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Hart T, Dijkers MP, Whyte J, Turkstra LS, Zanca JM, Packel A, Van Stan JH, Ferraro M, Chen C. A Theory-Driven System for the Specification of Rehabilitation Treatments. Arch Phys Med Rehabil 2018; 100:172-180. [PMID: 30267669 DOI: 10.1016/j.apmr.2018.09.109] [Citation(s) in RCA: 101] [Impact Index Per Article: 16.8] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 03/09/2018] [Revised: 08/27/2018] [Accepted: 09/12/2018] [Indexed: 11/20/2022]
Abstract
The field of rehabilitation remains captive to the black-box problem: our inability to characterize treatments in a systematic fashion across diagnoses, settings, and disciplines, so as to identify and disseminate the active ingredients of those treatments. In this article, we describe the Rehabilitation Treatment Specification System (RTSS), by which any treatment employed in rehabilitation may be characterized, and ultimately classified according to shared properties, via the 3 elements of treatment theory: targets, ingredients, and (hypothesized) mechanisms of action. We discuss important concepts in the RTSS such as the distinction between treatments and treatment components, which consist of 1 target and its associated ingredients; and the distinction between targets, which are the direct effects of treatment, and aims, which are downstream or distal effects. The RTSS includes 3 groups of mutually exclusive treatment components: Organ Functions, Skills and Habits, and Representations. The last of these comprises not only thoughts and feelings, but also internal representations underlying volitional action; the RTSS addresses the concept of volition (effort) as a critical element for many rehabilitation treatments. We have developed an algorithm for treatment specification which is illustrated and described in brief. The RTSS stands to benefit the field in numerous ways by supplying a coherent, theory-based framework encompassing all rehabilitation treatments. Using a common framework, researchers will be able to test systematically the effects of specific ingredients on specific targets; and their work will be more readily replicated and translated into clinical practice.
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Affiliation(s)
- Tessa Hart
- Moss Rehabilitation Research Institute, Elkins Park, PA.
| | - Marcel P Dijkers
- Wayne State University, Detroit, MI; Icahn School of Medicine at Mount Sinai, New York, NY
| | - John Whyte
- Moss Rehabilitation Research Institute, Elkins Park, PA
| | | | | | - Andrew Packel
- Moss Rehabilitation Research Institute, Elkins Park, PA
| | - Jarrad H Van Stan
- Harvard Medical School, Boston, MA; Massachusetts General Hospital Center for Laryngeal Surgery and Voice Rehabilitation, Boston, MA; MGH Institute of Health Professions, Charlestown, MA
| | - Mary Ferraro
- Moss Rehabilitation Research Institute, Elkins Park, PA
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102
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The Rehabilitation Treatment Specification System: Implications for Improvements in Research Design, Reporting, Replication, and Synthesis. Arch Phys Med Rehabil 2018; 100:146-155. [PMID: 30267666 DOI: 10.1016/j.apmr.2018.09.112] [Citation(s) in RCA: 92] [Impact Index Per Article: 15.3] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 03/09/2018] [Revised: 08/30/2018] [Accepted: 09/12/2018] [Indexed: 11/20/2022]
Abstract
Despite significant advances in measuring the outcomes of rehabilitation interventions, little progress has been made in specifying the therapeutic ingredients and processes that cause measured changes in patient functioning. The general approach to better clarifying the process of treatment has been to develop reporting checklists and guidelines that increase the amount of detail reported. However, without a framework instructing researchers in how to describe their treatment protocols in a manner useful to or even interpretable by others, requests for more detail will fail to improve our understanding of the therapeutic process. In this article, we describe how the Rehabilitation Treatment Specification System (RTSS) provides a theoretical framework that can improve research intervention reporting and enable testing and refinement of a protocol's underlying treatment theories. The RTSS framework provides guidance for researchers to explicitly state their hypothesized active ingredients and targets of treatment as well as for how the individual ingredients in their doses directly affect the treatment targets. We explain how theory-based treatment specification has advantages over checklist approaches for intervention design, reporting, replication, and synthesis of evidence in rehabilitation research. A complex rehabilitation intervention is used as a concrete example of the differences between an RTSS-based specification and the Template for Intervention Description and Replication checklist. The RTSS's potential to advance the rehabilitation field can be empirically tested through efforts to use the framework with existing and newly developed treatment protocols.
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103
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Zanca JM, Turkstra LS, Chen C, Packel A, Ferraro M, Hart T, Van Stan JH, Whyte J, Dijkers MP. Advancing Rehabilitation Practice Through Improved Specification of Interventions. Arch Phys Med Rehabil 2018; 100:164-171. [PMID: 30267670 DOI: 10.1016/j.apmr.2018.09.110] [Citation(s) in RCA: 40] [Impact Index Per Article: 6.7] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 04/11/2018] [Revised: 08/30/2018] [Accepted: 09/12/2018] [Indexed: 11/19/2022]
Abstract
Rehabilitation clinicians strive to provide cost-effective, patient-centered care that optimizes outcomes. A barrier to this ideal is the lack of a universal system for describing, or specifying, rehabilitation interventions. Current methods of description vary across disciplines and settings, creating barriers to collaboration, and tend to focus mostly on functional deficits and anticipated outcomes, obscuring connections between clinician behaviors and changes in functioning. The Rehabilitation Treatment Specification System (RTSS) is the result of more than a decade of effort by a multidisciplinary group of rehabilitation clinicians and researchers to develop a theory-based framework to specify rehabilitation interventions. The RTSS describes interventions for treatment components, which consist of a target (functional change brought about as a direct result of treatment), ingredients (actions taken by clinicians to change the target), and a hypothesized mechanism of action, as stated in a treatment theory. The RTSS makes explicit the connections between functional change and clinician behavior, and recognizes the role of patient effort in treatment implementation. In so doing, the RTSS supports clinicians' efforts to work with their patients to set achievable goals, select appropriate treatments, adjust treatment plans as needed, encourage patient participation in the treatment process, communicate with team members, and translate research findings to clinical care. The RTSS may help both expert and novice clinicians articulate their clinical reasoning processes in ways that benefit treatment planning and clinical education, and may improve the design of clinical documentation systems, leading to more effective justification and reimbursement for services. Interested clinicians are invited to apply the RTSS in their local settings.
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Affiliation(s)
- Jeanne M Zanca
- Spinal Cord Injury Research, Kessler Foundation, West Orange, NJ; Physical Medicine and Rehabilitation, Rutgers New Jersey Medical School, Newark, NJ.
| | | | | | - Andrew Packel
- Moss Rehabilitation Research Institute, Elkins Park, PA
| | - Mary Ferraro
- Moss Rehabilitation Research Institute, Elkins Park, PA
| | - Tessa Hart
- Moss Rehabilitation Research Institute, Elkins Park, PA
| | - Jarrad H Van Stan
- Harvard Medical School, Boston, MA; Massachusetts General Hospital Center for Laryngeal Surgery and Voice Rehabilitation, Boston, MA; MGH Institute of Health Professions, Charlestown, MA
| | - John Whyte
- Moss Rehabilitation Research Institute, Elkins Park, PA
| | - Marcel P Dijkers
- Wayne State University, Detroit, MI; Icahn School of Medicine at Mount Sinai, New York, NY
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104
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Abstract
Translation in cognitive neuroscience remains beyond the horizon, brought no closer by supposed major advances in our understanding of the brain. Unless our explanatory models descend to the individual level-a cardinal requirement for any intervention-their real-world applications will always be limited. Drawing on an analysis of the informational properties of the brain, here we argue that adequate individualisation needs models of far greater dimensionality than has been usual in the field. This necessity arises from the widely distributed causality of neural systems, a consequence of the fundamentally adaptive nature of their developmental and physiological mechanisms. We discuss how recent advances in high-performance computing, combined with collections of large-scale data, enable the high-dimensional modelling we argue is critical to successful translation, and urge its adoption if the ultimate goal of impact on the lives of patients is to be achieved.
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Affiliation(s)
- Parashkev Nachev
- Institute of Neurology, University College London, London, WC1N 3BG, UK
| | - Geraint Rees
- Institute of Neurology, University College London, London, WC1N 3BG, UK
- Institute of Cognitive Neuroscience, University College London, London, WC1N 3AR, UK
- Faculty of Life Sciences, University College London, London, WC1E 6BT, UK
- Wellcome Trust Centre for Neuroimaging, University College London, London, WC1N 3BG, UK
| | - Richard Frackowiak
- Institute of Neurology, University College London, London, WC1N 3BG, UK
- Ecole Polytechnique Federale de Lausanne - Faculty of Life Sciences, Blue Brain Project, Geneva, Switzerland
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105
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Abstract
Translation in cognitive neuroscience remains beyond the horizon, brought no closer by supposed major advances in our understanding of the brain. Unless our explanatory models descend to the individual level-a cardinal requirement for any intervention-their real-world applications will always be limited. Drawing on an analysis of the informational properties of the brain, here we argue that adequate individualisation needs models of far greater dimensionality than has been usual in the field. This necessity arises from the widely distributed causality of neural systems, a consequence of the fundamentally adaptive nature of their developmental and physiological mechanisms. We discuss how recent advances in high-performance computing, combined with collections of large-scale data, enable the high-dimensional modelling we argue is critical to successful translation, and urge its adoption if the ultimate goal of impact on the lives of patients is to be achieved.
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Affiliation(s)
- Parashkev Nachev
- Institute of Neurology, University College London, London, WC1N 3BG, UK
| | - Geraint Rees
- Institute of Neurology, University College London, London, WC1N 3BG, UK
- Institute of Cognitive Neuroscience, University College London, London, WC1N 3AR, UK
- Faculty of Life Sciences, University College London, London, WC1E 6BT, UK
- Wellcome Trust Centre for Neuroimaging, University College London, London, WC1N 3BG, UK
| | - Richard Frackowiak
- Institute of Neurology, University College London, London, WC1N 3BG, UK
- Ecole Polytechnique Federale de Lausanne - Faculty of Life Sciences, Blue Brain Project, Geneva, Switzerland
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