Replicated throughfall exclusion experiment in an Indonesian perhumid rainforest: wood production, litter fall and fine root growth under simulated drought

Tropical root responses to global changes: A synthesis

Tropical ecosystems face escalating global change. These shifts can disrupt tropical forests' carbon (C) balance and impact root dynamics. Since roots perform essential functions such as resource acquisition and tissue protection, root responses can inform about the strategies and vulnerabilities of ecosystems facing present and future global changes. However, root trait dynamics are poorly understood, especially in tropical ecosystems. We analyzed existing research on tropical root responses to key global change drivers: warming, drought, flooding, cyclones, nitrogen (N) deposition, elevated (e) CO2, and fires. Based on tree species- and community-level literature, we obtained 266 root trait observations from 93 studies across 24 tropical countries. We found differences in the proportion of root responsiveness to global change among different global change drivers but not among root categories. In particular, we observed that tropical root systems responded to warming and eCO2 by increasing root biomass in species-scale studies. Drought increased the root: shoot ratio with no change in root biomass, indicating a decline in aboveground biomass. Despite N deposition being the most studied global change driver, it had some of the most variable effects on root characteristics, with few predictable responses. Episodic disturbances such as cyclones, fires, and flooding consistently resulted in a change in root trait expressions, with cyclones and fires increasing root production, potentially due to shifts in plant community and nutrient inputs, while flooding changed plant regulatory metabolisms due to low oxygen conditions. The data available to date clearly show that tropical forest root characteristics and dynamics are responding to global change, although in ways that are not always predictable. This synthesis indicates the need for replicated studies across root characteristics at species and community scales under different global change factors.

Precipitation change affects forest soil carbon inputs and pools: A global meta-analysis

The impacts of precipitation change on forest carbon (C) storage will have global consequences, as forests play a major role in sequestering anthropogenic CO2. Although forest soils are one of the largest terrestrial C pools, there is great uncertainty around the response of forest soil organic carbon (SOC) to precipitation change, which limits our ability to predict future forest C storage. To address this, we conducted a meta-analysis to determine the effect of drought and irrigation experiments on SOC pools, plant C inputs and the soil environment based on 161 studies across 139 forest sites worldwide. Overall, forest SOC content was not affected by precipitation change, but both drought and irrigation altered plant C inputs and soil properties associated with SOC formation and storage. Drought may enhance SOC stability by altering soil aggregate fractions, but the effect of irrigation on SOC fractions remains unexplored. The apparent insensitivity of SOC to precipitation change can be explained by the short duration of most experiments and by biome-specific responses of C inputs and pools to drought or irrigation. Importantly, we demonstrate that SOC content is more likely to decline under irrigation at drier temperate sites, but that dry forests are currently underrepresented across experimental studies. Thus, our meta-analysis advances research into the impacts of precipitation change in forests by revealing important differences among forest biomes, which are likely linked to plant adaptation to extant conditions. We further demonstrate important knowledge gaps around how precipitation change will affect SOC stability, as too few studies currently consider distinct soil C pools. To accurately predict future SOC storage in forests, there is an urgent need for coordinated studies of different soil C pools and fractions across existing sites, as well as new experiments in underrepresented forest types.

Increased fine root production coupled with reduced aboveground production of plantations under a three-year experimental drought

Climate change has led to more frequent and intense droughts. A better understanding of forest production under drought stress is critical for assessing the resilience of forests and their capacity to deliver ecosystem services under climate change. However, the direction and magnitude of drought effects on aboveground and belowground forest ecosystem components remain poorly understood. Here, we conducted a drought experiment including 30 % and 50 % throughfall reduction in a poplar plantation in the eastern coast of China to test how different drought intensities affected aboveground and fine root production. We further investigated the responses of soil physicochemical properties (e.g., soil moisture, soil pH, soil carbon, and soil nitrogen), and microbial properties (e.g., total microbial biomass, fungi:bacteria ratios, and Gram+:Gram- bacteria ratios) to drought. We found that the aboveground production decreased by 12.2 % and 19.3 % following 30 % and 50 % drought intensities, respectively. However, fine root production increased by 21.6 % and 35.1 % under 30 % and 50 % drought intensities, respectively. Moreover, all above- and belowground components exhibited stronger responses to 50 % compared with 30 % drought intensity. Our results provide some of the first direct evidence for simultaneous responses of forest above- and belowground production to moderate and intense droughts, by demonstrating that fine root production is more sensitive than aboveground production to both levels of drought stress.

Contrasting effects of intensified dry-season drought and extended dry-season length on soil greenhouse gas emissions in a subtropical forest

Over two-thirds of the Earth's land surface is subjected to seasonal precipitation changes along with climate warming, including the subtropical forests that represent one of the Earth's most important carbon sink and source. However, few experiments have been conducted to understand the response of soil greenhouse gas (GHGs) emissions from these forests to seasonal changes in precipitation. Herein, we conducted a field experiment in a subtropical forest of southern China including two precipitation seasonality treatments: an intensified dry-season (Oct-Mar) drought and wetter wet-season (Jun-Sep) treatment (ID) and an extended dry-season (Apr-May) length and wetter wet-season treatment (ED); for both ID and ED, the annual precipitation amount was kept the same as under ambient control (AC). Compared to AC, the decreased annual CO2 emissions for ID were mainly due to decreased WFPS in Oct-Mar of 2013-2014 and increased WFPS during Jun-Sep of 2013; the increased annual CH4 uptake for ID was predominantly attributed to decreased WFPS in Oct-Mar of 2013-2014; the decreased annual N2O emissions for ID were mainly due to decreased WFPS in Oct-Mar of 2013; the increased annual N2O emissions for ID in 2014 were mainly attributed to increased WFPS in Jun-Sep (p < 0.05). Relative to AC, the increased annual CO2 and N2O emissions from ED were predominantly attributed to decreased WFPS in Apr-May and increased WFPS in Jun-Sep during 2013-2014, respectively (p < 0.05). The average annual CO2-equivalent CH4 and N2O emissions increased under ED but decreased under ID compared to AC (p < 0.05). Although our two precipitation manipulation scenarios simulated seasonal drought impacts without changing annual precipitation amount, ED and ID had distinct impacts on soil GHGs emissions, which have important implications for modeling the subtropical forests GHG emissions and managing the forests to mitigate climate change.

Plasticity of wood and leaf traits related to hydraulic efficiency and safety is linked to evaporative demand and not soil moisture in rubber (Hevea brasiliensis)

The predicted increase of drought intensity in South-East Asia has raised concern about the sustainability of rubber (Hevea brasiliensis Müll. Arg.) cultivation. In order to quantify the degree of phenotypic plasticity in this important tree crop species, we analysed a set of wood and leaf traits related to the hydraulic safety and efficiency in PB260 clones from eight small-holder plantations in Jambi province, Indonesia, representing a gradient in local microclimatic and edaphic conditions. Across plots, branch embolism resistance (P50) ranged from -2.14 to -2.58 MPa. The P50 and P88 values declined, and the hydraulic safety margin increased, with an increase in the mean annual vapour pressure deficit (VPD). Among leaf traits, only the changes in specific leaf area were related to the differences in evaporative demand. These variations of hydraulic trait values were not related to soil moisture levels. We did not find a trade-off between hydraulic safety and efficiency, but vessel density (VD) emerged as a major trait associated with both safety and efficiency. The VD, and not vessel diameter, was closely related to P50 and P88 as well as to specific hydraulic conductivity, the lumen-to-sapwood area ratio and the vessel grouping index. In conclusion, our results demonstrate some degree of phenotypic plasticity in wood traits related to hydraulic safety in this tropical tree species, but this is only in response to the local changes in evaporative demand and not soil moisture. Given that VPD may increasingly limit plant growth in a warmer world, our results provide evidence of hydraulic trait changes in response to a rising evaporative demand.

Deep roots mitigate drought impacts on tropical trees despite limited quantitative contribution to transpiration

Deep rooting is considered a central drought-mitigation trait with vast impact on ecosystem water cycling. Despite its importance, little is known about the overall quantitative water use via deep roots and dynamic shifts of water uptake depths with changing ambient conditions. Knowledge is especially sparse for tropical trees. Therefore, we conducted a drought, deep soil water labeling and re-wetting experiment at Biosphere 2 Tropical Rainforest. We used in situ methods to determine water stable isotope values in soil and tree water in high temporal resolution. Complemented by soil and stem water content and sap flow measurements we determined percentages and quantities of deep-water in total root water uptake dynamics of different tree species. All canopy trees had access to deep-water (max. uptake depth 3.3 m), with contributions to transpiration ranging between 21 % and 90 % during drought, when surface soil water availability was limited. Our results suggest that deep soil is an essential water source for tropical trees that delays potentially detrimental drops in plant water potentials and stem water content when surface soil water is limited and could hence mitigate the impacts of increasing drought occurrence and intensity as a consequence of climate change. Quantitatively, however, the amount of deep-water uptake was low due to the trees' reduction of sap flow during drought. Total water uptake largely followed surface soil water availability and trees switched back their uptake depth dynamically, from deep to shallow soils, following rainfall. Total transpiration fluxes were hence largely driven by precipitation input.

Significant effects of precipitation frequency on soil respiration and its components-A global synthesis

Global warming intensifies the hydrological cycle, which results in changes in precipitation regime (frequency and amount), and will likely have significant impacts on soil respiration (R_s ). Although the responses of R_s to changes in precipitation amount have been extensively studied, there is little consensus on how R_s will be affected by changes in precipitation frequency (PF) across the globe. Here, we synthesized the field observations from 296 published papers to quantify the effects of PF on R_s and its components using meta-analysis. Our results indicated that the effects of PF on R_s decreased with an increase in background mean annual precipitation. When the data were grouped by climate conditions, increased PF showed positive effects on R_s under the arid condition but not under the semi-humid or humid conditions, whereas decreased PF suppressed R_s across all the climate conditions. The positive effects of increased PF mainly resulted from the positive response of heterotrophic respiration under the arid condition while the negative effects of decreased PF were mainly attributed to the reductions in root biomass and respiration. Overall, our global synthesis provided for the first time a comprehensive analysis of the divergent effects of PF on R_s and its components across climate regions. This study also provided a framework for understanding and modeling responses of ecosystem carbon cycling to global precipitation change.

Regional and local determinants of drought resilience in tropical forests

The increase in severity of droughts associated with greater mortality and reduced vegetation growth is one of the main threats to tropical forests. Drought resilience of tropical forests is affected by multiple biotic and abiotic factors varying at different scales. Identifying those factors can help understanding the resilience to ongoing and future climate change. Altitude leads to high climate variation and to different forest formations, principally moist or dry tropical forests with contrasted vegetation structure. Each tropical forest can show distinct responses to droughts. Locally, topography is also a key factor controlling biotic and abiotic factors related to drought resilience in each forest type. Here, we show that topography has key roles controlling biotic and abiotic factors in each forest type. The most important abiotic factors are soil nutrients, water availability, and microclimate. The most important biotic factors are leaf economic and hydraulic plant traits, and vegetation structure. Both dry tropical forests and ridges (steeper and drier habitats) are more sensitive to droughts than moist tropical forest and valleys (flatter and wetter habitats). The higher mortality in ridges suggests that conservative traits are not sufficient to protect plants from drought in drier steeper habitats. Our synthesis highlights that altitude and topography gradients are essential to understand mechanisms of tropical forest's resilience to future drought events. We described important factors related to drought resilience, however, many important knowledge gaps remain. Filling those gaps will help improve future practices and studies about mitigation capacity, conservation, and restoration of tropical ecosystems.

Quantifying Drought Resistance of Drylands in Northern China from 1982 to 2015: Regional Disparity in Drought Resistance

Drylands are expected to be affected by greater global drought variability in the future; consequently, how dryland ecosystems respond to drought events needs urgent attention. In this study, the Normalized Vegetation Index (NDVI) and Standardized Precipitation and Evaporation Index (SPEI) were employed to quantify the resistance of ecosystem productivity to drought events in drylands of northern China between 1982 and 2015. The relationships and temporal trends of resistance and drought characteristics, which included length, severity, and interval, were examined. The temporal trends of resistance responded greatest to those of drought length, and drought length was the most sensitive and had the strongest negative effect with respect to resistance. Resistance decreased with increasing drought length and did not recover with decreasing drought length in hyper-arid regions after 2004, but did recover in arid and semi-arid regions from 2004 and in dry sub-humid regions from 1997. We reason that the regional differences in resistance may result from the seed bank and compensatory effects of plant species under drought events. In particular, this study implies that the ecosystem productivity of hyper-arid regions is the most vulnerable to drought events, and the drought–resistance and drought–recovery interactions are likely to respond abnormally or even shift under ongoing drought change.

Land Cover and Land Use Change Decreases Net Ecosystem Production in Tropical Peatlands of West Kalimantan, Indonesia

Deforested and converted tropical peat swamp forests are susceptible to fires and are a major source of greenhouse gas (GHG) emissions. However, information on the influence of land-use change (LUC) on the carbon dynamics in these disturbed peat forests is limited. This study aimed to quantify soil respiration (heterotrophic and autotrophic), net primary production (NPP), and net ecosystem production (NEP) in peat swamp forests, partially logged forests, early seral grasslands (deforested peat), and smallholder-oil palm estates (converted peat). Peat swamp forests (PSF) showed similar soil respiration with logged forests (LPSF) and oil palm (OP) estates (37.7 Mg CO2 ha−1 yr−1, 40.7 Mg CO2 ha−1 yr−1, and 38.7 Mg CO2 ha−1 yr−1, respectively), but higher than early seral (ES) grassland sites (30.7 Mg CO2 ha−1 yr−1). NPP of intact peat forests (13.2 Mg C ha−1 yr−1) was significantly greater than LPSF (11.1 Mg C ha−1 yr−1), ES (10.8 Mg C ha−1 yr−1), and OP (3.7 Mg C ha−1 yr−1). Peat swamp forests and seral grasslands were net carbon sinks (10.8 Mg CO2 ha−1 yr−1 and 9.1 CO2 ha−1 yr−1, respectively). In contrast, logged forests and oil palm estates were net carbon sources; they had negative mean Net Ecosystem Production (NEP) values (−0.1 Mg CO2 ha−1 yr−1 and −25.1 Mg CO2 ha−1 yr−1, respectively). The shift from carbon sinks to sources associated with land-use change was principally due to a decreased Net Primary Production (NPP) rather than increased soil respiration. Conservation of the remaining peat swamp forests and rehabilitation of deforested peatlands are crucial in GHG emission reduction programs.

Meta-analysis shows non-uniform responses of above- and belowground productivity to drought

Terrestrial productivity underpins ecosystem carbon (C) cycling and multi-trophic diversity. Despite the negative impacts of drought on terrestrial C cycling, our understanding of the responses of above- and belowground productivity to drought remains incomplete. Here, we synthesized the responses of terrestrial productivity and soil factors (e.g., soil moisture, soil pH, soil C, soil nitrogen (N), soil C:N, fungi:bacteria ratio, and microbial biomass C) to drought via a global meta-analysis of 734 observations from 107 studies. Our results revealed that the productivity variables above- and belowground (i.e., net primary productivity, aboveground net primary productivity, belowground net primary productivity, total biomass, aboveground biomass, root biomass, gross ecosystem productivity, and net ecosystem productivity) were decreased across all ecosystems. However, drought did not significantly affect litter mass across all ecosystems, and the responses of above- and belowground productivity to drought were non-uniform. Furthermore, the responses of these productivity variables to drought were more pronounced with drought intensity and duration, and consistent across ecosystem types and background climates. Drought significantly decreased soil moisture, soil C concentrations, soil C:N ratios, and microbial biomass C, whereas it enhanced soil pH values and fungi:bacteria ratios. Moreover, the negative effects of drought on above- and belowground productivity variables were correlated mostly with the response of soil pH to drought among all soil factors. Our study indicated that litter biomass, which mostly represents productivity levels via traditional ecosystem models, was not able to predict the responses of terrestrial ecosystem productivity to drought. The strong relationship between the responses of soil pH and terrestrial productivity to drought suggests that the incorporation of soil pH into Earth system models might facilitate the prediction of terrestrial C cycling and its feedbacks to drought.

Topography and vegetation structure mediate drought impacts on the understory of the South American Atlantic Forest

Droughts have increased in frequency, duration, and severity across most of the tropics but their effect on forest communities remain not fully understood. Here we assessed the effects of a severe El Niño-induced drought event on dominant and low abundance understory plant species and the consequent impacts on ecosystem functions in the South American Atlantic Forest. We established 20 permanent plots with contrasting vegetation structure and topography. In each plot, we measured the stem diameter at breast height (DBH) of every understory woody plant (i.e. 1 to 10 cm stem diameter) before and after a severe 4-year drought event to calculate relative growth and mortality rates after drought. Litter biomass, litter nutrient content and soil nutrients, as well as tree canopy cover, were also quantified. High stem density reduced survival to drought for both dominant and low abundance understory woody species. The growth rate of dominant and low abundance species was lower on steeper slopes during the drought. Dominant species were the main contributor of litter biomass production whereas low abundance species were important drivers of litter quality. Overall, our findings suggest that habitats with low tree density and larger trees on flat areas, such as in valleys, can act as refuges for understory plant species during drought periods. These habitats are resource-rich, providing nutrients and water during unfavorable drought periods and might improve forest resilience to climate change in the long term.

Interannual variation of terrestrial carbon cycle: Issues and perspectives

With accumulation of carbon cycle observations and model developments over the past decades, exploring interannual variation (IAV) of terrestrial carbon cycle offers the opportunity to better understand climate-carbon cycle relationships. However, despite growing research interest, uncertainties remain on some fundamental issues, such as the contributions of different regions, constituent fluxes and climatic factors to carbon cycle IAV. Here we overviewed the literature on carbon cycle IAV about current understanding of these issues. Observations and models of the carbon cycle unanimously show the dominance of tropical land ecosystems to the signal of global carbon cycle IAV, where tropical semiarid ecosystems contribute as much as the combination of all other tropical ecosystems. Vegetation photosynthesis contributes more than ecosystem respiration to IAV of the global net land carbon flux, but large uncertainties remain on the contribution of fires and other disturbance fluxes. Climatic variations are the major drivers to the IAV of net land carbon flux. Although debate remains on whether the dominant driver is temperature or moisture variability, their interaction,that is, the dependence of carbon cycle sensitivity to temperature on moisture conditions, is emerging as key regulators of the carbon cycle IAV. On timescales from the interannual to the centennial, global carbon cycle variability will be increasingly contributed by northern land ecosystems and oceans. Therefore, both improving Earth system models (ESMs) with the progressive understanding on the fast processes manifested at interannual timescale and expanding carbon cycle observations at broader spatial and longer temporal scales are critical to better prediction on evolution of the carbon-climate system.

Conifers depend on established roots during drought: results from a coupled model of carbon allocation and hydraulics

Trees may survive prolonged droughts by shifting water uptake to reliable water sources, but it is unknown if the dominant mechanism involves activating existing roots or growing new roots during drought, or some combination of the two. To gain mechanistic insights on this unknown, a dynamic root-hydraulic modeling framework was developed that set up a feedback between hydraulic controls over carbon allocation and the role of root growth on soil-plant hydraulics. The new model was tested using a 5 yr drought/heat field experiment on an established piñon-juniper stand with root access to bedrock groundwater. Owing to the high carbon cost per unit root area, modeled trees initialized without adequate bedrock groundwater access experienced potentially lethal declines in water potential, while all of the experimental trees maintained nonlethal water potentials. Simulated trees were unable to grow roots rapidly enough to mediate the hydraulic stress, particularly during warm droughts. Alternatively, modeled trees initiated with root access to bedrock groundwater matched the hydraulics of the experimental trees by increasing their water uptake from bedrock groundwater when soil layers dried out. Therefore, the modeling framework identified a critical mechanism for drought response that required trees to shift water uptake among existing roots rather than growing new roots.

Drivers and mechanisms of tree mortality in moist tropical forests

Tree mortality rates appear to be increasing in moist tropical forests (MTFs) with significant carbon cycle consequences. Here, we review the state of knowledge regarding MTF tree mortality, create a conceptual framework with testable hypotheses regarding the drivers, mechanisms and interactions that may underlie increasing MTF mortality rates, and identify the next steps for improved understanding and reduced prediction. Increasing mortality rates are associated with rising temperature and vapor pressure deficit, liana abundance, drought, wind events, fire and, possibly, CO₂ fertilization-induced increases in stand thinning or acceleration of trees reaching larger, more vulnerable heights. The majority of these mortality drivers may kill trees in part through carbon starvation and hydraulic failure. The relative importance of each driver is unknown. High species diversity may buffer MTFs against large-scale mortality events, but recent and expected trends in mortality drivers give reason for concern regarding increasing mortality within MTFs. Models of tropical tree mortality are advancing the representation of hydraulics, carbon and demography, but require more empirical knowledge regarding the most common drivers and their subsequent mechanisms. We outline critical datasets and model developments required to test hypotheses regarding the underlying causes of increasing MTF mortality rates, and improve prediction of future mortality under climate change.

Drought drives rapid shifts in tropical rainforest soil biogeochemistry and greenhouse gas emissions

Climate change models predict more frequent and severe droughts in the humid tropics. How drought will impact tropical forest carbon and greenhouse gas dynamics is poorly understood. Here we report the effects of the severe 2015 Caribbean drought on soil moisture, oxygen, phosphorus (P), and greenhouse gas emissions in a humid tropical forest in Puerto Rico. Drought significantly decreases inorganic P concentrations, an element commonly limiting to net primary productivity in tropical forests, and significantly increases organic P. High-frequency greenhouse gas measurements show varied impacts across topography. Soil carbon dioxide emissions increase by 60% on slopes and 163% in valleys. Methane (CH₄) consumption increases significantly during drought, but high CH₄ fluxes post-drought offset this sink after 7 weeks. The rapid response and slow recovery to drought suggest tropical forest biogeochemistry is more sensitive to climate change than previously believed, with potentially large direct and indirect consequences for regional and global carbon cycles.

Drought impacts on tropical forest soil carbon and greenhouse gas dynamics are poorly understood. Here, the authors investigate the impacts of the 2015 drought in a forest in Puerto Rico and find that it caused shifts in soil carbon dioxide and methane emissions and led to a decrease in available phosphorus.

Experimental throughfall reduction barely affects soil carbon dynamics in a warm-temperate oak forest, central China

Changing precipitation patterns could affect soil carbon (C) cycling in China’s forests. A throughfall reduction (TFR) experiment was conducted in a warm-temperate oak forest in central China to examine effects of reduced precipitation on total soil respiration (SR), heterotrophic soil respiration (HR), autotrophic soil respiration (AR), soil microbial biomass, and fine root biomass from 2013 to 2016. Rain-out shelters, excluding ~50% of throughfall, were applied between May and September, thereby simulating a ~30% reduction in annual precipitation. Although soil moisture was significantly reduced during TFR, microbial biomass and HR remained unaffected. SR, AR, as well as fine root biomass increased during TFR in a comparable dry year, but remained unaffected during all other years. Annual rates of SR, HR, and AR were all unaffected by TFR. Our results indicate that a mild, steady, reduction in growing season precipitation does not affect soil organic matter decomposition in the oak forest ecosystem studied. Low SR rates during a natural dry-spell indicate that SR can be significantly decreased under more severe drought than imposed by the TFR treatment. Our data suggest a low soil moisture threshold of about 10 vol% for SR in the studied soil.

Forest biogeochemistry in response to drought

Trees alter their use and allocation of nutrients in response to drought, and changes in soil nutrient cycling and trace gas flux (N2 O and CH4 ) are observed when experimental drought is imposed on forests. In extreme droughts, trees are increasingly susceptible to attack by pests and pathogens, which can lead to major changes in nutrient flux to the soil. Extreme droughts often lead to more common and more intense forest fires, causing dramatic changes in the nutrient storage and loss from forest ecosystems. Changes in the future manifestation of drought will affect carbon uptake and storage in forests, leading to feedbacks to the Earth's climate system. We must improve the recognition of drought in nature, our ability to manage our forests in the face of drought, and the parameterization of drought in earth system models for improved predictions of carbon uptake and storage in the world's forests.

The Impacts of Droughts in Tropical Forests

Tropical forests exchange more carbon dioxide (CO2) with the atmosphere than any other vegetation type and, thus, form a crucial component of the global carbon cycle. However, the impacts of anthropogenic climate change on drought occurrence and intensity could weaken the tropical forest carbon sink, with resulting feedback to future climates. We urgently need a better understanding of the mechanisms and processes involved to predict future responses of tropical forest carbon sequestration to climate change. Recent progress has been made in the study of drought responses at the molecular, cellular, organ, individual, species, community, and landscape levels. Although understanding of the mechanisms is incomplete, the models used to predict drought impacts could be significantly improved by incorporating existing knowledge.

The response of tropical rainforests to drought-lessons from recent research and future prospects

KEY MESSAGE

We review the recent findings on the influence of drought on tree mortality, growth or ecosystem functioning in tropical rainforests. Drought plays a major role in shaping tropical rainforests and the response mechanisms are highly diverse and complex. The numerous gaps identified here require the international scientific community to combine efforts in order to conduct comprehensive studies in tropical rainforests on the three continents. These results are essential to simulate the future of these ecosystems under diverse climate scenarios and to predict the future of the global earth carbon balance.

CONTEXT

Tropical rainforest ecosystems are characterized by high annual rainfall. Nevertheless, rainfall regularly fluctuates during the year and seasonal soil droughts do occur. Over the past decades, a number of extreme droughts have hit tropical rainforests, not only in Amazonia but also in Asia and Africa. The influence of drought events on tree mortality and growth or on ecosystem functioning (carbon and water fluxes) in tropical rainforest ecosystems has been studied intensively, but the response mechanisms are complex.

AIMS

Herein, we review the recent findings related to the response of tropical forest ecosystems to seasonal and extreme droughts and the current knowledge about the future of these ecosystems.

RESULTS

This review emphasizes the progress made over recent years and the importance of the studies conducted under extreme drought conditions or in through-fall exclusion experiments in understanding the response of these ecosystems. It also points to the great diversity and complexity of the response of tropical rainforest ecosystems to drought.

CONCLUSION

The numerous gaps identified here require the international scientific community to combine efforts in order to conduct comprehensive studies in tropical forest regions. These results are essential to simulate the future of these ecosystems under diverse climate scenarios and to predict the future of the global earth carbon balance.

Threshold Responses to Soil Moisture Deficit by Trees and Soil in Tropical Rain Forests: Insights from Field Experiments

Many tropical rain forest regions are at risk of increased future drought. The net effects of drought on forest ecosystem functioning will be substantial if important ecological thresholds are passed. However, understanding and predicting these effects is challenging using observational studies alone. Field-based rainfall exclusion (canopy throughfall exclusion; TFE) experiments can offer mechanistic insight into the response to extended or severe drought and can be used to help improve model-based simulations, which are currently inadequate. Only eight TFE experiments have been reported for tropical rain forests. We examine them, synthesizing key results and focusing on two processes that have shown threshold behavior in response to drought: (1) tree mortality and (2) the efflux of carbon dioxdie from soil, soil respiration. We show that: (a) where tested using large-scale field experiments, tropical rain forest tree mortality is resistant to long-term soil moisture deficit up to a threshold of 50% of the water that is extractable by vegetation from the soil, but high mortality occurs beyond this value, with evidence from one site of increased autotrophic respiration, and (b) soil respiration reaches its peak value in response to soil moisture at significantly higher soil moisture content for clay-rich soils than for clay-poor soils. This first synthesis of tropical TFE experiments offers the hypothesis that low soil moisture–related thresholds for key stress responses in soil and vegetation may prove to be widely applicable across tropical rain forests despite the diversity of these forests.

New insights into mechanisms driving carbon allocation in tropical forests

The proportion of carbon allocated to wood production is an important determinant of the carbon sink strength of global forest ecosystems. Understanding the mechanisms controlling wood production and its responses to environmental drivers is essential for parameterization of global vegetation models and to accurately predict future responses of tropical forests in terms of carbon sequestration. Here, we synthesize data from 105 pantropical old-growth rainforests to investigate environmental controls on the partitioning of net primary production to wood production (%WP) using structural equation modeling. Our results reveal that %WP is governed by two independent pathways of direct and indirect environmental controls. While temperature and soil phosphorus availability indirectly affected %WP via increasing productivity, precipitation and dry season length both directly increased %WP via tradeoffs along the plant economics spectrum. We provide new insights into the mechanisms driving %WP, allowing us to conclude that projected climate change could enhance %WP in less productive tropical forests, thus increasing carbon sequestration in montane forests, but adversely affecting lowland forests.