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Ahmed U, Ali F, Jennions I. Acoustic monitoring of an aircraft auxiliary power unit. ISA Trans 2023; 137:670-691. [PMID: 36658012 DOI: 10.1016/j.isatra.2023.01.014] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 03/18/2022] [Revised: 01/11/2023] [Accepted: 01/11/2023] [Indexed: 06/04/2023]
Abstract
In this paper, the development and implementation of a novel approach for fault detection of an aircraft auxiliary power unit (APU) has been demonstrated. The developed approach aims to target the proactive identification of faults, in order to streamline the required maintenance and maximize the aircraft's operational availability. The existing techniques rely heavily on the installation of multiple types of intrusive sensors throughout the APU and therefore present a limited potential for deployment on an actual aircraft due to space constraints, accessibility issues as well as associated development and certification requirements. To overcome these challenges, an innovative approach based on non-intrusive sensors i.e., microphones in conjunction with appropriate feature extraction, classification, and regression techniques, has been successfully demonstrated for online fault detection of an APU. The overall approach has been implemented and validated based on the experimental test data acquired from Cranfield University's Boeing 737-400 aircraft, including the quantification of sensor location sensitivities on the efficacy of the acquired models. The findings of the overall analysis suggest that the acoustic-based models can accurately enable near real-time detection of faulty conditions i.e., Inlet Guide Vane malfunction, reduced mass flows through the Load Compressor and Bleed Valve malfunction, using only two microphones installed in the periphery of the APU. This study constitutes an enabling technology for robust, cost-effective, and efficient in-situ monitoring of an aircraft APU and potentially other associated thermal systems i.e., environmental control system, fuel system, and engines.
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Affiliation(s)
- Umair Ahmed
- Integrated Vehicle Health Management Centre, School of Aerospace, Transport & Manufacturing Cranfield University, Bedfordshire, MK43 0AL, UK.
| | - Fakhre Ali
- Integrated Vehicle Health Management Centre, School of Aerospace, Transport & Manufacturing Cranfield University, Bedfordshire, MK43 0AL, UK.
| | - Ian Jennions
- Integrated Vehicle Health Management Centre, School of Aerospace, Transport & Manufacturing Cranfield University, Bedfordshire, MK43 0AL, UK.
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14
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Duan Z, Han Y, Xiang Z, Ghous I. Mixed l 1/l - fault detection observer design for delayed 2D positive systems in FM LSS Models. ISA Trans 2023; 136:361-373. [PMID: 36503617 DOI: 10.1016/j.isatra.2022.11.030] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 01/27/2022] [Revised: 10/25/2022] [Accepted: 11/26/2022] [Indexed: 05/16/2023]
Abstract
This study is concerned with the problem of the mixed l1/l- fault detection (FD) observer for delayed two-dimensional (2D) positive systems (PSs). The necessary and sufficient conditions (NSCs) are derived under which the residual error system is asymptotically stable (AS) and has the prescribed performance level. The conservatism is greatly reduced compared to the existing results. A new performance analysis method and the mixed l1/l- FD observer design are presented. Firstly, the calculation of l1/l- index for delayed 2D PSs is proposed by establishing the equivalence between the delayed system and the higher dimensional delay-free system in sense of l1 and l- indexes. Secondly, NSCs are developed such that the delayed 2D PS is AS with a desired mixed l1/l- performance. Thirdly, the sufficient conditions of the observer design are further developed based on linear programming. An iterative algorithm is formulated to minimize and maximize the impact of system disturbances and faults on the output signal, respectively. Finally, we present two examples to verify the superiority of the obtained results.
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Affiliation(s)
- Zhaoxia Duan
- College of Energy and Electrical Engineering, Hohai University, Nanjing 210098, PR China; School of Mathematics, Southeast University, Nanjing 210096, PR China.
| | - Yuchen Han
- College of Energy and Electrical Engineering, Hohai University, Nanjing 210098, PR China.
| | - Zhengrong Xiang
- School of Automation, Nanjing University of Science and Technology, Nanjing, 210094, PR China.
| | - Imran Ghous
- Department of Electrical and Computer Engineering, COMSATS University Islamabad, Lahore, 54000, Pakistan.
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15
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Zhang Z, Wang P, Ding J. Fault detection and analysis for wheelset bearings via improved explicit shift-invariant dictionary learning. ISA Trans 2023; 136:468-482. [PMID: 36513543 DOI: 10.1016/j.isatra.2022.11.026] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 12/28/2021] [Revised: 10/13/2022] [Accepted: 11/26/2022] [Indexed: 05/16/2023]
Abstract
The wheelset bearing is an indispensable part of the high-speed train, and monitoring its service performance is a concern of many researchers. Effective extraction of those impulse signals induced by the defects on the bearing elements is the key to fault detection and behaviour analysis. However, the presence of considerable noise and irrelevant components brings difficulties to extracting the wheelset bearing fault impulse signals from the measured vibration signals. This paper proposes an improved explicit shift-invariant dictionary learning (IE-SIDL) method to address this issue. Based on the shift-invariant characteristics of the wheelset bearing fault impulse signal in the time-domain, the circulant matrix is used to construct a shift-invariant dictionary and explicitly characterize the fault impulses at any time. To improve the efficiency of dictionary learning, a method of three flips is introduced to realize fast dictionary construction, and the frequency-domain reconstruction property of the circulant matrix is employed to quickly update the dictionary. Besides, an indicator-guided subspace pursuit (SP) method based on the sparsity of envelope spectrum (SES) is adopted for the sparse coding to improve sparse solution accuracy and adaptation. The effectiveness of the IE-SIDL method is proved through the simulated and experimental signals. The results demonstrate that the improved dictionary learning method has an excellent capacity in extracting fault impulse signal of the wheelset bearings, and the good time- and frequency-domain characteristics of the processed signals facilitate fault detection and behaviour analysis.
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Affiliation(s)
- Zhaoheng Zhang
- The Key Laboratory of Non-Destructive Testing and Monitoring technology for High-Speed Transport Facilities of the Ministry of Industry and information Technology, Nanjing University of Aeronautics and Astronautics, Nanjing 211100, PR China; Nanjing Tetra Electronics Technology Co., Ltd., Nanjing 211100, PR China.
| | - Ping Wang
- The Key Laboratory of Non-Destructive Testing and Monitoring technology for High-Speed Transport Facilities of the Ministry of Industry and information Technology, Nanjing University of Aeronautics and Astronautics, Nanjing 211100, PR China
| | - Jianming Ding
- State Key Laboratory of Traction Power, Southwest Jiaotong University, Chengdu 610031, PR China
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16
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Li X, Lu D, Zhang W. Asynchronous fault detection filtering for Markovian jump systems with output sensor saturation. ISA Trans 2023; 135:233-243. [PMID: 36175188 DOI: 10.1016/j.isatra.2022.09.015] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 10/18/2021] [Revised: 09/04/2022] [Accepted: 09/09/2022] [Indexed: 06/16/2023]
Abstract
In this paper, a robust asynchronous filter is proposed to detect faults in Markovian jump systems with sensor saturations. The proposed filter has a mode different from that of the original system, and is tolerant of external disturbances. The residual is generated to construct an evaluation function that can successfully perform fault detection. Detailed filter matrices can be computed from the existing conditions. Furthermore, practical and comparative simulations are performed to verify the efficiency of the proposed technique.
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Affiliation(s)
- Xiaohang Li
- The School of Electronic and Electric Engineering, Shanghai University of Engineering Science, China
| | - Dunke Lu
- The School of Physics and Materials Engineering, Guangzhou University, Guangzhou, China
| | - Weidong Zhang
- The School of Electronics, Information and Electrical Engineering, Shanghai Jiaotong University, China.
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17
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Phan VD, Truong HVA, Ahn KK. Actuator failure compensation-based command filtered control of electro-hydraulic system with position constraint. ISA Trans 2023; 134:561-572. [PMID: 36116964 DOI: 10.1016/j.isatra.2022.08.023] [Citation(s) in RCA: 1] [Impact Index Per Article: 1.0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 03/26/2022] [Revised: 08/24/2022] [Accepted: 08/24/2022] [Indexed: 06/15/2023]
Abstract
In this article, the design and experimental evaluation of a fault-tolerant controller are introduced for a double-rod electro-hydraulic actuator subjected to actuator faults and disturbances. The internal leakage fault is captured as a bias fault, whilst the faults in servo-valve and supply failure are considered as a partial loss of effectiveness (LOE) fault. The design obstacles caused by the disturbances and bias fault are suppressed by nonlinear disturbance observers (NDO) while an asymmetric barrier Lyapunov function is used to ensure the non-violated boundary of the output position. To tackle the LOE fault, the development of an enhanced adaptive compensation technique for actuator fault-tolerant control (FTC) is then constructed. Moreover, to mitigate the "explosion of complexity" in the traditional backstepping design, the command-filtered control is utilized to elaborate the FTC scheme. It is shown by theoretical analysis that system stability is ensured under faulty conditions. Finally, simulation/experiment results and comparison studies are performed to further verify the effectiveness of the proposed approach.
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Affiliation(s)
- Van Du Phan
- School of Mechanical Engineering, University of Ulsan, Ulsan, 44610, South Korea
| | - Hoai Vu Anh Truong
- School of Mechanical Engineering, University of Ulsan, Ulsan, 44610, South Korea
| | - Kyoung Kwan Ahn
- School of Mechanical Engineering, University of Ulsan, Ulsan, 44610, South Korea.
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18
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Ogar VN, Hussain S, Gamage KA. The use of artificial neural network for low latency of fault detection and localisation in transmission line. Heliyon 2023; 9:e13376. [PMID: 36816249 PMCID: PMC9932469 DOI: 10.1016/j.heliyon.2023.e13376] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 07/26/2022] [Revised: 12/23/2022] [Accepted: 01/27/2023] [Indexed: 02/05/2023] Open
Abstract
One of the most critical concerns in power system reliability is the timely and accurate detection of transmission line faults. Therefore, accurate detection and localisation of these faults are necessary to avert system collapse. This paper focuses on using Artificial Neural Networks in faults detection and localisation to attain accuracy, precision and speed of execution. A 330 kV, 500 km three-phase transmission line was modelled to extract faulty current and voltage data from the line. The Artificial Neural Network technique was used to train this data, and an accuracy of 100% was attained for fault detection and about 99.5% for fault localisation at different distances with 0.0017 μs of detection and an average error of 0%-0.5%. This model performs better than Support Vector Machine and Principal Component Analysis with a higher fault detection time. This proposed model serves as the basis for transmission line fault protection and management system.
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19
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Yu J, Xiao C, Hu T, Gao Y. Selective weighted multi-scale morphological filter for fault feature extraction of rolling bearings. ISA Trans 2023; 132:544-556. [PMID: 35810026 DOI: 10.1016/j.isatra.2022.06.003] [Citation(s) in RCA: 2] [Impact Index Per Article: 2.0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 11/10/2018] [Revised: 06/02/2022] [Accepted: 06/02/2022] [Indexed: 06/15/2023]
Abstract
Morphological filtering shows effectiveness in vibration signal analysis because of its simplicity and efficiency. Considering that different structural elements have different effects on filtering results, a new multi-scale morphological filtering (MMF) method called selective weighted multi-scale morphological filter (SWMMF) is developed for integrating results of different scales based on adaptive weighting strategy. Firstly, four morphological operators (dilation-closing, closing-dilation, erosion-opening and opening-erosion) are integrated into a new combination difference morphological filter to strengthen effect of faulty component extraction. Secondly, this new morphological filter is further extended to multiple scales in order to overcome limitation of single scale filter. Finally, the filtered results of different scales are adaptively combined by using the whale optimization algorithm (WOA)-based selective weighting method. The effectiveness of multi-scale filter and selective weights is proved by comparing with single-scale and average weighting filter on simulation and real-world cases (bearing vibration signals with different defects). The testing results on vibration signals indicate that SWMMF is able to extract effectively defect frequency and the corresponding multiplication frequencies from bearing vibration signals with heavy noise. The testing results illustrate that SWMMF outperforms other representative MMFs (e.g., weighted multi-scale morphological gradient operator (WMMG), weighted multi-scale difference operator (WMDIF), weighted multi-scale average operator (WMAVG)) on impulsive feature extraction of bearing vibrations signals with various defects. Moreover, it is demonstrated that SWMMF has good applicability in bearing fault diagnosis due to setup of adaptive weights and selection of structure element.
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Affiliation(s)
- Jianbo Yu
- School of Mechanical Engineering, Tongji University, 201804 Shanghai, PR China.
| | - Chaoang Xiao
- School of Mechanical Engineering, Tongji University, 201804 Shanghai, PR China
| | - Tianzhong Hu
- School of Mechanical Engineering, Tongji University, 201804 Shanghai, PR China
| | - Yanfeng Gao
- School of Mechanical and Automotive Engineering, Shanghai University of Engineering Science, 333 Longteng Road, 201620 Shanghai, PR China.
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20
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Huang K, Zhang L, Sun B, Liang X, Yang C, Gui W. A latent feature oriented dictionary learning method for closed-loop process monitoring. ISA Trans 2022; 131:552-565. [PMID: 35537874 DOI: 10.1016/j.isatra.2022.04.032] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Received: 08/24/2021] [Revised: 04/19/2022] [Accepted: 04/19/2022] [Indexed: 06/14/2023]
Abstract
Industrial cyber-physical system (ICPS), by its powerful computing, communication, precise control and remote operation functions, has become the mainstream of modern industrial process. The observed variables of the closed-loop process in ICPS are subject to the degradation of equipment and other factors, resulting in exhibiting a stationary/nonstationary mixture feature and dynamic feature. Moreover, due to the frequent change of working conditions in the closed-loop process, the traditional open-loop process monitoring method always triggers false alarms, which will impose a negative impact on the safety and trustworthiness of ICPS. Therefore, for the closed-loop process in ICPS, a latent feature oriented dictionary learning (LFDL) method is proposed, which realizes the precise separation of latent features of raw data through three stages. First, closed-loop process variables are separated into stationary and nonstationary variables to mine the local information spatially. Then, from the temporal viewpoint, the static and dynamic features were extracted for stationary and nonstationary variables on the basis of the slow feature analysis method and cointegration analysis for local monitoring. Finally, the global monitoring results are obtained by utilizing the dictionary learning method to fuse respectively the local monitoring results of the static and dynamic features. Since the proposed method has taken the feature of the close-loop process from temporal and spatial viewpoints simultaneously, it can distinguish the normal change of operating conditions and actual faults accurately. Extensive experiments including the three-phase flow, the Tennessee Eastman process and an industrial roasting process are conducted to demonstrate the feasibility and effectiveness of the proposed method.
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Affiliation(s)
- Keke Huang
- School of Automation, Central South University, Changsha 410083, China; Peng Cheng Laboratory, Shenzhen 518055, China
| | - Li Zhang
- School of Automation, Central South University, Changsha 410083, China
| | - Bei Sun
- School of Automation, Central South University, Changsha 410083, China.
| | | | - Chunhua Yang
- School of Automation, Central South University, Changsha 410083, China
| | - Weihua Gui
- School of Automation, Central South University, Changsha 410083, China
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21
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Anjaiah K, Dash PK, Sahani M. Detection of faults and DG islanding in PV-Wind DC ring bus microgrid by using optimized VMD based improved broad learning system. ISA Trans 2022; 131:533-551. [PMID: 35717214 DOI: 10.1016/j.isatra.2022.05.037] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Received: 10/26/2021] [Revised: 05/27/2022] [Accepted: 05/27/2022] [Indexed: 06/15/2023]
Abstract
This paper presents a novel approach for the detection and classification of photovoltaic with wind based DC ring bus microgrid DC faults and DG (distributed generation) islanding events. This novel approach consists of adaptive variational mode decomposition (AVMD) and an improved broad learning system (IBLS). Initially, DC fault current signals are captured from the DC bus under different operating conditions and processed through the AVMD to decompose the signals into intrinsic mode functions (IMFs). The VMD is made adaptive by minimizing the objective function of the L-kurtosis index for optimal modal number (K) and penalty factor (σ) through the improved whale optimization (IWO) algorithm. From the optimal IMFs, the most significant IMFs are chosen based on the threshold of the L-kurtosis index, and they are passed through statistical features to extract efficient data. Further, the training and testing of this data set is carried out through IBLS for obtaining the accurate detection and discrimination of DC faults. The conventional BLS method is improved through elastic net ridge regression for calculating the weights. The effectiveness of the proposed AVMD based IBLS algorithm is verified by its superiority in terms of relative computation time (RCT), classification accuracy (CA) with the confusion matrix, and their performance indices by comparing with other existing methods under different case studies. Finally, the simplicity and practicability of the proposed work are tested and implemented in the dSPACE 1104 embedded processor.
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Affiliation(s)
- Kanche Anjaiah
- Siksha 'O' Anusandhan Deemed to be University, Bhubaneswar, Odisha, India
| | - P K Dash
- Siksha 'O' Anusandhan Deemed to be University, Bhubaneswar, Odisha, India.
| | - Mrutyunjaya Sahani
- Siksha 'O' Anusandhan Deemed to be University, Bhubaneswar, Odisha, India
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22
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Rajesh P, Kannan R, Vishnupriyan J, Rajani B. Optimally detecting and classifying the transmission line fault in power system using hybrid technique. ISA Trans 2022; 130:253-264. [PMID: 35428477 DOI: 10.1016/j.isatra.2022.03.017] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 01/20/2022] [Revised: 03/17/2022] [Accepted: 03/17/2022] [Indexed: 06/14/2023]
Abstract
In this paper, a hybrid system is proposed to predict and classifies the power system transmission line faults. The proposed technique is the consolidation of both the truncated singular value decomposition (TSVD) and Human urbanization algorithm (HUA) based Recurrent Perceptron Neural Network (RPNN), and hence it is named as TSVD-HUARPNN technique. TSVD is matrix decomposition, this technique qualify the outcome it as fast or not. In the proposed work, the qualification of the results from the TSVD is improved by a lemma theorem; it is a proven proposition which is used to obtain a larger and optimal result. For that reason, it is also known as a "helping theorem" or an "auxiliary theorem". Here, it has two modules for power system fault analysis: (i) fault detection, (ii) fault classification. The first process of the proposed system is the generation of the dataset of normal and abnormal conditions of transmission line parameters of power system using TSVD. The extracted dataset is assessed by HUA-based RPNN system to classify the fault analysis that occurs in transmission system. The TSVD-HUARPNN system is used to predict and classify the fault present in the transmission line. The proposed TSVD-HUARPNN system ensures the system with less complexity for the detection and classification of the fault, therefore the accuracy of the system is increased. By then, the proposed model is activated in MATLAB/Simulink, its performance is evaluated with the existing models. The performance with noise at 20 dB of the proposed technique is 99.77%.
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Affiliation(s)
- P Rajesh
- Department of Electrical and Electronics Engineering, Anna University, Chennai, India.
| | - R Kannan
- Professor, Department of Electrical and Electronics Engineering, Nehru Institute of Engineering and Technology, Coimbatore-641 105, India.
| | - J Vishnupriyan
- Centre for Energy Research, Chennai Institute of Technology, Chennai 600069, Tamilnadu, India.
| | - B Rajani
- Department of Electrical and Electronics Engineering, Aditya college of Engineering & Technology, Surampalem, Andhra Pradesh, India
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23
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Cui RJ, Lu JG. H -/H ∞ fault detection observer design for fractional-order singular systems in finite frequency domains. ISA Trans 2022; 129:100-109. [PMID: 35287958 DOI: 10.1016/j.isatra.2022.02.042] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 03/27/2021] [Revised: 02/21/2022] [Accepted: 02/22/2022] [Indexed: 06/14/2023]
Abstract
This paper investigates the robust fault detection observer design problem in finite frequency domains for fractional-order singular systems. An H-/H∞ fault detection observer for fractional-order singular systems is designed to meet the system admissibility, disturbance robustness and fault sensitivity indices in finite frequency domains simultaneously. Four theorems and four corollaries about the system admissibility and the performance index H-/H∞ in different frequency ranges are given, and then the sufficient conditions are obtained in terms of linear matrix inequalities. Finally, two numerical examples are given to verify the validity of the presented methods.
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Affiliation(s)
- Ren-Jie Cui
- Department of Automation, Shanghai Jiao Tong University, and Key Laboratory of System Control and Information Processing, Ministry of Education of China, No. 800 Dong Chuan Road, Min Hang, Shanghai 200240, PR China
| | - Jun-Guo Lu
- Department of Automation, Shanghai Jiao Tong University, and Key Laboratory of System Control and Information Processing, Ministry of Education of China, No. 800 Dong Chuan Road, Min Hang, Shanghai 200240, PR China.
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24
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Huang J, Sun X, Yang X, Peng K. Fault detection for chemical processes based on non-stationarity sensitive cointegration analysis. ISA Trans 2022; 129:321-333. [PMID: 35190195 DOI: 10.1016/j.isatra.2022.02.010] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Received: 07/28/2021] [Revised: 10/21/2021] [Accepted: 02/05/2022] [Indexed: 06/14/2023]
Abstract
Due to the time-varying operation conditions, chemical processes are characterized by non-stationary characteristics, which makes it a great challenge for conventional process monitoring methods to capture the non-stationary variations In the non-stationary processes, the abnormality would cause the stationary variables to be non-stationary. In this article, a non-stationarity sensitive cointegration analysis monitoring method is proposed to explore potential non-stationary variations. First, the essential non-stationary variables are distinguished using Augmented Dickey-Fuller test to eliminate the influence of essential non-stationary under normal conditions. Then by further analyzing the faulty data, the variables which are sensitive to the non-stationary variations are selected. On this basis, cointegration analysis models are established for both the essential non-stationary variables and non-stationarity sensitive variables to explore long-term dynamic equilibrium relationship, respectively. With the selection of non-stationarity sensitive variables, the potential faulty information is emphasized in the process monitoring model, which makes the model capable to handle the non-stationary variations. Finally, the monitoring results are combined through Bayesian inference criterion. The proposed method is applied on the Tennessee Eastman process and a vinyl acetate monomer plant model, and the feasibility and performance are demonstrated.
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Affiliation(s)
- Jian Huang
- Key Laboratory of Knowledge Automation for Industrial Processes of Ministry of Education, School of Automation and Electrical Engineering, University of Science and Technology Beijing, Beijing 100083, China
| | - Xiaoyang Sun
- Key Laboratory of Knowledge Automation for Industrial Processes of Ministry of Education, School of Automation and Electrical Engineering, University of Science and Technology Beijing, Beijing 100083, China
| | - Xu Yang
- Key Laboratory of Knowledge Automation for Industrial Processes of Ministry of Education, School of Automation and Electrical Engineering, University of Science and Technology Beijing, Beijing 100083, China.
| | - Kaixiang Peng
- Key Laboratory of Knowledge Automation for Industrial Processes of Ministry of Education, School of Automation and Electrical Engineering, University of Science and Technology Beijing, Beijing 100083, China
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25
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Forouzanfar M, Safaeipour H, Casavola A. Oscillatory Failure Case detection in flight control systems via wavelets decomposition. ISA Trans 2022; 128:47-53. [PMID: 34887068 DOI: 10.1016/j.isatra.2021.11.013] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 12/10/2020] [Revised: 11/08/2021] [Accepted: 11/10/2021] [Indexed: 06/13/2023]
Abstract
A fault detection design is proposed for addressing the Oscillatory Failure Case (OFC) detection problem, introduced in the joint Airbus-Stellenbosch university aerospace industrial-benchmark competition called at the IFAC 2020 World Congress1. The detection scheme is comprised of an output estimator, a wavelet decomposition and an energy-based denoising method, and the residual evaluation unit. The detection problem of wide frequency range OFCs is also addressed. According to the achieved simulation results, the proposed fault detection method is able to satisfy the competition prescriptions in the frequency range [1 10] Hz for those OFC's having an amplitude greater than 2.3 mm for OFCs at rod position sensor, or 1.4 mA for OFCs at servo input current, regardless of disturbances level, uncertainties and load factor control input. In other cases, faults are detected slightly after the prescribed detection limit, with some interesting exceptions.
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Affiliation(s)
- M Forouzanfar
- Department of Electrical Engineering, Ahvaz Branch, Islamic Azad University, Ahvaz, Iran.
| | - H Safaeipour
- Department of Electrical Engineering, Ahvaz Branch, Islamic Azad University, Ahvaz, Iran.
| | - A Casavola
- Department of Informatics, Modelling, Electronics and Systems Engineering (DIMES), University of Calabria Via P. Bucci, 42/C - 87036 Rende (CS), Italy.
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26
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Khan AS, Khan AQ, Iqbal N, Mustafa G, Abbasi MA, Mahmood A. Design of a computationally efficient observer-based distributed fault detection and isolation scheme in second-order networked control systems. ISA Trans 2022; 128:229-241. [PMID: 34593242 DOI: 10.1016/j.isatra.2021.09.004] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 03/07/2021] [Revised: 09/09/2021] [Accepted: 09/09/2021] [Indexed: 06/13/2023]
Abstract
This paper presents a novel directional observer-based fault detection and isolation scheme for second-order networked control systems (NCS). The directional unknown input observer (UIO) tool is exploited to study the problem of distributed fault detection and isolation (FDI). Two design schemes with global and partial/local network models are proposed to solve the distributed FDI problem. Thresholds are computed for the application of the proposed schemes in a noisy environment. In addition, the salient features of the proposed schemes are that both fault detection and fault isolation are achieved in a single step using a single observer. The schemes are applied to power system models to validate their results. A detailed comparison with existing FDI schemes is also provided, which clearly shows the effectiveness of the proposed scheme in terms of computational requirements.
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Affiliation(s)
- Aadil Sarwar Khan
- Department of Electrical Engineering Pakistan Institute of Engineering and Applied Sciences (PIEAS) Nilore, Islamabad, Pakistan; Department of Electrical Engineering, University of Azad Jammu And Kashmir, Muzaffarabad, AJK, Pakistan.
| | - Abdul Qayyum Khan
- Department of Electrical Engineering Pakistan Institute of Engineering and Applied Sciences (PIEAS) Nilore, Islamabad, Pakistan.
| | - Naeem Iqbal
- Department of Electrical Engineering Pakistan Institute of Engineering and Applied Sciences (PIEAS) Nilore, Islamabad, Pakistan.
| | - Ghulam Mustafa
- Department of Electrical Engineering Pakistan Institute of Engineering and Applied Sciences (PIEAS) Nilore, Islamabad, Pakistan.
| | - Muhammad Asim Abbasi
- Department of Electrical Engineering Pakistan Institute of Engineering and Applied Sciences (PIEAS) Nilore, Islamabad, Pakistan
| | - Atif Mahmood
- Department of Electrical Engineering Pakistan Institute of Engineering and Applied Sciences (PIEAS) Nilore, Islamabad, Pakistan
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27
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Bernal-de-Lázaro JM, Cruz-Corona C, Silva-Neto AJ, Llanes-Santiago O. Criteria for optimizing kernel methods in fault monitoring process: A survey. ISA Trans 2022; 127:259-272. [PMID: 34511263 DOI: 10.1016/j.isatra.2021.08.040] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 08/20/2020] [Revised: 08/27/2021] [Accepted: 08/29/2021] [Indexed: 06/13/2023]
Abstract
Nowadays, how to select the kernel function and their parameters for ensuring high-performance indicators in fault diagnosis applications remains as two open research issues. This paper provides a comprehensive literature survey of kernel-preprocessing methods in condition monitoring tasks, with emphasis on the procedures for selecting their parameters. Accordingly, twenty kernel optimization criteria and sixteen kernel functions are analyzed. A kernel evaluation framework is further provided for helping in the selection and adjustment of kernel functions. The proposal is validated via a KPCA-based monitoring scheme and two well-known benchmark processes.
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Affiliation(s)
- José M Bernal-de-Lázaro
- Department of Automation and Computing, Universidad Tecnológica de La Habana "José Antonio Echeverría", CUJAE, Cuba
| | - Carlos Cruz-Corona
- Department of Computer Science and Artificial Intelligence, University of Granada, Spain
| | - Antônio J Silva-Neto
- Department of Mechanical Engineering, Universidade do Estado do Rio de Janeiro, IPRJ-UERJ, RJ, Brazil
| | - Orestes Llanes-Santiago
- Department of Automation and Computing, Universidad Tecnológica de La Habana "José Antonio Echeverría", CUJAE, Cuba.
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28
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Wu Y, Zhao D, Liu S, Li Y. Fault detection for linear discrete time-varying systems with multiplicative noise based on parity space method. ISA Trans 2022; 121:156-170. [PMID: 33926724 DOI: 10.1016/j.isatra.2021.04.018] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 10/09/2020] [Revised: 03/13/2021] [Accepted: 04/16/2021] [Indexed: 06/12/2023]
Abstract
This paper addresses the robust fault diagnosis problem for a class of linear discrete time-varying systems with multiplicative noise based on parity space method. A novel fault detection performance index, in terms of stochastic robustness/sensitivity ratio, is proposed to establish the residual generator. A computationally attractive recursive algorithm, is put forward to obtain the complex matrix involved in the aforementioned fault detection performance index. Drawing support of random matrix analysis and calculation, the corresponding solution is derived in an analytical form via solving a multi-objective optimization problem. By means of Randomized Algorithms, two fault detection threshold setting algorithms are provided subsequently to achieve residual performance assessment by taking into account the fault detection rate and false alarm rate in the probabilistic framework. Two illustrative examples are finally provided to illustrate the effectiveness of the proposed scheme.
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Affiliation(s)
- Yutao Wu
- School of Electrical Engineering, University of Jinan, Jinan 250022, China
| | - Dong Zhao
- Institute for Automatic Control and Complex Systems, University of Duisburg-Essen, Duisburg, 47057, Germany
| | - Shuai Liu
- School of Control Science and Engineering, Shandong University, Jinan 250061, China
| | - Yueyang Li
- School of Electrical Engineering, University of Jinan, Jinan 250022, China.
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29
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Gomes DPS, Ozansoy C. High-impedance faults in power distribution systems: A narrative of the field's developments. ISA Trans 2021; 118:15-34. [PMID: 33642032 DOI: 10.1016/j.isatra.2021.02.018] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.7] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 05/01/2020] [Revised: 01/16/2021] [Accepted: 02/09/2021] [Indexed: 06/12/2023]
Abstract
High-impedance faults in power distribution systems is a lasting problem with decades of steady investigation. Due to the complexity of the problem, the field can also be challenging to navigate. Although there exist surveys of the field in the literature, it is not easy to find a comprehensive contextualization of how and when the field developments unfolded. This paper presents the historical narrative of the progress and developments based on the most cited papers since the inception of the field. The accounts are not limited to archaic and obsolete works. They are all contextualized from the seminal papers to contemporary methods and related technology. Quantitative figures on the survey of the methods and relevant knowledge gaps are also discussed at the closing of the paper.
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Affiliation(s)
| | - C Ozansoy
- Victoria University, Melbourne, Australia.
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30
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Cheng H, Wu J, Huang D, Liu Y, Wang Q. Robust adaptive boosted canonical correlation analysis for quality-relevant process monitoring of wastewater treatment. ISA Trans 2021; 117:210-220. [PMID: 33531141 DOI: 10.1016/j.isatra.2021.01.039] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.3] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Received: 03/16/2020] [Revised: 01/07/2021] [Accepted: 01/21/2021] [Indexed: 06/12/2023]
Abstract
Quality-relevant process monitoring has attracted much attention for its ability to assist in maintaining efficient plant operation. However, when the process suffers from non-stationary and over-complex (with noise, multiplicative faults, etc.) characteristics, the traditional methods usually cannot be effectively applied. To this end, a novel method, termed as Robust adaptive boosted canonical correlation analysis (Rab-CCA), is proposed to monitor the wastewater treatment processes. First, a robust decomposition method is proposed to mitigate the defects of standard CCA by decomposing the corrupted matrix into a low-matrix and a sparse matrix. Second, to further improve the performance of the standard process monitoring method, a novel criterion function and control charts are reconstructed accordingly. Moreover, an adaptive statistical control limit is proposed that can adjust the thresholds according to the state of a system and can effectively reduce the missed alarms and false alarms simultaneously. The superiority of Rab-CCA is verified by Benchmark Simulation Model 1 (BSM1) and a real full-scale wastewater treatment plant (WWTP).
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Affiliation(s)
- Hongchao Cheng
- School of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, China; Centre for Technology in Water and Wastewater, School of Civil and Environmental Engineering, University of Technology Sydney, Ultimo, NSW 2007, Australia.
| | - Jing Wu
- School of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, China.
| | - Daoping Huang
- School of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, China.
| | - Yiqi Liu
- School of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, China.
| | - Qilin Wang
- Centre for Technology in Water and Wastewater, School of Civil and Environmental Engineering, University of Technology Sydney, Ultimo, NSW 2007, Australia.
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31
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Tang P, Peng K, Dong J. Nonlinear quality-related fault detection using combined deep variational information bottleneck and variational autoencoder. ISA Trans 2021; 114:444-454. [PMID: 33483094 DOI: 10.1016/j.isatra.2021.01.002] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.7] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 09/04/2020] [Revised: 01/03/2021] [Accepted: 01/03/2021] [Indexed: 06/12/2023]
Abstract
Deep learning has gotten much attention in industrial field, many fault detection methods based on deep learning have been developed for nonlinear industrial processes. However, most of them do not take the quality-related faults into account. In order to extract the latent variables which can represent the separated quality-related and unrelated information, this paper proposes a novel deep VIB-VAE algorithm, which combines variational autoencoder (VAE) model and deep variational information bottleneck (VIB). Deep VIB extracts quality-related latent variables by maximizing mutual information between latent variables and process quality while minimizing mutual information between latent variables and observation. VAE is used to learn the quality-unrelated part with above quality-related latent variables as auxiliary information. To monitor and distinguish quality-related and quality-unrelated faults, two monitoring statistics are designed by the two-part latent variables. The reconstruction error by VAE is introduced to improve the performance of fault detection. Finally, the effectiveness of the proposed deep VIB-VAE algorithm is demonstrated by a numerical case and a real hot strip mill process case, respectively.
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Affiliation(s)
- Peng Tang
- Key Laboratory of Knowledge Automation for Industrial Processes of Ministry of Education, School of Automation and Electrical Engineering, University of Science and Technology Beijing, Beijing, 100083, China.
| | - Kaixiang Peng
- Key Laboratory of Knowledge Automation for Industrial Processes of Ministry of Education, School of Automation and Electrical Engineering, University of Science and Technology Beijing, Beijing, 100083, China.
| | - Jie Dong
- Key Laboratory of Knowledge Automation for Industrial Processes of Ministry of Education, School of Automation and Electrical Engineering, University of Science and Technology Beijing, Beijing, 100083, China.
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32
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Ye ZH, Ni HJ, Zhang D, Xue HX. Neural network-based fault detection for nonlinear networked systems with uncertain medium access constraint: Application to motor systems. ISA Trans 2021; 111:211-222. [PMID: 33189306 DOI: 10.1016/j.isatra.2020.11.003] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 11/04/2019] [Revised: 11/03/2020] [Accepted: 11/03/2020] [Indexed: 06/11/2023]
Abstract
The fault detection for a class of continuous-time nonlinear networked control systems with medium access constraint is concerned in this paper, where the occurring probability of transition from one sensor to another is allowed to be partially unknown and uncertain. First of all, a Markovian system approach is adopted to describe the access process of sensors, in which only one sensor is allowed to access the communication channel. A robust filter based residual generator is proposed to generate the residual signal such that it can be used to indicate whether the fault has occurred or not. The nonlinear term is approximated by a neural network, and the Lyapunov-Krasovskii functional is introduced to analyze the fault detection system, three sufficient conditions for the stochastic stability of fault detection error system are given, and the fault detection filter gains are calculated via solving some matrix inequalities. In the simulation, a second-order DC motor system is used to validate of the main results, which shows the effectiveness of the fault detector design.
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Affiliation(s)
- Ze-Hua Ye
- Department of Automation, Zhejiang University of Technology, China
| | - Hong-Jie Ni
- Department of Automation, Zhejiang University of Technology, China
| | - Dan Zhang
- Department of Automation, Zhejiang University of Technology, China.
| | - Huan-Xin Xue
- Zhejiang Dafeng Industry Co., Ltd., Yu Yao, Zhe Jiang, China
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33
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Li C, Cabrera D, Sancho F, Cerrada M, Sánchez RV, Estupinan E. From fault detection to one-class severity discrimination of 3D printers with one-class support vector machine. ISA Trans 2021; 110:357-367. [PMID: 33081986 DOI: 10.1016/j.isatra.2020.10.036] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.3] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 01/17/2020] [Revised: 08/27/2020] [Accepted: 10/10/2020] [Indexed: 06/11/2023]
Abstract
The lack of faulty condition data reduces the feasibility of supervised learning for fault detection or fault severity discrimination in new manufacturing technologies. To deal with this issue, one-class learning arises for building binary discriminative models using only healthy condition data. However, these models have not been extrapolated to severity discrimination. This paper proposes to extend OCSVM, which is typically used for fault detection, to 3D printer fault severity discrimination. First, a set of features is extracted from a set of normal signals. An optimized OCSVM model is obtained by tuning the kernel and model hyperparameters. The resulting models are evaluated for fault detection and fault severity discrimination using a proposed performance evaluation approach. Experimental comparisons for belt-based faults in 3D printers show that the distance to the hyperplane has the information to discriminate the severity level, and its use is feasible. The proposed hyperparameter optimization technique improves the OCSVM for fault detection and severity discrimination compared to some other methods.
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Affiliation(s)
- Chuan Li
- National Research Base of Intelligent Manufacturing Service, Chongqing Technology and Business University, Chongqing 400067, China
| | - Diego Cabrera
- National Research Base of Intelligent Manufacturing Service, Chongqing Technology and Business University, Chongqing 400067, China; GIDTEC, Universidad Politécnica Salesiana, Ecuador.
| | - Fernando Sancho
- Department of Computer Science and Artificial Intelligence, Universidad de Sevilla, Spain
| | | | | | - Edgar Estupinan
- Department of Mechanical Engineering, University of Tarapaca, Arica, Chile
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34
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Mi Naz MR. An effective method for detection of stator fault in PMSM with 1D-LBP. ISA Trans 2020; 106:283-292. [PMID: 32682547 DOI: 10.1016/j.isatra.2020.07.013] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.3] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 07/31/2019] [Revised: 07/04/2020] [Accepted: 07/08/2020] [Indexed: 06/11/2023]
Abstract
Permanent Magnet Synchronous Motors (PMSMs) have recently been used commonly in all areas of the industry due to their position control as well as precise speed. The success of these motors in applications of precise speed and position control depends on their whole operation. Even if the fault is at a highly-low-level, this negatively affects the precision of the motor. In this study, the one dimensional local binary patterns (1D-LBP) method, which is compelling and distinctive, has been used for feature extraction instead of frequency spectrum analysis or time-frequency analysis, which are among conventional feature extraction techniques in the literature, to detect short-circuit fault that occurs in PMSM stators. Thus, to test the proposed method, an experiment setup has been prepared to record current and voltage signals detected through 15 kHz sampling from healthy and faulty PMSM. 1D-LBP was applied to these current and voltage signals and the histograms of newly formed current and voltage signals were obtained. Histograms of newly formed signals are used as feature vectors. Healthy and faulty motors could be classified at high success rates applying one of the machine learning techniques, Knn algorithm, to histograms. It was found that the methods had a success rate over 90% when it was tested over-current and voltage data obtained from PMSM that ran at different speeds and loads and had different fault rates to test whether the methods ran properly.
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Affiliation(s)
- Mehmet Recep Mi Naz
- Siirt University, Engineering Faculty C Block, Electrical and Electronics Engineering Department, Kezer Campus, Batman Road, Merkez/SİİRT, 56100, Turkey.
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35
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Xu D, Zhu F, Zhou Z, Yan X. Distributed fault detection and estimation in cyber-physical systems subject to actuator faults. ISA Trans 2020; 104:162-174. [PMID: 31864636 DOI: 10.1016/j.isatra.2019.12.002] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 10/30/2018] [Revised: 12/08/2019] [Accepted: 12/08/2019] [Indexed: 06/10/2023]
Abstract
The fault detection and estimation problems for the physical layer network in the cyber-physical systems with unknown external disturbances are investigated in this study. Both bias fault and loss of efficiency scenarios are considered for the actuators. Based on the adaptive threshold method and sliding mode observer approach, a distributed fault detection observer (DFDO) is constructed for each physical layer node to detect the occurrence of actuator faults. Then a relative global estimation error system is defined for the distributed fault estimation observer (DFEO). Compared with the existing results, the proposed DFEO can provide the estimation for not only the actuator bias faults but also the actuators' efficiency factors under the impact of exogenous disturbance with two gain dynamic update processes. Finally, the feasibility and effectiveness of the given DFDO and the DFEO are examined by Lyapunov stability method and the simulation results.
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Affiliation(s)
- Dezhi Xu
- School of Internet of Things Engineering, Jiangnan University, Wuxi, 214122, China
| | - Fanglai Zhu
- College of Electronics and Information Engineering, Tongji University, Shanghai 200092, China.
| | - Zepeng Zhou
- College of Electronics and Information Engineering, Tongji University, Shanghai 200092, China
| | - Xinggang Yan
- School of Engineering and Digital Arts, University of Kent, Canterbury, CT2 7NT, UK
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36
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Khan AS, Khan AQ, Iqbal N, Sarwar M, Mahmood A, Shoaib MA. Distributed fault detection and isolation in second order networked systems in a cyber-physical environment. ISA Trans 2020; 103:131-142. [PMID: 32197759 DOI: 10.1016/j.isatra.2020.03.014] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.5] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 06/23/2019] [Revised: 03/09/2020] [Accepted: 03/09/2020] [Indexed: 06/10/2023]
Abstract
Modern industrial processes and cyber-physical systems (CPS) are prone to anomalies both due to cyber and physical perturbations. Cyber disturbances or attacks being more hazardous may give birth to a series of multiple coordinated faults. In order to detect and isolate such faults, this paper proposes a novel distributed fault detection and isolation scheme for second-order networked systems. The system is assumed to be working in a cyber-physical environment where it is likely to face multiple simultaneous faults. Each node has access to measurements of states of its neighboring nodes. A distributed fault detection and isolation filter (DFDIF) is designed such that fault detection and fault isolation can be obtained in a single step. Using the proposed filter, each node can detect and isolate multiple simultaneous faults in its neighboring nodes. The detection and isolation of faults with a single filter at each node reduces the overall computational burden of distributed fault detection and isolation (DFDI) scheme. The proposed framework is tested for power network and robotic formations. Finally, a comparison with existing techniques is provided to prove the effectiveness of the proposed method.
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Affiliation(s)
- Aadil Sarwar Khan
- Department of Electrical Engineering Pakistan Institute of Engineering and Applied Sciences (PIEAS) Nilore, Islamabad, Pakistan.
| | - Abdul Qayyum Khan
- Department of Electrical Engineering Pakistan Institute of Engineering and Applied Sciences (PIEAS) Nilore, Islamabad, Pakistan.
| | - Naeem Iqbal
- Department of Electrical Engineering Pakistan Institute of Engineering and Applied Sciences (PIEAS) Nilore, Islamabad, Pakistan.
| | - Muhammad Sarwar
- Department of Electrical Engineering Pakistan Institute of Engineering and Applied Sciences (PIEAS) Nilore, Islamabad, Pakistan.
| | - Atif Mahmood
- Department of Electrical Engineering Pakistan Institute of Engineering and Applied Sciences (PIEAS) Nilore, Islamabad, Pakistan
| | - M Asim Shoaib
- Department of Electrical Engineering Pakistan Institute of Engineering and Applied Sciences (PIEAS) Nilore, Islamabad, Pakistan
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37
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Peng C, Lu R, Kang O, Kai W. Batch process fault detection for multi-stage broad learning system. Neural Netw 2020; 129:298-312. [PMID: 32574976 DOI: 10.1016/j.neunet.2020.05.031] [Citation(s) in RCA: 12] [Impact Index Per Article: 3.0] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 07/20/2019] [Revised: 05/20/2020] [Accepted: 05/26/2020] [Indexed: 11/19/2022]
Abstract
In the real industrial production process, some minor faults are difficult to be detected by multivariate statistical analysis methods with mean and variance as detection indicators due to the aging equipment and catalyst deactivation. With structural characteristics, deep neural networks can better extract data features to detect such faults. However, most deep learning models contain a large number of connection parameters between layers, which causes the training time-consuming and thus makes it difficult to achieve a fast-online response. The Broad Learning System (BLS) network structure is expanded without a retraining process and thus saves a lot of training time. Considering that different stages of the batch production process have different production characteristics, we use the Affinity Propagation (AP) algorithm to separate the different stages of the production process. This paper conducts research on a multi-stage process monitoring framework that integrates AP and the BLS. Compared with other monitoring models, the monitoring results in the penicillin fermentation process have verified the superiority of the AP-BLS model.
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Affiliation(s)
- Chang Peng
- Faculty of Information Technology, Beijing University of Technology, Beijing 100124, PR China.
| | - RuiWei Lu
- Faculty of Information Technology, Beijing University of Technology, Beijing 100124, PR China
| | - Olivia Kang
- Faculty of Information Technology, Beijing University of Technology, Beijing 100124, PR China
| | - Wang Kai
- Faculty of Information Technology, Beijing University of Technology, Beijing 100124, PR China
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38
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Guo J, Zhen D, Li H, Shi Z, Gu F, Ball AD. Fault detection for planetary gearbox based on an enhanced average filter and modulation signal bispectrum analysis. ISA Trans 2020; 101:408-420. [PMID: 32061355 DOI: 10.1016/j.isatra.2020.02.010] [Citation(s) in RCA: 5] [Impact Index Per Article: 1.3] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 06/22/2019] [Revised: 02/07/2020] [Accepted: 02/07/2020] [Indexed: 06/10/2023]
Abstract
Transient impulses are important information for machinery fault diagnosis. However, the transient features contained in the vibration signals generated by planetary gearboxes are usually immersed by a large amount of background noise and harmonic components. Even mathematical morphology (MM) is an excellent anti-noise signal processing method that can directly extract the geometry of impulse features in the time domain, but the four basic operators of MM can only extract one-way impulses while cannot extract the bidirectional impulses effectively at the same time. To accurately extract the impulse feature information, a novel method for fault detection of planetary gearbox based on an enhanced average (EAVG) filter and modulated signal bispectrum (MSB) is proposed. Firstly, the properties of the extracted impulses based on the four basic operators of MM will be divided into two categories of enhanced average operators. The four EAVG filters consist of the average weighted combination of enhanced average operators, and then the best EAVG filter is selected based on correlation coefficient to implement on the original vibration signal. It allows EAVG filter to extract positive and negative impulses of vibration signal, thereby improving the accuracy of planetary gearbox fault detection. Subsequently, the performance of the EAVG filter is influenced by the length of its structural element (SE), which is adaptively determined using an indicator based kurtosis. Then, the EAVG filter selects the optimal SE length to eliminate the interference of background noise and harmonic components to enhance the impulse components of the vibration signal. However, the nonlinear modulation components that are related to the fault types and severities are not extracted exactly and still remained in the filtered signal by EAVG. Finally, the MSB is utilized to the EAVG filtered signal to decompose the modulated components and extract the fault features. The advantages of EAVG over average (AVG) filter are clarified in the simulation study. In addition, the EAVG-MSB is validated by analyzing the vibration signals of planetary gearboxes with sun gear chipped tooth, sun gear misalignment and bearing inner race fault. The results indicate that the EAVG-MSB is effective and accurate in feature extraction compared with the combination morphological filter-hat transform (CMFH) and average combination difference morphological filter (ACDIF), and the feasibility of the EAVG-MSB are proved for planetary gearbox condition monitoring and fault diagnosis.
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Affiliation(s)
- Junchao Guo
- School of Mechanical Engineering, Hebei University of Technology, Tianjin, 300401, China
| | - Dong Zhen
- School of Mechanical Engineering, Hebei University of Technology, Tianjin, 300401, China.
| | - Haiyang Li
- Centre for Efficiency and Performance Engineering, University of Huddersfield, Huddersfield, HD1 3DH, UK
| | - Zhanqun Shi
- School of Mechanical Engineering, Hebei University of Technology, Tianjin, 300401, China
| | - Fengshou Gu
- Centre for Efficiency and Performance Engineering, University of Huddersfield, Huddersfield, HD1 3DH, UK
| | - Andrew D Ball
- Centre for Efficiency and Performance Engineering, University of Huddersfield, Huddersfield, HD1 3DH, UK
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39
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Wang B, Liao Y, Ding C, Zhang X. Periodical sparse low-rank matrix estimation algorithm for fault detection of rolling bearings. ISA Trans 2020; 101:366-378. [PMID: 32035636 DOI: 10.1016/j.isatra.2020.01.037] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.3] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 01/27/2019] [Revised: 01/29/2020] [Accepted: 01/29/2020] [Indexed: 06/10/2023]
Abstract
Early bearing fault detection is crucial to avoid catastrophic accidents. However, the repetitive defect impulses indicating bearing fault are buried in heavy background noise. In the paper, a novel periodical sparse low-rank (PSLR) matrix estimation algorithm is proposed for extracting repetitive transients from noisy signal. Concretely, periodical group sparsity and low-lank property of fault transients in time-frequency domain are first revealed, and then an optimization problem is proposed for simultaneously promoting these two properties. Meanwhile, to further highlight the sparsity of fault features, the non-convex penalty functions are incorporated into the optimization problem. Then, for solving the proposed optimization problem, an iterative algorithm is derived based on alternating direction method of multipliers (ADMM) and majorization-minimization (MM), in which the traditional soft-thresholding operation is replaced by the proposed Gini-guided fault information thresholding (FIT) scheme to enhance fault transient extraction. Finally, simulated and real signals confirm the performance of proposed PSLR in extracting defect impulses from noisy vibration signal.
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Affiliation(s)
- Baoxiang Wang
- Shaanxi Key Laboratory of Mechanical Product Quality Assurance and Diagnostics, School of Mechanical Engineering, Xi'an Jiaotong University, Xi'an, Shaanxi Province 710049, China; Key Laboratory of Education Ministry for Modern Design and Rotor-Bearing System, Xi'an Jiaotong University, Xi'an 710049, China.
| | - Yuhe Liao
- Shaanxi Key Laboratory of Mechanical Product Quality Assurance and Diagnostics, School of Mechanical Engineering, Xi'an Jiaotong University, Xi'an, Shaanxi Province 710049, China; Key Laboratory of Education Ministry for Modern Design and Rotor-Bearing System, Xi'an Jiaotong University, Xi'an 710049, China.
| | - Chuancang Ding
- State Key Laboratory for Manufacturing Systems Engineering, School of Mechanical Engineering, Xi'an Jiaotong University, Xi'an, Shaanxi Province 710049, China.
| | - Xining Zhang
- Shaanxi Key Laboratory of Mechanical Product Quality Assurance and Diagnostics, School of Mechanical Engineering, Xi'an Jiaotong University, Xi'an, Shaanxi Province 710049, China.
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40
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Albezzawy MN, Nassef MG, Sawalhi N. Rolling element bearing fault identification using a novel three-step adaptive and automated filtration scheme based on Gini index. ISA Trans 2020; 101:453-460. [PMID: 31955946 DOI: 10.1016/j.isatra.2020.01.019] [Citation(s) in RCA: 3] [Impact Index Per Article: 0.8] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 08/06/2019] [Revised: 01/10/2020] [Accepted: 01/10/2020] [Indexed: 06/10/2023]
Abstract
For early detection of rolling element bearings (REBs) faults in contaminated signals, kurtosis-derived indices are involved in the filtration process prior to demodulation. However, they were found either sensitive to impulsive outliers or requiring many input arguments. In this study, a novel three-step adaptive and automated filtration scheme using Gini index (GI) is proposed as an alternative to kurtosis-based techniques to enhance the weak fault features and eliminate noise and interferences from the raw vibration signal. The proposed approach was tested using experimental signals with different bearing faults. The filtered signals were greatly denoised and the fault impulses were successfully isolated, which indicates the effectiveness of the proposed approach and the superiority of GI over kurtosis-derived indices as a criterion for proper filter design for REBs fault detection.
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Affiliation(s)
- Muhammad N Albezzawy
- Production Engineering Department, Faculty of Engineering, Alexandria University, Egypt.
| | - Mohamed G Nassef
- Production Engineering Department, Faculty of Engineering, Alexandria University, Egypt; Industrial and Manufacturing Department, School of Innovative Design Engineering, Egypt-Japan University of Science and Technology, Egypt.
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41
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González-Muñiz A, Díaz I, Cuadrado AA. DCNN for condition monitoring and fault detection in rotating machines and its contribution to the understanding of machine nature. Heliyon 2020; 6:e03395. [PMID: 32090183 PMCID: PMC7026294 DOI: 10.1016/j.heliyon.2020.e03395] [Citation(s) in RCA: 15] [Impact Index Per Article: 3.8] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Download PDF] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 04/26/2019] [Revised: 11/13/2019] [Accepted: 02/05/2020] [Indexed: 11/28/2022] Open
Abstract
Rotating machines are critical equipment in many processes, and failures in their operation can have serious implications. Consequently, fault detection in rotating machines has been widely investigated. Conventional detection systems include two blocks: feature extraction and classification. These systems are based on manually engineered features (ball pass frequencies, RMS value, kurtosis, crest factor, etc.) and therefore require a high level of human expertise (it is a human who designs and selects the most appropriate set of features to perform the classification). Instead, we propose a system for condition monitoring and fault detection in rotating machines based on a 1-D deep convolutional neural network (1D DCNN), which merges the tasks of feature extraction and classification into a single learning body. The proposed system has been designed for use on a rotating machine with seven possible operating states and it proves to be able to determine the operating condition of the machine almost as accurately as conventional feature-engineered classifiers, but without the need for prior knowledge of the machine. The proposed system has also reported good classification on a bearing fault dataset from another machine, thus demonstrating its capability to monitor the condition of different machines. Finally, the analysis of the features learned by the deep model has revealed valuable and previously unknown machine information, such as the rotational speed of the machine or the number of balls in the bearings. In this way, our results illustrate not only the good performance of CNNs, but also their versatility and the valuable information they could provide about the monitored machine.
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Affiliation(s)
- Ana González-Muñiz
- Electrical Engineering Dept., University of Oviedo, Edif. Dept., Campus de Viesques s/n, 33204, Gijón, Spain
| | - Ignacio Díaz
- Electrical Engineering Dept., University of Oviedo, Edif. Dept., Campus de Viesques s/n, 33204, Gijón, Spain
| | - Abel A Cuadrado
- Electrical Engineering Dept., University of Oviedo, Edif. Dept., Campus de Viesques s/n, 33204, Gijón, Spain
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42
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Liu H, Yang C, Huang M, Yoo C. Multivariate statistical monitoring of subway indoor air quality using dynamic concurrent partial least squares. Environ Sci Pollut Res Int 2020; 27:4159-4169. [PMID: 31828714 DOI: 10.1007/s11356-019-06935-9] [Citation(s) in RCA: 3] [Impact Index Per Article: 0.8] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Received: 04/15/2019] [Accepted: 10/31/2019] [Indexed: 06/10/2023]
Abstract
To maintain the health level of indoor air quality (IAQ) in subway stations, the data-driven multivariate statistical method concurrent partial least squares (CPLS) has been successfully applied for output-relevant and input-relevant sensor faults detection. To cope with the dynamic problem of IAQ data, the augmented matrices are applied to CPLS (DCPLS) to achieve the better performance. DCPLS method simultaneously decomposes the input and output data spaces into five subspaces for comprehensive monitoring: a joint input-output subspace, an output principal subspace, an output-residual subspace, an input-principal subspace, and an input-residual subspace. Results of using the underground IAQ data in a subway station demonstrate that the monitoring capability of DCPLS is superior than those of PLS and CPLS. More specifically, the fault detection rates of the bias of PM10 and PM2.5 using DCPLS can be improved by approximately 13% and 15%, respectively, in comparison with those of CPLS.
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Affiliation(s)
- Hongbin Liu
- Co-Innovation Center of Efficient Processing and Utilization of Forest Resources, Nanjing Forestry University, Nanjing, 210037, China.
- Department of Environmental Science and Engineering, College of Engineering, Kyung Hee University, Yongin, 446701, South Korea.
| | - Chong Yang
- Co-Innovation Center of Efficient Processing and Utilization of Forest Resources, Nanjing Forestry University, Nanjing, 210037, China
| | - Mingzhi Huang
- Environmental Research Institute, Key Laboratory of Theoretical Chemistry of Environment Ministry of Education, South China Normal University, Guangzhou, 510631, China
| | - ChangKyoo Yoo
- Department of Environmental Science and Engineering, College of Engineering, Kyung Hee University, Yongin, 446701, South Korea.
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Mamandipoor B, Majd M, Sheikhalishahi S, Modena C, Osmani V. Monitoring and detecting faults in wastewater treatment plants using deep learning. Environ Monit Assess 2020; 192:148. [PMID: 31997006 DOI: 10.1007/s10661-020-8064-1] [Citation(s) in RCA: 21] [Impact Index Per Article: 5.3] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Received: 05/29/2019] [Accepted: 01/01/2020] [Indexed: 06/10/2023]
Abstract
Wastewater treatment plants use many sensors to control energy consumption and discharge quality. These sensors produce a vast amount of data which can be efficiently monitored by automatic systems. Consequently, several different statistical and learning methods are proposed in the literature which can automatically detect faults. While these methods have shown promising results, the nonlinear dynamics and complex interactions of the variables in wastewater data necessitate more powerful methods with higher learning capacities. In response, this study focusses on modelling faults in the oxidation and nitrification process. Specifically, this study investigates a method based on deep neural networks (specifically, long short-term memory) compared with statistical and traditional machine-learning methods. The network is specifically designed to capture temporal behaviour of sensor data. The proposed method is evaluated on a real-life dataset containing over 5.1 million sensor data points. The method achieved a fault detection rate (recall) of over 92%, thus outperforming traditional methods and enabling timely detection of collective faults.
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Affiliation(s)
- Behrooz Mamandipoor
- Fondazione Bruno Kessler Research Institute, via Sommarive 18, Trento, Italy
| | - Mahshid Majd
- Fondazione Bruno Kessler Research Institute, via Sommarive 18, Trento, Italy
| | | | | | - Venet Osmani
- Fondazione Bruno Kessler Research Institute, via Sommarive 18, Trento, Italy.
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Palmer KA, Bollas GM. Active fault diagnosis for uncertain systems using optimal test designs and detection through classification. ISA Trans 2019; 93:354-369. [PMID: 30850204 DOI: 10.1016/j.isatra.2019.02.034] [Citation(s) in RCA: 2] [Impact Index Per Article: 0.4] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 10/01/2018] [Revised: 01/22/2019] [Accepted: 02/23/2019] [Indexed: 06/09/2023]
Abstract
Fault detection and isolation (FDI) is becoming increasingly difficult due to the complexity and uncertainty of modern systems. For industrial systems with explicit models available, model-based active FDI tests can improve the capability for fault diagnosis. These tests should be determined and evaluated prior to implementation to minimize on-site computational costs. In this paper, a methodology is presented for the design optimization and assessment of tests for active fault diagnosis. The objective is to maximize the information from system outputs with respect to faults while minimizing the correlation between faults and uncertainty. After a test is designed, it is deployed with a k-nearest neighbor algorithm combined with principal component analysis.Two case studies are used to verify the proposed methodology, a three-tank system and a diesel engine.
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Affiliation(s)
- Kyle A Palmer
- Department of Chemical & Biomolecular Engineering, University of Connecticut, 191 Auditorium Road, Unit 3222, Storrs, CT 06269, USA
| | - George M Bollas
- Department of Chemical & Biomolecular Engineering, University of Connecticut, 191 Auditorium Road, Unit 3222, Storrs, CT 06269, USA.
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Wu Y, Dong J. Fault detection for non-Gaussian stochastic distribution fuzzy systems by an event-triggered mechanism. ISA Trans 2019; 91:135-150. [PMID: 30792128 DOI: 10.1016/j.isatra.2019.02.001] [Citation(s) in RCA: 3] [Impact Index Per Article: 0.6] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 07/29/2018] [Revised: 12/30/2018] [Accepted: 02/01/2019] [Indexed: 06/09/2023]
Abstract
This paper studies an event-triggered fault detection (FD) problem for non-Gaussian stochastic distribution fuzzy systems. Different from other systems, the available information of the stochastic distribution systems is the measurable output probability density functions (PDFs) rather than the output itself. This increases the difficulty of the event-triggered-based observer synthesis. To overcome the difficulty, a new event-triggered observer approach based on the information of the output PDFs is proposed. First, a B-spline model is employed to approximate the output PDFs. Second, a novel event-triggered scheme (ETS) is designed to save the limited communication source. Then, a finite-frequency H_∕L∞ fault detection observer is constructed such that the effect of the PDFs approximation error on the residual signal can be attenuated and the FD performance can be increased. Finally, two examples are presented to demonstrate the effectiveness of the proposed method.
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Affiliation(s)
- Yue Wu
- College of Information Science and Engineering, Northeastern University, State Key Laboratory of Synthetical Automation for Process Industries (Northeastern University) and Key Laboratory of Vibration and Control of Aero-Propulsion Systems Ministry of Education of China, Shenyang, 110819, China.
| | - Jiuxiang Dong
- College of Information Science and Engineering, Northeastern University, State Key Laboratory of Synthetical Automation for Process Industries (Northeastern University) and Key Laboratory of Vibration and Control of Aero-Propulsion Systems Ministry of Education of China, Shenyang, 110819, China.
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Brunner V, Klöckner L, Kerpes R, Geier DU, Becker T. Online sensor validation in sensor networks for bioprocess monitoring using swarm intelligence. Anal Bioanal Chem 2020; 412:2165-75. [PMID: 31286180 DOI: 10.1007/s00216-019-01927-7] [Citation(s) in RCA: 4] [Impact Index Per Article: 0.8] [Reference Citation Analysis] [What about the content of this article? (0)] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 03/08/2019] [Revised: 04/29/2019] [Accepted: 05/16/2019] [Indexed: 10/26/2022]
Abstract
Sensor faults can impede the functionality of monitoring and control systems for bioprocesses. Hence, suitable systems need to be developed to validate the sensor readings prior to their use in monitoring and control systems. This study presents a novel approach for online validation of sensor readings. The basic idea is to compare the original sensor reading with predictions for this sensor reading based on the remaining sensor network's information. Deviations between original and predicted sensor readings are used to indicate sensor faults. Since especially batch processes show varying lengths and different phases (e.g., lag and exponential phase), prediction models that are dependent on process time are necessary. The binary particle swarm optimization algorithm is used to select the best prediction models for each time step. A regularization approach is utilized to avoid overfitting. Models with high complexity and prediction errors are penalized, resulting in optimal predictions for the sensor reading at each time step (5% mean relative prediction error). The sensor reliability is calculated by the Kullback-Leibler divergence between the distribution of model-based predictions and the distribution of a moving window of original sensor readings (moving window size = 10 readings). The developed system allows for the online detection of sensor faults. This is especially important when sensor data are used as input to soft sensors for critical quality attributes or the process control system. The proof-of-concept is exemplarily shown for a turbidity sensor that is used to monitor a Pichia pastoris-batch process.
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Lebranchu A, Charbonnier S, Bérenguer C, Prévost F. A combined mono- and multi-turbine approach for fault indicator synthesis and wind turbine monitoring using SCADA data. ISA Trans 2019; 87:272-281. [PMID: 30545768 DOI: 10.1016/j.isatra.2018.11.041] [Citation(s) in RCA: 4] [Impact Index Per Article: 0.8] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 01/08/2018] [Revised: 03/26/2018] [Accepted: 11/27/2018] [Indexed: 06/09/2023]
Abstract
The monitoring of wind turbines using SCADA data has received lately a growing interest from the fault diagnosis community because of the very low cost of these data, which are available in number without the need for any additional sensor. Yet, these data are highly variable due to the turbine constantly changing its operating conditions and to the rapid fluctuations of the environmental conditions (wind speed and direction, air density, turbulence, …). This makes the occurrence of a fault difficult to detect. To address this problem, we propose a multi-level (turbine and farm level) strategy combining a mono- and a multi-turbine approach to create fault indicators insensitive to both operating and environmental conditions. At the turbine level, mono-turbine residuals (i.e. a difference between an actual monitored value and the predicted one) obtained with a normal behavior model expressing the causal relations between variables from the same single turbine and learnt during a normal condition period are calculated for each turbine, so as to get rid of the influence of the operating conditions. At the farm level, the residuals are then compared to a wind farm reference in a multi-turbine approach to obtain fault indicators insensitive to environmental conditions. Indicators for the objective performance evaluation are also proposed to compare wind turbine fault detection methods, which aim at evaluating the cost/benefit of the methods from a production manager's point of view. The performance of the proposed combined mono- and multi-turbine method is evaluated and compared to more classical methods proposed in the literature on a large real data set made of SCADA data recorded on a French wind farm during four years : it is shown than it can improve the fault detection performance when compared to a residual analysis limited at the turbine level only.
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Affiliation(s)
- Alexis Lebranchu
- University Grenoble Alpes, CNRS, Grenoble INP, GIPSA-lab, F-38000 Grenoble, France; Valemo S.A.S, F-33323, Bègles, France.
| | | | | | - Frédéric Prévost
- University Grenoble Alpes, CNRS, Grenoble INP, GIPSA-lab, F-38000 Grenoble, France.
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Huang J, Ersoy OK, Yan X. Fault detection in dynamic plant-wide process by multi-block slow feature analysis and support vector data description. ISA Trans 2019; 85:119-128. [PMID: 30389247 DOI: 10.1016/j.isatra.2018.10.016] [Citation(s) in RCA: 9] [Impact Index Per Article: 1.8] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 11/30/2017] [Revised: 08/15/2018] [Accepted: 10/08/2018] [Indexed: 06/08/2023]
Abstract
This study describes a dynamic large-scale process fault detection algorithm based on multi-block slow feature analysis by taking advantages of both multi-block algorithms in highlighting the local information and slow feature analysis in extracting the different dynamics of process data. A mutual information-based relevance matrix is first calculated to measure the correlation between any two variables, and then K-means clustering is used to cluster the original variables into several blocks by gathering the variables with similar relevance vectors into the same block. Slow feature analysis is applied in each block. A support vector data description is utilized to give a final decision. The proposed algorithm is tested with a well-known Tennessee Eastman (TE) process. The fault detection results show the efficiency and the superiority of the proposed method as compared to other related methods.
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Affiliation(s)
- Jian Huang
- Key Laboratory of Advanced Control and Optimization for Chemical Processes of Ministry of Education, East China University of Science and Technology, Shanghai 200237, China; School of Automation and Electrical Engineering, University of Science and Technology Beijing, Beijing, China
| | - Okan K Ersoy
- School of Electrical and Computer Engineering, Purdue University, West Lafayette, IN 47907, USA.
| | - Xuefeng Yan
- Key Laboratory of Advanced Control and Optimization for Chemical Processes of Ministry of Education, East China University of Science and Technology, Shanghai 200237, China.
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Duan Z, Ghous I, Huang S, Fu J. Fault detection observer design for 2-D continuous nonlinear systems with finite frequency specifications. ISA Trans 2019; 84:1-11. [PMID: 30318363 DOI: 10.1016/j.isatra.2018.09.026] [Citation(s) in RCA: 1] [Impact Index Per Article: 0.2] [Reference Citation Analysis] [What about the content of this article? (0)] [Affiliation(s)] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 03/18/2018] [Revised: 06/21/2018] [Accepted: 09/25/2018] [Indexed: 06/08/2023]
Abstract
This research studies the problem of fault detection observer design for two-dimensional (2-D) continuous-time nonlinear systems in Takagi-Sugeno (T-S) form. Finite frequency (FF) specifications are used to design the observers, which makes observer designing different from previously proposed 2-D detection observers. Faults and disturbances are considered to be dominated in two different FF domain intervals. Fault sensitivity and disturbance robustness are measured by two FF performance indices, respectively. The aim of this paper is to design fault detection observers such that the residual error system has the sensitivity to faults and the desired robustness to disturbances. Sufficient conditions for the existence of a desired fault detection fuzzy observer are established in terms of linear matrix inequalities (LMIs). Simulation results indicate that faults can be detected effectively using the proposed method.
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Affiliation(s)
- Zhaoxia Duan
- College of Energy and Electrical Engineering, Hohai University, Nanjing, 210098, People's Republic of China.
| | - Imran Ghous
- Department of Electrical and Computer Engineering, COMSATS University Islamabad (Lahore Campus), Lahore, 54000, Pakistan
| | - Shipei Huang
- College of Physics and Electronic Information Engineering, Wenzhou University, Wenzhou 325035, People's Republic of China
| | - Jinna Fu
- College of Energy and Electrical Engineering, Hohai University, Nanjing, 210098, People's Republic of China
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Abstract
A novel statistical feature extraction method, called the neighborhood preserving neural network (NPNN), is proposed in this paper. NPNN can be viewed as a nonlinear data-driven fault detection technique through preserving the local geometrical structure of normal process data. The "local geometrical structure " means that each sample can be constructed as a linear combination of its neighbors. NPNN is characterized by adaptively training a nonlinear neural network which takes the local geometrical structure of the data into consideration. Moreover, in order to extract uncorrelated and faithful features, NPNN adopts orthogonal constraints in the objective function. Through backpropagation and eigen decomposition (ED) technique, NPNN is optimized to extract low-dimensional features from original high-dimensional process data. After nonlinear feature extraction, Hotelling T2 statistic and the squared prediction error (SPE) statistic are utilized for the fault detection tasks. The advantages of the proposed NPNN method are demonstrated by both theoretical analysis and case studies on the Tennessee Eastman (TE) benchmark process. Extensive experimental results show the superiority of NPNN in terms of missed detection rate (MDR) and false alarm rate (FAR). The source code of NPNN can be found in https://github.com/htzhaoecust/npnn.
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Affiliation(s)
- Haitao Zhao
- Automation Department, School of Information Science and Engineering, East China University of Science and Technology, Shanghai 200237, PR China; College of Computer Science and Software Engineering, Shenzhen University, Shenzhen, 518060, PR China
| | - Zhihui Lai
- Automation Department, School of Information Science and Engineering, East China University of Science and Technology, Shanghai 200237, PR China; College of Computer Science and Software Engineering, Shenzhen University, Shenzhen, 518060, PR China.
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